Data / Investment advisers / North Carolina / Ip Financial Advisory Services LLC
Ip Financial Advisory Services LLC, Charlotte, NC: $481 million AUM, SEC registered investment adviser
Ip Financial Advisory Services LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $481 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 305772
- SEC file number
- 801-117481
- SEC status
- Approved, effective October 17, 2019
- Main office
- 5950 Fairview Road, Suite 140, Charlotte, NC 28210
- Phone
- (980) 326-3335
- Website
- ipfinancialservicesllc.com
- Regulatory AUM
- $481,397,453 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $258,534,536
- Non discretionary AUM
- $222,862,917
- Accounts
- 2,686
- Employees
- 112, of which 112 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 28
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 2,001 | $481.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $481.4 million | March 31, 2026 |
| December 1, 2025 | $456.1 million | November 20, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Defender Capital | Charlotte | $510 million | 1 | adviserinfo.sec.gov |
| Capitala Private Advisors, LLC | Charlotte | $505.1 million | 4 | adviserinfo.sec.gov |
| Crown Wealth Group LLC | Charlotte | $502.4 million | Not listed | adviserinfo.sec.gov |
| Quantitative Process, LLC | Charlotte | $502.1 million | Not listed | adviserinfo.sec.gov |
| Cornerstone Wealth Planning | Charlotte | $485.9 million | Not listed | adviserinfo.sec.gov |
| Collwick Funds GP, LLC | Charlotte | $439.6 million | 1 | adviserinfo.sec.gov |
| Eastover Capital Management | Charlotte | $392.3 million | Not listed | adviserinfo.sec.gov |
| Davis Investment Partners, LLC | Charlotte | $390 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Ip Financial Advisory Services LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.