Data / Investment advisers / North Carolina / Tagstone Capital, Inc.
Tagstone Capital, Inc., Charlotte, NC: $369 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tagstone Capital, Inc. is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $369 million in regulatory assets under management in its Form ADV filed February 17, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Tagstone Capital, Inc. (CRD number 158864): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 158864
- SEC file number
- 801-121704
- SEC status
- Approved, effective August 13, 2021
- Main office
- 6135 Park South Drive Suite 597, Charlotte, NC 28210
- Phone
- (704) 533-8900
- Website
- tagstonecapital.com
- Regulatory AUM
- $368,884,462 in the Form ADV filed February 17, 2026
- Discretionary AUM
- $364,505,213
- Non discretionary AUM
- $4,379,249
- Accounts
- 228
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 38 | $310.7 million |
| Pension and profit sharing plans | Fewer than 5 | $57.5 million |
| Individuals (other than high net worth individuals) | Fewer than 5 | $745,289 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $368.9 million | February 17, 2026 |
| December 1, 2025 | $309.1 million | February 26, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cornerstone Wealth Planning | Charlotte | $485.9 million | Not listed | adviserinfo.sec.gov |
| Ip Financial Advisory Services LLC | Charlotte | $481.4 million | Not listed | adviserinfo.sec.gov |
| Collwick Funds GP, LLC | Charlotte | $439.6 million | 1 | adviserinfo.sec.gov |
| Eastover Capital Management | Charlotte | $392.3 million | Not listed | adviserinfo.sec.gov |
| Davis Investment Partners, LLC | Charlotte | $390 million | Not listed | adviserinfo.sec.gov |
| Kanbrick LLC | Charlotte | $362.2 million | 2 | adviserinfo.sec.gov |
| Garden City Management, LLC | Charlotte | $343.8 million | 3 | adviserinfo.sec.gov |
| Reichard Capital, LLC | Charlotte | $341 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Tagstone Capital, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.