Data / Investment advisers / New Mexico / Oakmont Advisory Group, LLC
Oakmont Advisory Group, LLC, Albuquerque, NM: $150 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Oakmont Advisory Group, LLC is an SEC registered investment adviser with its main office in Albuquerque, New Mexico and reports $150 million in regulatory assets under management in its Form ADV filed May 26, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Oakmont Advisory Group, LLC (CRD number 158890): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 158890
- SEC file number
- 801-128685
- SEC status
- Approved, effective September 1, 2023
- Main office
- 2001 Carlisle Blvd Ne Suite D, Albuquerque, NM 87110
- Phone
- (505) 821-6966
- Regulatory AUM
- $149,506,723 in the Form ADV filed May 26, 2026
- Discretionary AUM
- $141,615,510
- Non discretionary AUM
- $7,891,213
- Accounts
- 1,146
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 415 | $75.5 million |
| High net worth individuals | 58 | $71.4 million |
| Pension and profit sharing plans | 3 | $2.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $149.5 million | March 31, 2026 |
| December 1, 2025 | $127.4 million | October 15, 2025 |
Other advisers in Albuquerque
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sandia Wealth Management, LLC | Albuquerque | $193.5 million | Not listed | adviserinfo.sec.gov |
| Cross State Financial Group LLC | Albuquerque | $188.3 million | Not listed | adviserinfo.sec.gov |
| Hanseatic Management Services Inc | Albuquerque | $174 million | Not listed | adviserinfo.sec.gov |
| Waterrock Wealth Management | Albuquerque | $153.7 million | Not listed | adviserinfo.sec.gov |
| Steve Lynch Wealth Management | Albuquerque | $153.4 million | Not listed | adviserinfo.sec.gov |
| SKG Capital Advisors, LLC | Albuquerque | $129.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Albuquerque, NM
- Investment advisers in New Mexico
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Oakmont Advisory Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.