Data / Investment advisers / New Mexico / Perini Capital
Perini Capital, Carlsbad, NM: $287 million AUM, SEC registered investment adviser
Perini Capital is an SEC registered investment adviser with its main office in Carlsbad, New Mexico and reports $287 million in regulatory assets under management in its Form ADV filed April 14, 2026. Its clients include pooled investment vehicles, high net worth individuals and investment companies. It is paid through a percentage of assets under management and performance based fees. It advises 6 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 158540
- SEC file number
- 801-120968
- SEC status
- Approved, effective April 26, 2021
- Legal name
- Perini Capital, LLC
- Main office
- 910 West Pierce Street Suite 225, Carlsbad, NM 88220
- Phone
- (575) 725-1978
- Regulatory AUM
- $287,036,522 in the Form ADV filed April 14, 2026
- Discretionary AUM
- $164,076,541
- Non discretionary AUM
- $122,959,981
- Accounts
- 71
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 6: 4 private equity funds, 2 hedge funds
- Gross assets of private funds
- $145,067,329
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- April 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 6 | $145.1 million |
| High net worth individuals | 50 | $93.3 million |
| Investment companies | 1 | $47.1 million |
| Individuals (other than high net worth individuals) | 14 | $1.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $287 million | April 14, 2026 |
| April 1, 2026 | $329.8 million | March 27, 2026 |
| December 1, 2025 | $217.4 million | March 28, 2025 |
Other advisers in New Mexico
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Westwind Capital | Las Cruces | $795.9 million | Not listed | adviserinfo.sec.gov |
| Portfolio Wealth Advisors | Albuquerque | $395.5 million | Not listed | adviserinfo.sec.gov |
| Sun Mountain Capital Advisors, LLC | Santa Fe | $378.7 million | 9 | adviserinfo.sec.gov |
| Bco Wealth Management, LLC | Carlsbad | $359.8 million | Not listed | adviserinfo.sec.gov |
| DXD Capital | Albuquerque | $353.4 million | 21 | adviserinfo.sec.gov |
| Titan Fund Management, LLC | Albuquerque | $250.7 million | 4 | adviserinfo.sec.gov |
| City Different Investments | Santa Fe | $244.4 million | 4 | adviserinfo.sec.gov |
| Madrid Wealth Management | Albuquerque | $212.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Mexico
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Perini Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.