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Data / Investment advisers / New Mexico

Investment advisers in New Mexico: 28 firms, $65.8 billion in AUM

28 investment advisers have their main office in New Mexico: 26 SEC registered and 2 exempt reporting. The registered advisers report $65.8 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Thornburg Investment Management Inc with $54.5 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get advisers in New Mexico over $100 millionWatch new advisers in New MexicoGet private fund advisers in New Mexico
  • 28Advisers
  • 26SEC registered
  • 2Exempt reporting
  • $65.8 billionTotal AUM
  • 25Advisers over $100 million
  • 8Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Thornburg Investment Management IncSanta Fe$54.45 billion6352192(505) 467-7283adviserinfo.sec.gov
Ulrich Investment ConsultantsAlbuquerque$3.62 billion1,03222Not listed(505) 224-9100adviserinfo.sec.gov
John Moore & Associates IncAlbuquerque$1.03 billion2,68314Not listed(505) 881-5100johnmoore.comadviserinfo.sec.gov
Redw Wealth LLCAlbuquerque$869.2 million89215Not listed(505) 998-3200adviserinfo.sec.gov
Zanetti Financial, LLCAlbuquerque$809.4 million1,4812Not listed(505) 250-3754zanettifinancial.comadviserinfo.sec.gov
Westwind CapitalLas Cruces$795.9 million2,13110Not listed(575) 556-8500ww-capital.comadviserinfo.sec.gov
Portfolio Wealth AdvisorsAlbuquerque$395.5 million7613Not listed(505) 884-3445portfoliollc.comadviserinfo.sec.gov
Sun Mountain Capital Advisors, LLCSanta Fe$378.7 million979(505) 780-4218sunmountaincapital.comadviserinfo.sec.gov
Bco Wealth Management, LLCCarlsbad$359.8 million1,1739Not listed(575) 887-2013bco-wealth.comadviserinfo.sec.gov
DXD CapitalAlbuquerque$353.4 million212721(505) 633-4190dxd.capitaladviserinfo.sec.gov
Perini CapitalCarlsbad$287 million7156(575) 725-1978adviserinfo.sec.gov
Titan Fund Management, LLCAlbuquerque$250.7 million4284(505) 998-0163titan-development.comadviserinfo.sec.gov
City Different InvestmentsSanta Fe$244.4 million178164(505) 416-4550adviserinfo.sec.gov
Madrid Wealth ManagementAlbuquerque$212.1 million4284Not listed(505) 633-5332madridwm.comadviserinfo.sec.gov
Sandia Wealth Management, LLCAlbuquerque$193.5 million5623Not listed(505) 296-1100sandiawealth.comadviserinfo.sec.gov
Cross State Financial Group LLCAlbuquerque$188.3 million1,11110Not listed(800) 621-6974adviserinfo.sec.gov
Financial Partners, LLCSanta Fe$181.7 million2684Not listed(505) 795-7910financialpartnersnm.comadviserinfo.sec.gov
Hanseatic Management Services IncAlbuquerque$174 million2004Not listed(505) 828-2824adviserinfo.sec.gov
Waterrock Wealth ManagementAlbuquerque$153.7 million2905Not listed(505) 831-6342adviserinfo.sec.gov
Steve Lynch Wealth ManagementAlbuquerque$153.4 million7273Not listed(505) 881-7526stevelynchwealth.comadviserinfo.sec.gov
Horizons Sustainable Financial Services, Inc.Santa Fe$151.2 million3147Not listed(505) 982-9661adviserinfo.sec.gov
Oakmont Advisory Group, LLCAlbuquerque$149.5 million1,1467Not listed(505) 821-6966adviserinfo.sec.gov
Altamira Financial Group, LLCSanta Fe$130.3 million2103Not listed(505) 477-3334adviserinfo.sec.gov
SKG Capital Advisors, LLCAlbuquerque$129.4 million2773Not listed(505) 856-5444adviserinfo.sec.gov
Santa Fe Advisors LLCSanta Fe$116.1 million1515Not listed(505) 501-6200santafeadvisorsllc.comadviserinfo.sec.gov
TK Management, LLCSanta FeNot listedNot listedNot listed1(415) 572-2306adviserinfo.sec.gov
Tierra Adentro Growth CapitalAlbuquerqueNot listedNot listedNot listed1(650) 469-3696tagrowth.comadviserinfo.sec.gov
Altus Wealth Management, LLC.AlbuquerqueNot listed02Not listed(505) 977-2000altuswealthmanagement.comadviserinfo.sec.gov

Advisers in New Mexico that manage private funds

8 advisers report private funds. The 40 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
DXD CapitalAlbuquerqueNM21Not listedNot listedNot listed21$321.1 million$353.4 millionadviserinfo.sec.gov
Sun Mountain Capital Advisors, LLCSanta FeNM9Not listed43Not listed$378.7 million$378.7 millionadviserinfo.sec.gov
Perini CapitalCarlsbadNM624Not listedNot listed$145.1 million$287 millionadviserinfo.sec.gov
Titan Fund Management, LLCAlbuquerqueNM4Not listedNot listedNot listed4$250.7 million$250.7 millionadviserinfo.sec.gov
City Different InvestmentsSanta FeNM4Not listed4Not listedNot listed$24.6 million$244.4 millionadviserinfo.sec.gov
Thornburg Investment Management IncSanta FeNM2Not listedNot listedNot listed1$52.6 million$54.45 billionadviserinfo.sec.gov
TK Management, LLCSanta FeNM1Not listedNot listed1Not listed$2.2 millionNot listedadviserinfo.sec.gov
Tierra Adentro Growth CapitalAlbuquerqueNM1Not listed1Not listedNot listed$100 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in New Mexico

1 adviser with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Altus Wealth Management, LLC.AlbuquerqueNMOctober 2, 2026Not listedaltuswealthmanagement.comadviserinfo.sec.gov

Cities in New Mexico

CityAdvisersAUM
Albuquerque17$8.68 billion

More ways to read New Mexico

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.