Data / Investment advisers / New Mexico / Horizons Sustainable Financial Services, Inc.
Horizons Sustainable Financial Services, Inc., Santa Fe, NM: $151 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Horizons Sustainable Financial Services, Inc. is an SEC registered investment adviser with its main office in Santa Fe, New Mexico and reports $151 million in regulatory assets under management in its Form ADV filed January 14, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Horizons Sustainable Financial Services, Inc. (CRD number 164970): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 164970
- SEC file number
- 801-120599
- SEC status
- Approved, effective March 25, 2021
- Main office
- 535 Cerrillos Road Suite A2, Santa Fe, NM 87501
- Phone
- (505) 982-9661
- Regulatory AUM
- $151,158,000 in the Form ADV filed January 14, 2026
- Discretionary AUM
- $150,825,000
- Non discretionary AUM
- $333,000
- Accounts
- 314
- Employees
- 7, of which 6 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 101 | $124.9 million |
| Individuals (other than high net worth individuals) | 209 | $25.6 million |
| Charitable organizations | Fewer than 5 | $666,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $151.2 million | January 14, 2026 |
| December 1, 2025 | $131.9 million | October 16, 2025 |
Other advisers in New Mexico
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cross State Financial Group LLC | Albuquerque | $188.3 million | Not listed | adviserinfo.sec.gov |
| Financial Partners, LLC | Santa Fe | $181.7 million | Not listed | adviserinfo.sec.gov |
| Hanseatic Management Services Inc | Albuquerque | $174 million | Not listed | adviserinfo.sec.gov |
| Waterrock Wealth Management | Albuquerque | $153.7 million | Not listed | adviserinfo.sec.gov |
| Steve Lynch Wealth Management | Albuquerque | $153.4 million | Not listed | adviserinfo.sec.gov |
| Oakmont Advisory Group, LLC | Albuquerque | $149.5 million | Not listed | adviserinfo.sec.gov |
| Altamira Financial Group, LLC | Santa Fe | $130.3 million | Not listed | adviserinfo.sec.gov |
| SKG Capital Advisors, LLC | Albuquerque | $129.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Mexico
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Horizons Sustainable Financial Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.