Data / Investment advisers / New Mexico / Cross State Financial Group LLC
Cross State Financial Group LLC, Albuquerque, NM: $188 million AUM, SEC registered investment adviser
Cross State Financial Group LLC is an SEC registered investment adviser with its main office in Albuquerque, New Mexico and reports $188 million in regulatory assets under management in its Form ADV filed April 24, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 282011
- SEC file number
- 801-117843
- SEC status
- Approved, effective January 2, 2020
- Main office
- 6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109
- Phone
- (800) 621-6974
- Regulatory AUM
- $188,304,908 in the Form ADV filed April 24, 2026
- Discretionary AUM
- $188,304,908
- Accounts
- 1,111
- Employees
- 10, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 7
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- April 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 345 | $103.7 million |
| High net worth individuals | 50 | $68.5 million |
| Charitable organizations | 7 | $14.2 million |
| Pension and profit sharing plans | 4 | $1.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $188.3 million | March 30, 2026 |
| December 1, 2025 | $166.8 million | February 14, 2025 |
Other advisers in Albuquerque
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Portfolio Wealth Advisors | Albuquerque | $395.5 million | Not listed | adviserinfo.sec.gov |
| DXD Capital | Albuquerque | $353.4 million | 21 | adviserinfo.sec.gov |
| Titan Fund Management, LLC | Albuquerque | $250.7 million | 4 | adviserinfo.sec.gov |
| Madrid Wealth Management | Albuquerque | $212.1 million | Not listed | adviserinfo.sec.gov |
| Sandia Wealth Management, LLC | Albuquerque | $193.5 million | Not listed | adviserinfo.sec.gov |
| Hanseatic Management Services Inc | Albuquerque | $174 million | Not listed | adviserinfo.sec.gov |
| Waterrock Wealth Management | Albuquerque | $153.7 million | Not listed | adviserinfo.sec.gov |
| Steve Lynch Wealth Management | Albuquerque | $153.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Albuquerque, NM
- Investment advisers in New Mexico
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Cross State Financial Group LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.