Data / Investment advisers / Serving individuals / North Carolina

Investment advisers in North Carolina serving individuals: 224 firms

Name: Investment advisers in North Carolina serving individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

224 SEC registered investment advisers with a main office in North Carolina report individuals among their clients in Form ADV item 5.D, and together they attribute $77.8 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Alight Financial Advisors, LLC.

The request: Every investment adviser in North Carolina that serves individuals, with AUM, phone and website. $10 of work on sign-up, no card.

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224Advisers
$77.8 billionAUM from this client type
219Advisers over $100 million
November 2, 2026File date

Advisers in North Carolina serving individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Alight Financial Advisors, LLC	Charlotte	195,957	$35.05 billion	$35.05 billion	adviserinfo.sec.gov
Captrust	Raleigh	19,698	$6.61 billion	$1.24 trillion	adviserinfo.sec.gov
Independent Advisor Alliance, LLC	Charlotte	26,649	$4.35 billion	$17.23 billion	adviserinfo.sec.gov
Allspring Funds Management, LLC	Charlotte	7,267	$2.90 billion	$324.65 billion	adviserinfo.sec.gov
Allspring Global Investments, LLC	Charlotte	7,267	$2.90 billion	$475.78 billion	adviserinfo.sec.gov
Ally Invest Advisors	Charlotte	83,137	$1.64 billion	$1.73 billion	adviserinfo.sec.gov
First Citizens Investor Services, Inc.	Raleigh	6,918	$1.59 billion	$2.63 billion	adviserinfo.sec.gov
Alphastar Capital Management	Cornelius	8,051	$1.44 billion	$2.50 billion	adviserinfo.sec.gov
Brighthouse Investment Advisers, LLC	Charlotte	5,633	$1.40 billion	$132.63 billion	adviserinfo.sec.gov
Cornerstone Wealth	Huntersville	2,054	$988.5 million	$2.49 billion	adviserinfo.sec.gov
Capital Investment Advisory Services, LLC	Raleigh	5,406	$971.7 million	$2.39 billion	adviserinfo.sec.gov
Blueprint Financial Advisors	Charlotte	2,250	$806.1 million	$1.41 billion	adviserinfo.sec.gov
Sterling Capital Management LLC	Charlotte	1,777	$800.1 million	$69.23 billion	adviserinfo.sec.gov
Linden Thomas Advisory Services, LLC	Charlotte	836	$720.4 million	$1.77 billion	adviserinfo.sec.gov
Horizon Investments LLC	Charlotte	1,438	$538.5 million	$8.47 billion	adviserinfo.sec.gov
Ip Financial Advisory Services LLC	Charlotte	2,001	$481.4 million	$481.4 million	adviserinfo.sec.gov
Woodard & Co Asset Management Group Inc	Bermuda Run	1,473	$461 million	$1.17 billion	adviserinfo.sec.gov
Guardian Wealth Advisors, LLC	Raleigh	1,649	$435.7 million	$2.74 billion	adviserinfo.sec.gov
Verity Asset Management	Durham	5,602	$411.7 million	$1.15 billion	adviserinfo.sec.gov
Semmax Financial Advisors, Inc.	Winston-Salem	749	$375.2 million	$495.4 million	adviserinfo.sec.gov
Capital Advisers, Inc.	Raleigh	550	$370 million	$620 million	adviserinfo.sec.gov
Founders Financial Alliance, LLC	Raleigh	1,643	$360.1 million	$1.19 billion	adviserinfo.sec.gov
Hobart Wealth	Charlotte	558	$315.5 million	$558.2 million	adviserinfo.sec.gov
First Citizens Asset Management, Inc	Raleigh	1,184	$292.4 million	$465.1 million	adviserinfo.sec.gov
Bragg Financial Advisors Inc	Charlotte	794	$253 million	$4.67 billion	adviserinfo.sec.gov
Modern Capital Advisors, LLC	Raleigh	1,188	$239.7 million	$254.8 million	adviserinfo.sec.gov
Aspire Private Capital	Cornelius	507	$231.3 million	$509.7 million	adviserinfo.sec.gov
Salem Investment Counselors Inc	Winston Salem	693	$216.4 million	$4.19 billion	adviserinfo.sec.gov
Insight Folios	Charlotte	1,155	$214.7 million	$331.3 million	adviserinfo.sec.gov
Allen Wealth Management, LLC	Boone	900	$214 million	$664.3 million	adviserinfo.sec.gov
Fortress Private Ledger, LLC	Raleigh	583	$212.7 million	$584 million	adviserinfo.sec.gov
Phoenix Wealth Advisors Inc.	Chapel Hill	993	$197 million	$641.4 million	adviserinfo.sec.gov
Smith Salley Wealth Management	Greensboro	410	$179.8 million	$2.89 billion	adviserinfo.sec.gov
Dovetail Financial Group LLC	Wilmington	300	$161.1 million	$298.9 million	adviserinfo.sec.gov
Raleigh Capital Management Inc.	Cary	320	$145.9 million	$397.8 million	adviserinfo.sec.gov
Act Advisors	Asheville	292	$145.6 million	$498.9 million	adviserinfo.sec.gov
Financial Symmetry Inc.	Raleigh	326	$145.6 million	$1.54 billion	adviserinfo.sec.gov
Mauney-Pitt Financial Management, Inc.	Shelby	550	$143 million	$418 million	adviserinfo.sec.gov
Whitener Capital Management, Inc	Rocky Mount	563	$137.9 million	$598.5 million	adviserinfo.sec.gov
Uwharrie Investment Advisors, Inc.	Albemarle	609	$137.4 million	$337.8 million	adviserinfo.sec.gov
Hunter Street Investment Advisors LLC	Apex	350	$136.8 million	$166.4 million	adviserinfo.sec.gov
Cornerstone Wealth Planning	Charlotte	282	$135.8 million	$485.9 million	adviserinfo.sec.gov
Live Oak Private Wealth, LLC	Wilmington	208	$130.4 million	$1.32 billion	adviserinfo.sec.gov
Carolina Wealth Management, Inc.	Greenville	443	$129.8 million	$798.5 million	adviserinfo.sec.gov
Novare Capital Management	Charlotte	317	$127.1 million	$1.92 billion	adviserinfo.sec.gov
Capital Investment Counsel Inc	Raleigh	764	$122.4 million	$1.02 billion	adviserinfo.sec.gov
Hilltop Wealth Advisors, LLC	Chapel Hill	341	$122.3 million	$635.5 million	adviserinfo.sec.gov
Old North State Wealth Management, LLC	Wilmington	360	$121.9 million	$452.6 million	adviserinfo.sec.gov
Carolina Financial Advisors, Inc.	Greensboro	427	$121.6 million	$240.9 million	adviserinfo.sec.gov
Beacon Wealthcare LLC	Raleigh	799	$118.8 million	$308.3 million	adviserinfo.sec.gov
Terra Wealth	High Point	526	$117.1 million	$152 million	adviserinfo.sec.gov
Tradewinds, LLC	Raleigh	328	$117.1 million	$659.4 million	adviserinfo.sec.gov
Worth Advisors	Charlotte	394	$117.1 million	$280.7 million	adviserinfo.sec.gov
Holderness Investments Co	Greensboro	231	$115.2 million	$660.7 million	adviserinfo.sec.gov
Three Magnolias Financial Advisors	Winston Salem	144	$110.2 million	$487.1 million	adviserinfo.sec.gov
Strathmore Capital Advisors	Charlotte	256	$107.4 million	$805 million	adviserinfo.sec.gov
Triangle Wealth Management	Raleigh	227	$105.7 million	$1.29 billion	adviserinfo.sec.gov
Horizon Financial Services, LLC	Winston Salem	297	$105.4 million	$262.4 million	adviserinfo.sec.gov
Namcoa	Mooresville	488	$105.1 million	$404.3 million	adviserinfo.sec.gov
Peace of Mind Wealth Management	Raleigh	174	$104.6 million	$283.3 million	adviserinfo.sec.gov
Wells Fargo Investment Institute, Inc.	Charlotte	177	$104.6 million	$43.00 billion	adviserinfo.sec.gov
Cordgrass Capital Advisors, LLC	Raleigh	294	$100.1 million	$729.9 million	adviserinfo.sec.gov
Tar River Wealth Planning, LLC	Louisburg	373	$100 million	$401.2 million	adviserinfo.sec.gov
Reliant Investment Partners, LLC	Pinehurst	575	$98.4 million	$268.3 million	adviserinfo.sec.gov
Joel Adams and Associates Inc.	Asheville	233	$93.8 million	$305.6 million	adviserinfo.sec.gov
Cardinal Capital Management Inc	Raleigh	136	$92.9 million	$1.03 billion	adviserinfo.sec.gov
Blue Financial	Charlotte	296	$92.8 million	$145.1 million	adviserinfo.sec.gov
Tilia Fiduciary Partners, Inc.	Wilmington	252	$90.6 million	$403.7 million	adviserinfo.sec.gov
Wealthpoint Advisors	Cramerton	345	$89.7 million	$147.1 million	adviserinfo.sec.gov
Pursuit Wealth Strategies, LLC	Raleigh	297	$88.2 million	$457.5 million	adviserinfo.sec.gov
Laurel Wealth Advisors, LLC	Charlotte	276	$86.9 million	$1.11 billion	adviserinfo.sec.gov
Townsend Asset Management Corp.	Raleigh	264	$84.6 million	$479.6 million	adviserinfo.sec.gov
Collegiate Capital Management, Inc.	Raleigh	234	$84.4 million	$653 million	adviserinfo.sec.gov
Olde Raleigh Financial Group	Raleigh	269	$83.5 million	$565.7 million	adviserinfo.sec.gov
Absher Wealth Management, LLC	Chapel Hill	288	$83.1 million	$1.26 billion	adviserinfo.sec.gov
Arbor Investment Advisors	Winston Salem	181	$82.1 million	$1.29 billion	adviserinfo.sec.gov
Kenneth Frenke & Co	Arden	187	$79.3 million	$206.5 million	adviserinfo.sec.gov
Twin City Private Wealth, LLC	Winston-Salem	252	$78.6 million	$151.3 million	adviserinfo.sec.gov
First Financial Group	Raleigh	289	$78 million	$317 million	adviserinfo.sec.gov
Everstar Asset Management, LLC	Mooresville	764	$77.5 million	$336.7 million	adviserinfo.sec.gov
Kensington Financial Group, Inc.	Winston-Salem	691	$77.3 million	$169.5 million	adviserinfo.sec.gov
Castle Wealth Group	Mooresville	214	$76.4 million	$106.8 million	adviserinfo.sec.gov
Defender Capital	Charlotte	57	$76 million	$510 million	adviserinfo.sec.gov
Intercarolina Financial Services, Inc.	Greensboro	258	$74.5 million	$85.4 million	adviserinfo.sec.gov
Horizons Wealth Management	Asheville	212	$74.4 million	$258.2 million	adviserinfo.sec.gov
Sheets Smith Wealth Management	Winston Salem	208	$73 million	$1.37 billion	adviserinfo.sec.gov
A4 Wealth Advisors LLC	Huntersville	441	$72.5 million	$213.7 million	adviserinfo.sec.gov
Atlantic Private Wealth, LLC	Chapel Hill	78	$71.2 million	$894 million	adviserinfo.sec.gov
Greenway Wealth Advisors, LLC	Charlotte	124	$70.7 million	$184.5 million	adviserinfo.sec.gov
Quest 10 Wealth Builders, Inc.	Fuquay-Varina	392	$70.6 million	$237.7 million	adviserinfo.sec.gov
Crown Wealth Group LLC	Charlotte	131	$70 million	$502.4 million	adviserinfo.sec.gov
Holcombe & McGrath	Asheville	225	$67.5 million	$155.9 million	adviserinfo.sec.gov
Family Wealth Partners, LLC	Matthews	206	$65.1 million	$392.4 million	adviserinfo.sec.gov
Tassel Capital Management, Inc	Matthews	155	$64.3 million	$266 million	adviserinfo.sec.gov
Cascades Capital Asset Management, LLC	Greensboro	245	$64.1 million	$383.3 million	adviserinfo.sec.gov
Lifeplan Group	Raleigh	138	$61.3 million	$326 million	adviserinfo.sec.gov
1808 Capital Partners	Greensboro	151	$59.9 million	$644.6 million	adviserinfo.sec.gov
Crossgen Wealth LLC	Greenville	116	$59.7 million	$222.8 million	adviserinfo.sec.gov
IA Network, LLC	Charlotte	197	$59.4 million	$199.5 million	adviserinfo.sec.gov
Collie Financial Planning, Inc.	Black Mountain	188	$58.8 million	$162.9 million	adviserinfo.sec.gov
Providence Capital Advisors, LLC	Charlotte	170	$58.5 million	$1.07 billion	adviserinfo.sec.gov
SLP Wealth	Durham	1,641	$57.8 million	$63.7 million	adviserinfo.sec.gov
Bluesky Wealth Advisors, LLC	New Bern	102	$55.5 million	$1.00 billion	adviserinfo.sec.gov
H. L. Ormond & Company, LLC	Greenville	179	$54.3 million	$401.4 million	adviserinfo.sec.gov
Tolley Financial Group, LLC	Raleigh	139	$53.5 million	$121.9 million	adviserinfo.sec.gov
Franklin Street Advisors Inc.	Chapel Hill	62	$53 million	$4.53 billion	adviserinfo.sec.gov
Beacon Capital Advisory Group	Charlotte	136	$52 million	$223.5 million	adviserinfo.sec.gov
Cannon Advisors	Charlotte	162	$51.9 million	$181.6 million	adviserinfo.sec.gov
White Oak Financial Management, Inc	Asheville	310	$50.9 million	$143.5 million	adviserinfo.sec.gov
Omnistar Financial Group, Inc.	Wilmington	158	$50.6 million	$285.7 million	adviserinfo.sec.gov
Private Wealth Management of North Carolina LLC	Henderson	232	$50.5 million	$162.8 million	adviserinfo.sec.gov
Masonboro Advisors	Wilmington	159	$50.2 million	$206.5 million	adviserinfo.sec.gov
Sound Financial Management, Inc.	Raleigh	154	$49.6 million	$134.1 million	adviserinfo.sec.gov
Gragg Financial	Shelby	255	$49.1 million	$215.4 million	adviserinfo.sec.gov
Sapere Wealth Management, LLC	Matthews	78	$47.6 million	$604.8 million	adviserinfo.sec.gov
Wedge Capital Management LLP	Charlotte	6	$47 million	$8.13 billion	adviserinfo.sec.gov
Spartan Planning Group	Greensboro	108	$46.8 million	$383.7 million	adviserinfo.sec.gov
BSG Advisers	Apex	201	$46.6 million	$134.8 million	adviserinfo.sec.gov
Colton Groome Financial Advisors, LLC	Asheville	166	$45.7 million	$724.9 million	adviserinfo.sec.gov
Dreher Financial Partners	Southern Pines	142	$45.6 million	$148.2 million	adviserinfo.sec.gov
Course Management Investment Advisors, LLC	Pinehurst	130	$44.9 million	$100.3 million	adviserinfo.sec.gov
Hicks & Associates Wealth Management, LLC	Cary	125	$43.6 million	$119.6 million	adviserinfo.sec.gov
Alpha Financial Advisors, LLC	Charlotte	78	$43.2 million	$619.3 million	adviserinfo.sec.gov
Aim Advisors, LLC	Raleigh	130	$42.1 million	$158.2 million	adviserinfo.sec.gov
Altamont Capital Management	Asheville	107	$41.3 million	$412.3 million	adviserinfo.sec.gov
Ascendor Wealth, LLC	Wilmington	101	$41.2 million	$145.6 million	adviserinfo.sec.gov
Ridgeline Wealth Advisors, LLC.	Raleigh	128	$39.8 million	$189 million	adviserinfo.sec.gov
Independent Wealth Advisors, LLC	Cary	123	$39.5 million	$195.3 million	adviserinfo.sec.gov
Investor Advisory Group	Charlotte	129	$39.5 million	$172.1 million	adviserinfo.sec.gov
Cassia Capital Partners LLC	Winston Salem	96	$38.8 million	$251.2 million	adviserinfo.sec.gov
Capital Management LLC	Greensboro	148	$37.9 million	$383 million	adviserinfo.sec.gov
Clearview Wealth Management	Charlotte	80	$37.4 million	$182.4 million	adviserinfo.sec.gov
Strategic Advisory Partners	Greensboro	260	$36.6 million	$191.4 million	adviserinfo.sec.gov
The Pines Wealth Management, LLC	Southern Pines	118	$35 million	$485.9 million	adviserinfo.sec.gov
Tricapital Wealth Management, Inc.	Charlotte	75	$34.9 million	$132.7 million	adviserinfo.sec.gov
Advisorstrust Partners LLC	Raleigh	100	$34.5 million	$435.3 million	adviserinfo.sec.gov
Integrated Wealthcare, LLC	Durham	83	$33 million	$218.2 million	adviserinfo.sec.gov
Auctus Advisors LLC	Charlotte	75	$32.7 million	$612.9 million	adviserinfo.sec.gov
Davis Investment Partners, LLC	Charlotte	90	$32.6 million	$390 million	adviserinfo.sec.gov
West Financial Strategies, Inc.	Sanford	91	$32.5 million	$121 million	adviserinfo.sec.gov
Accruent Wealth Advisors	Winston-Salem	64	$32 million	$197.7 million	adviserinfo.sec.gov
Calamita Wealth Management	Charlotte	68	$31.6 million	$138.2 million	adviserinfo.sec.gov
Hollingsworth Avent Averre & Purvis, Pa	Raleigh	50	$31.5 million	$177.4 million	adviserinfo.sec.gov
Zuraw Financial Advisors, LLC	Greensboro	90	$31.2 million	$519.9 million	adviserinfo.sec.gov
Eton Advisors	Chapel Hill	46	$30.9 million	$1.89 billion	adviserinfo.sec.gov
Sparta Wealth Partners	Charlotte	78	$30.4 million	$315.8 million	adviserinfo.sec.gov
Sledge and Company Wealth Advisors	High Point	141	$30.4 million	$183.4 million	adviserinfo.sec.gov
Verum Partners LLC	Charlotte	87	$29.9 million	$1.01 billion	adviserinfo.sec.gov
Integrative Planning, Inc.	Cornelius	188	$29.8 million	$101.4 million	adviserinfo.sec.gov
Muirfield Wealth Advisors LLC	Charlotte	77	$29.4 million	$255.8 million	adviserinfo.sec.gov
Thayer Financial, L.L.C.	Hickory	72	$29.3 million	$106.4 million	adviserinfo.sec.gov
Lumina Wealth Management, LLC	Wilmington	113	$29.3 million	$240.2 million	adviserinfo.sec.gov
Physicians Financial Services, Inc.	Raleigh	120	$28.1 million	$482.3 million	adviserinfo.sec.gov
WMS Advisors, LLC	Charlotte	76	$27.9 million	$280.9 million	adviserinfo.sec.gov
Tarheel Advisors, LLC	Chapel Hill	81	$25.9 million	$137.8 million	adviserinfo.sec.gov
Timonier	Winston Salem	86	$25.5 million	$450.3 million	adviserinfo.sec.gov
Westhampton Capital	Winston-Salem	105	$25.4 million	$238.5 million	adviserinfo.sec.gov
Passport Wealth Management	Cornelius	46	$25.4 million	$115.3 million	adviserinfo.sec.gov
Fund Direct Advisors Inc.	Greensboro	65	$25 million	$593 million	adviserinfo.sec.gov
Armor Investment Advisors, LLC	Raleigh	91	$24.6 million	$356 million	adviserinfo.sec.gov
Family Legacy Financial Solutions, LLC	Cary	260	$24.5 million	$174.5 million	adviserinfo.sec.gov
Topsail Wealth Management LLC	Charlotte	79	$24.4 million	$1.31 billion	adviserinfo.sec.gov
Portus Wealth Advisors, LLC	Charlotte	87	$24.4 million	$204.1 million	adviserinfo.sec.gov
Forest Capital	Charlotte	85	$24.3 million	$143.2 million	adviserinfo.sec.gov
The Wealth Group, LTD	Raleigh	107	$23.5 million	$160.2 million	adviserinfo.sec.gov
Kuhn Advisors, Inc.	Durham	56	$23.4 million	$800.8 million	adviserinfo.sec.gov
Wells Financial Management, LLC	Asheville	55	$23.2 million	$132.7 million	adviserinfo.sec.gov
Old Peak Finance	Chapel Hill	67	$23 million	$714.1 million	adviserinfo.sec.gov
Front Porch Financial Advisory	Charlotte	66	$22.9 million	$181.3 million	adviserinfo.sec.gov
Quantitative Process, LLC	Charlotte	111	$22.1 million	$502.1 million	adviserinfo.sec.gov
Blue Water Capital Management, LLC	Apex	48	$22.1 million	$159.8 million	adviserinfo.sec.gov
Innovation Partners LLC	Charlotte	26	$21.7 million	$21.7 million	adviserinfo.sec.gov
First Oak Wealth Management, LLC	Raleigh	69	$21.6 million	$316.2 million	adviserinfo.sec.gov
Smith Partners Wealth Management, LLC	Greensboro	57	$21.2 million	$196.1 million	adviserinfo.sec.gov
Pinafore Wealth Counsel Inc.	Durham	51	$20.9 million	$173.6 million	adviserinfo.sec.gov
Amphora Wealth Management, LLC	Chapel Hill	27	$20.4 million	$196.2 million	adviserinfo.sec.gov
Oak City Investment Consulting	Wake Forest	32	$20 million	$1.43 billion	adviserinfo.sec.gov
Gibert Wealth Management	Charlotte	36	$19.8 million	$316 million	adviserinfo.sec.gov
Eastover Capital Management	Charlotte	45	$19.6 million	$392.3 million	adviserinfo.sec.gov
Pendleton Financial Wealth Management	Raleigh	76	$19.1 million	$160 million	adviserinfo.sec.gov
TRG Capital Management, Inc.	Raleigh	81	$18.9 million	$118.2 million	adviserinfo.sec.gov
Dolan Capital Advisors, LLC	Charlotte	39	$18.4 million	$179.1 million	adviserinfo.sec.gov
Emerald Asset Management, Inc.	Rocky Mount	90	$18.2 million	$120.8 million	adviserinfo.sec.gov
Charter Wealth Management	Raleigh	65	$18.1 million	$195.6 million	adviserinfo.sec.gov
Powell Wealth	Cornelius	55	$17.8 million	$229.2 million	adviserinfo.sec.gov
The Financial Legacy Group	Charlotte	79	$17.7 million	$107.3 million	adviserinfo.sec.gov
Evergreen Wealth Advisors	Raleigh	134	$16 million	$112.5 million	adviserinfo.sec.gov
Professional Wealth Management Services LLC	Statesville	41	$13.9 million	$136.2 million	adviserinfo.sec.gov
White Oak Wealth Partners	Raleigh	46	$13.9 million	$110.5 million	adviserinfo.sec.gov
Frazier Financial Consultants, LLC	Chapel Hill	31	$13.5 million	$196 million	adviserinfo.sec.gov
Hamilton Point Investment Advisors, LLC	Chapel Hill	36	$13.2 million	$1.21 billion	adviserinfo.sec.gov
Milestone Investments, Inc.	Charlotte	46	$12.4 million	$277.3 million	adviserinfo.sec.gov
Beacon Financial Strategies Corp.	Raleigh	43	$12 million	$309.4 million	adviserinfo.sec.gov
Granada Wealth Management, LLC	Davidson	30	$11.6 million	$171.4 million	adviserinfo.sec.gov
New Republic Partners	Charlotte	12	$11.3 million	$3.03 billion	adviserinfo.sec.gov
Reh Wealth Advisors LLC	Raleigh	30	$10.9 million	$110.5 million	adviserinfo.sec.gov
The Breit Group	Wrightsville Beach	40	$10.2 million	$131.6 million	adviserinfo.sec.gov
Mill Capital Management, LLC	Concord	19	$9.3 million	$1.49 billion	adviserinfo.sec.gov
Gouws Capital LLC	Charlotte	12	$7.9 million	$209.9 million	adviserinfo.sec.gov
Counterweight Private Wealth	Wilmington	30	$7.8 million	$207.2 million	adviserinfo.sec.gov
Hayden Harper Wealth Advisory, LLC	Charlotte	42	$6.8 million	$171.1 million	adviserinfo.sec.gov
MBL Advisors	Charlotte	28	$6.6 million	$1.42 billion	adviserinfo.sec.gov
Piedmont Capital Management, LLC	Greenboro	31	$6.3 million	$495.6 million	adviserinfo.sec.gov
Reichard Capital, LLC	Charlotte	35	$6.3 million	$341 million	adviserinfo.sec.gov
ARK Royal Wealth Management LLC	Raleigh	29	$6 million	$169.3 million	adviserinfo.sec.gov
Level Wealth Management LLC	Greensboro	15	$5.8 million	$236.5 million	adviserinfo.sec.gov
Kerusso Capital Management, LLC	Winston-Salem	12	$5.3 million	$222.4 million	adviserinfo.sec.gov
Biltmore Family Office, LLC	Charlotte	14	$5.1 million	$3.47 billion	adviserinfo.sec.gov
Tannin Capital, LLC	Charlotte	16	$4.8 million	$824.9 million	adviserinfo.sec.gov
Saber Capital Management LLC	Fuquay Varina	39	$4.1 million	$129.3 million	adviserinfo.sec.gov
Broyhill Asset Management, LLC	Charlotte	9	$3.6 million	$204.5 million	adviserinfo.sec.gov
Lewis Financial Management, LLC	Raleigh	3	$3 million	$338.7 million	adviserinfo.sec.gov
Kucharo Wealth	Charlotte	6	$3 million	$123.7 million	adviserinfo.sec.gov
Lyon Wealth Advisors	Charlotte	8	$2.8 million	$311.4 million	adviserinfo.sec.gov
Woodward Financial Advisors, Inc.	Chapel Hill	6	$2.5 million	$641.5 million	adviserinfo.sec.gov
Eqv Advisory, LLC	Raleigh	7	$2.1 million	$106.8 million	adviserinfo.sec.gov
Ironsides Asset Advisors, LLC	Rocky Mount	8	$1.6 million	$1.42 billion	adviserinfo.sec.gov
Shining Rock Advisors LLC	Asheville	2	$1.3 million	$153.8 million	adviserinfo.sec.gov
Abs Legacy Partners, LLC	Hickory	6	$1 million	$670.8 million	adviserinfo.sec.gov
Tagstone Capital, Inc.	Charlotte	Fewer than 5	$745,289	$368.9 million	adviserinfo.sec.gov
Veratis Advisors, Inc.	Cary	3	$695,847	$5.99 billion	adviserinfo.sec.gov
Broad Reach Capital LLC	Raleigh	3	$586,025	$180.5 million	adviserinfo.sec.gov
Scholar Financial Advising, LLC	Winston-Salem	102	Not listed	Not listed	adviserinfo.sec.gov
Findicia, Inc.	Raleigh	2	Not listed	Not listed	adviserinfo.sec.gov

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Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.