Data / Investment advisers / North Carolina / Mauney-Pitt Financial Management, Inc.
Mauney-Pitt Financial Management, Inc., Shelby, NC: $418 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mauney-Pitt Financial Management, Inc. is an SEC registered investment adviser with its main office in Shelby, North Carolina and reports $418 million in regulatory assets under management in its Form ADV filed July 6, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Mauney-Pitt Financial Management, Inc. (CRD number 337870): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 337870
- SEC file number
- 801-134536
- SEC status
- Approved, effective January 30, 2026
- Main office
- 310-2 East Graham Street, Shelby, NC 28150
- Phone
- (704) 481-0101
- Website
- mauney-pitt.com
- Regulatory AUM
- $418,000,000 in the Form ADV filed July 6, 2026
- Discretionary AUM
- $418,000,000
- Accounts
- 1,479
- Employees
- 6, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 150 | $268 million |
| Individuals (other than high net worth individuals) | 550 | $143 million |
| Pension and profit sharing plans | 5 | $5 million |
| Insurance companies | Fewer than 5 | $1.5 million |
| Charitable organizations | Fewer than 5 | $500,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $418 million | May 11, 2026 |
| February 2, 2026 | Not listed | November 12, 2025 |
Other advisers in North Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pursuit Wealth Strategies, LLC | Raleigh | $457.5 million | Not listed | adviserinfo.sec.gov |
| Old North State Wealth Management, LLC | Wilmington | $452.6 million | Not listed | adviserinfo.sec.gov |
| Timonier | Winston Salem | $450.3 million | Not listed | adviserinfo.sec.gov |
| Collwick Funds GP, LLC | Charlotte | $439.6 million | 1 | adviserinfo.sec.gov |
| Advisorstrust Partners LLC | Raleigh | $435.3 million | Not listed | adviserinfo.sec.gov |
| Altamont Capital Management | Asheville | $412.3 million | Not listed | adviserinfo.sec.gov |
| Namcoa | Mooresville | $404.3 million | Not listed | adviserinfo.sec.gov |
| Tilia Fiduciary Partners, Inc. | Wilmington | $403.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Mauney-Pitt Financial Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.