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Data / Investment advisers / Serving individuals / New Mexico

Investment advisers in New Mexico serving individuals: 21 firms

21 SEC registered investment advisers with a main office in New Mexico report individuals among their clients in Form ADV item 5.D, and together they attribute $2.9 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Thornburg Investment Management Inc.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get individuals advisers in New MexicoWatch new advisers in New Mexico
  • 21Advisers
  • $2.9 billionAUM from this client type
  • 21Advisers over $100 million
  • November 2, 2026File date

Advisers in New Mexico serving individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityClients of this typeAUM from this typeTotal AUMSource
Thornburg Investment Management IncSanta Fe300$864.4 million$54.45 billionadviserinfo.sec.gov
Zanetti Financial, LLCAlbuquerque1,185$647.5 million$809.4 millionadviserinfo.sec.gov
Westwind CapitalLas Cruces742$212.6 million$795.9 millionadviserinfo.sec.gov
John Moore & Associates IncAlbuquerque488$162.5 million$1.03 billionadviserinfo.sec.gov
Ulrich Investment ConsultantsAlbuquerque135$153.6 million$3.62 billionadviserinfo.sec.gov
Cross State Financial Group LLCAlbuquerque345$103.7 million$188.3 millionadviserinfo.sec.gov
Redw Wealth LLCAlbuquerque263$103 million$869.2 millionadviserinfo.sec.gov
Bco Wealth Management, LLCCarlsbad417$89.9 million$359.8 millionadviserinfo.sec.gov
Steve Lynch Wealth ManagementAlbuquerque676$87.4 million$153.4 millionadviserinfo.sec.gov
Portfolio Wealth AdvisorsAlbuquerque189$76.6 million$395.5 millionadviserinfo.sec.gov
Oakmont Advisory Group, LLCAlbuquerque415$75.5 million$149.5 millionadviserinfo.sec.gov
Financial Partners, LLCSanta Fe203$61.5 million$181.7 millionadviserinfo.sec.gov
Sandia Wealth Management, LLCAlbuquerque164$55.3 million$193.5 millionadviserinfo.sec.gov
SKG Capital Advisors, LLCAlbuquerque240$52.2 million$129.4 millionadviserinfo.sec.gov
Hanseatic Management Services IncAlbuquerque140$41 million$174 millionadviserinfo.sec.gov
Waterrock Wealth ManagementAlbuquerque252$31.4 million$153.7 millionadviserinfo.sec.gov
Madrid Wealth ManagementAlbuquerque73$28.4 million$212.1 millionadviserinfo.sec.gov
Horizons Sustainable Financial Services, Inc.Santa Fe209$25.6 million$151.2 millionadviserinfo.sec.gov
Altamira Financial Group, LLCSanta Fe99$20.2 million$130.3 millionadviserinfo.sec.gov
Santa Fe Advisors LLCSanta Fe7$4.3 million$116.1 millionadviserinfo.sec.gov
Perini CapitalCarlsbad14$1.6 million$287 millionadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.