Data / Investment advisers / New Mexico / Altamira Financial Group, LLC
Altamira Financial Group, LLC, Santa Fe, NM: $130 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Altamira Financial Group, LLC is an SEC registered investment adviser with its main office in Santa Fe, New Mexico and reports $130 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 316907
- SEC file number
- 801-132045
- SEC status
- Approved, effective March 3, 2025
- Main office
- 1012 Marquez Place Unit 204a, Santa Fe, NM 87505
- Phone
- (505) 477-3334
- Regulatory AUM
- $130,326,433 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $130,326,433
- Accounts
- 210
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 16 | $108 million |
| Individuals (other than high net worth individuals) | 99 | $20.2 million |
| Pension and profit sharing plans | Fewer than 5 | $2.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $130.3 million | March 27, 2026 |
| December 1, 2025 | $115.9 million | June 13, 2025 |
Other advisers in New Mexico
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hanseatic Management Services Inc | Albuquerque | $174 million | Not listed | adviserinfo.sec.gov |
| Waterrock Wealth Management | Albuquerque | $153.7 million | Not listed | adviserinfo.sec.gov |
| Steve Lynch Wealth Management | Albuquerque | $153.4 million | Not listed | adviserinfo.sec.gov |
| Horizons Sustainable Financial Services, Inc. | Santa Fe | $151.2 million | Not listed | adviserinfo.sec.gov |
| Oakmont Advisory Group, LLC | Albuquerque | $149.5 million | Not listed | adviserinfo.sec.gov |
| SKG Capital Advisors, LLC | Albuquerque | $129.4 million | Not listed | adviserinfo.sec.gov |
| Santa Fe Advisors LLC | Santa Fe | $116.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Mexico
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Altamira Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.