Data / Investment advisers / New Mexico / Ulrich Investment Consultants
Ulrich Investment Consultants, Albuquerque, NM: $3.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ulrich Investment Consultants is an SEC registered investment adviser with its main office in Albuquerque, New Mexico and reports $3.6 billion in regulatory assets under management in its Form ADV filed January 30, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Ulrich Investment Consultants (CRD number 159499): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 159499
- SEC file number
- 801-72880
- SEC status
- Approved, effective December 2, 2011
- Legal name
- Ulrich Consulting and Investment Group, LLC
- Main office
- 1805 Rio Grande Boulevard NW Suite 1, Albuquerque, NM 87104
- Phone
- (505) 224-9100
- Regulatory AUM
- $3,619,832,252 in the Form ADV filed January 30, 2026
- Discretionary AUM
- $2,330,782,904
- Non discretionary AUM
- $1,289,049,348
- Accounts
- 1,032
- Employees
- 22, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 105 | $573.2 million |
| Pension and profit sharing plans | 16 | $184.6 million |
| Individuals (other than high net worth individuals) | 135 | $153.6 million |
| Charitable organizations | 18 | $120.7 million |
| Corporations or other businesses | 6 | $2.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $3.62 billion | January 30, 2026 |
| December 1, 2025 | $3.20 billion | March 26, 2025 |
Other advisers in Albuquerque
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| John Moore & Associates Inc | Albuquerque | $1.03 billion | Not listed | adviserinfo.sec.gov |
| Redw Wealth LLC | Albuquerque | $869.2 million | Not listed | adviserinfo.sec.gov |
| Zanetti Financial, LLC | Albuquerque | $809.4 million | Not listed | adviserinfo.sec.gov |
| Portfolio Wealth Advisors | Albuquerque | $395.5 million | Not listed | adviserinfo.sec.gov |
| DXD Capital | Albuquerque | $353.4 million | 21 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Albuquerque, NM
- Investment advisers in New Mexico
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Ulrich Investment Consultants on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.