Data / Investment advisers / North Carolina / Intercarolina Financial Services, Inc.
Intercarolina Financial Services, Inc., Greensboro, NC: $85.4 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Intercarolina Financial Services, Inc. is an SEC registered investment adviser with its main office in Greensboro, North Carolina and reports $85.4 million in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 19475
- SEC file number
- 801-121339
- SEC status
- Approved, effective May 28, 2021
- Main office
- 3300 Battleground Avenue Suite 202, Greensboro, NC 27410
- Phone
- (336) 288-6890
- Website
- intercarolina.net
- Regulatory AUM
- $85,370,900 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $10,880,900
- Non discretionary AUM
- $74,490,000
- Accounts
- 271
- Employees
- 29, of which 9 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 9
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 258 | $74.5 million |
| High net worth individuals | 13 | $10.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $85.4 million | April 30, 2026 |
| December 1, 2025 | $130.8 million | March 25, 2025 |
Other advisers in Greensboro
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Blueprint Fund Management | Greensboro | $340.5 million | Not listed | adviserinfo.sec.gov |
| Carolina Financial Advisors, Inc. | Greensboro | $240.9 million | Not listed | adviserinfo.sec.gov |
| Level Wealth Management LLC | Greensboro | $236.5 million | Not listed | adviserinfo.sec.gov |
| Smith Partners Wealth Management, LLC | Greensboro | $196.1 million | Not listed | adviserinfo.sec.gov |
| Strategic Advisory Partners | Greensboro | $191.4 million | Not listed | adviserinfo.sec.gov |
| VN Capital Management, LLC | Greensboro | $63 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greensboro, NC
- Investment advisers in North Carolina
- Advisers with $50 million to $100 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Intercarolina Financial Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.