Data / Investment advisers / New York / Wealthspire Advisors
Wealthspire Advisors, New York, NY: $34.3 billion AUM, SEC registered investment adviser
Wealthspire Advisors is an SEC registered investment adviser with its main office in New York, New York and reports $34.3 billion in regulatory assets under management in its Form ADV filed April 30, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 106181
- SEC file number
- 801-49390
- SEC status
- Approved, effective June 16, 1995
- Legal name
- Wealthspire Advisors LLC
- Main office
- 521 Fifth Avenue 15th Floor, New York, NY 10175
- Phone
- (212) 973-1200
- Regulatory AUM
- $34,322,977,688 in the Form ADV filed April 30, 2026
- Discretionary AUM
- $33,046,513,176
- Non discretionary AUM
- $1,276,464,512
- Accounts
- 9,973
- Employees
- 397, of which 220 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 26
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 5,553 | $31.57 billion |
| Individuals (other than high net worth individuals) | 4,183 | $1.63 billion |
| Charitable organizations | 94 | $619.1 million |
| Corporations or other businesses | 73 | $290.4 million |
| Pension and profit sharing plans | 69 | $174.6 million |
| State or municipal government entities | 1 | $36.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $34.32 billion | April 30, 2026 |
| April 1, 2026 | $29.36 billion | March 27, 2026 |
| December 1, 2025 | $25.79 billion | November 25, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aksia LLC | New York | $35.20 billion | 21 | adviserinfo.sec.gov |
| Octagon Credit Investors, LLC | New York | $35.05 billion | 59 | adviserinfo.sec.gov |
| Schroders Capital Management (US) LLC | New York | $34.59 billion | 67 | adviserinfo.sec.gov |
| King Street Capital Management, L.P. | New York | $34.57 billion | 63 | adviserinfo.sec.gov |
| Brevan Howard US Investment Management LP | New York | $34.39 billion | Not listed | adviserinfo.sec.gov |
| Voya Alternative Asset Management LLC | New York | $34.01 billion | 56 | adviserinfo.sec.gov |
| Pacific Way Capital Management, LLC | New York | $33.57 billion | 9 | adviserinfo.sec.gov |
| Sona Asset Management (US) LLC | New York | $33.49 billion | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Wealthspire Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.