Data / Investment advisers / Pennsylvania / Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC, Philadelphia, PA: $2.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Transamerica Financial Advisors, LLC is an SEC registered investment adviser with its main office in Philadelphia, Pennsylvania and reports $2.1 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Transamerica Financial Advisors, LLC (CRD number 16164): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 16164
- SEC file number
- 801-38618
- SEC status
- Approved, effective May 16, 1991
- Main office
- Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
- Phone
- (770) 248-3271
- Regulatory AUM
- $2,106,655,325 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $1,663,116,439
- Non discretionary AUM
- $443,538,886
- Accounts
- 42,735
- Employees
- 991, of which 991 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 260
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 41,279 | $1.64 billion |
| High net worth individuals | 1,218 | $420.3 million |
| Pension and profit sharing plans | 68 | $23.9 million |
| Corporations or other businesses | 67 | $13.2 million |
| Charitable organizations | 11 | $2.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.11 billion | March 31, 2026 |
| December 1, 2025 | $1.73 billion | October 6, 2025 |
Other advisers in Philadelphia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lubert-Adler Management Company, L.P. | Philadelphia | $2.81 billion | 27 | adviserinfo.sec.gov |
| RTD Financial Advisors Inc | Philadelphia | $2.72 billion | Not listed | adviserinfo.sec.gov |
| LL Funds | Philadelphia | $2.61 billion | 20 | adviserinfo.sec.gov |
| Corient SHC Wealth Management (US) LP | Philadelphia | $2.34 billion | 1 | adviserinfo.sec.gov |
| FS Structured Products Advisor, LLC | Philadelphia | $2.20 billion | 6 | adviserinfo.sec.gov |
| Penn Capital Management Company, LLC | Philadelphia | $1.94 billion | Not listed | adviserinfo.sec.gov |
| FS Specialty Lending Advisor, LLC | Philadelphia | $1.93 billion | Not listed | adviserinfo.sec.gov |
| Mitchell Sinkler & Starr | Philadelphia | $1.79 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Philadelphia, PA
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Transamerica Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.