Data / Investment advisers / California / Planmember Securities Corporation
Planmember Securities Corporation, Carpinteria, CA: $10.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Planmember Securities Corporation is an SEC registered investment adviser with its main office in Carpinteria, California and reports $10.1 billion in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Planmember Securities Corporation (CRD number 11869): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 11869
- SEC file number
- 801-39177
- SEC status
- Approved, effective June 27, 1991
- Main office
- 6267 Carpinteria Avenue, Carpinteria, CA 93013
- Phone
- (805) 684-1199
- Website
- planmember.com
- Regulatory AUM
- $10,120,552,229 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $10,120,552,229
- Accounts
- 69,645
- Employees
- 429, of which 425 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 350
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 68,543 | $7.71 billion |
| High net worth individuals | 898 | $1.48 billion |
| Pension and profit sharing plans | 126 | $900 million |
| Corporations or other businesses | 56 | $21.5 million |
| Charitable organizations | 22 | $7.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $10.12 billion | March 31, 2026 |
| December 1, 2025 | $9.04 billion | March 31, 2025 |
Other advisers in California
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Generation Investment Management US LLP | San Francisco | $10.54 billion | 3 | adviserinfo.sec.gov |
| Sequoia Global Equities | Menlo Park | $10.40 billion | 2 | adviserinfo.sec.gov |
| Shuster Advisory Group, LLC | Pasadena | $10.32 billion | Not listed | adviserinfo.sec.gov |
| Parallel Advisors, LLC | San Francisco | $10.31 billion | Not listed | adviserinfo.sec.gov |
| Algert Global LLC | San Francisco | $10.20 billion | 4 | adviserinfo.sec.gov |
| Jericho Capital Asset Management L.P. | Los Angeles | $10.11 billion | 7 | adviserinfo.sec.gov |
| Centaurus Financial, Inc. | Anaheim | $9.74 billion | Not listed | adviserinfo.sec.gov |
| Main Street Advisors | Santa Monica | $9.65 billion | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Planmember Securities Corporation on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.