Data / Investment advisers / North Carolina / Broyhill Asset Management, LLC
Broyhill Asset Management, LLC, Charlotte, NC: $205 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Broyhill Asset Management, LLC is an SEC registered investment adviser with its main office in Charlotte, North Carolina and reports $205 million in regulatory assets under management in its Form ADV filed March 13, 2026. Its clients include high net worth individuals, investment companies and charitable organizations. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 3 private funds.
The request: Watch Broyhill Asset Management, LLC (CRD number 120462): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 120462
- SEC file number
- 801-121859
- SEC status
- Approved, effective July 23, 2021
- Main office
- 601 South Cedar St., Suite 200, Charlotte, NC 28202
- Phone
- (828) 610-5360
- Regulatory AUM
- $204,500,108 in the Form ADV filed March 13, 2026
- Discretionary AUM
- $204,343,600
- Non discretionary AUM
- $156,508
- Accounts
- 91
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 3: 2 hedge funds, 1 other private fund
- Gross assets of private funds
- $24,523,393
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 78 | $96.1 million |
| Investment companies | 1 | $38.9 million |
| Charitable organizations | 1 | $38.8 million |
| Pooled investment vehicles | 2 | $27.1 million |
| Individuals (other than high net worth individuals) | 9 | $3.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $204.5 million | February 25, 2026 |
| December 1, 2025 | $225 million | October 21, 2025 |
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Milestone Investments, Inc. | Charlotte | $277.3 million | Not listed | adviserinfo.sec.gov |
| Muirfield Wealth Advisors LLC | Charlotte | $255.8 million | Not listed | adviserinfo.sec.gov |
| Beacon Capital Advisory Group | Charlotte | $223.5 million | Not listed | adviserinfo.sec.gov |
| Octagon Asset Management, LLC | Charlotte | $221.2 million | 1 | adviserinfo.sec.gov |
| Gouws Capital LLC | Charlotte | $209.9 million | Not listed | adviserinfo.sec.gov |
| Portus Wealth Advisors, LLC | Charlotte | $204.1 million | 1 | adviserinfo.sec.gov |
| IA Network, LLC | Charlotte | $199.5 million | Not listed | adviserinfo.sec.gov |
| Greenway Wealth Advisors, LLC | Charlotte | $184.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving investment companies
- Advisers that manage private funds
- Broyhill Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.