Data / Investment advisers / Serving individuals / Arizona

Investment advisers in Arizona serving individuals: 173 firms

Name: Investment advisers in Arizona serving individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

173 SEC registered investment advisers with a main office in Arizona report individuals among their clients in Form ADV item 5.D, and together they attribute $149 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Osaic Wealth, Inc.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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173Advisers
$149 billionAUM from this client type
165Advisers over $100 million
November 2, 2026File date

Advisers in Arizona serving individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Osaic Wealth, Inc.	Scottsdale	513,910	$113.44 billion	$234.86 billion	adviserinfo.sec.gov
United Planners' Financial Services of America a Limited Partner	Scottsdale	25,159	$6.75 billion	$12.77 billion	adviserinfo.sec.gov
Foundations Investment Advisors LLC	Phoenix	23,568	$4.71 billion	$10.10 billion	adviserinfo.sec.gov
Trajan Wealth, L.L.C.	Scottsdale	9,598	$1.70 billion	$2.60 billion	adviserinfo.sec.gov
Xcelsior Advisor Partners LLC	Scottsdale	1,319	$1.67 billion	$2.51 billion	adviserinfo.sec.gov
PFG Advisors	Phoenix	6,792	$1.55 billion	$3.26 billion	adviserinfo.sec.gov
Verus Capital Partners, LLC	Scottsdale	4,660	$1.03 billion	$2.29 billion	adviserinfo.sec.gov
Trek Financial	Scottsdale	3,869	$932.1 million	$2.82 billion	adviserinfo.sec.gov
Dynamic	Phoenix	3,696	$862.8 million	$5.64 billion	adviserinfo.sec.gov
Tci Wealth Advisors, Inc.	Tucson	1,899	$816.7 million	$5.37 billion	adviserinfo.sec.gov
Brookwood Investment Group	Phoenix	3,290	$791.6 million	$1.25 billion	adviserinfo.sec.gov
Ashton Thomas Private Wealth	Scottsdale	1,983	$641.9 million	$6.01 billion	adviserinfo.sec.gov
Total Investment Management, Inc.	Scottsdale	778	$476.1 million	$1.35 billion	adviserinfo.sec.gov
GR Financial Group, LLC	Tucson	1,258	$410 million	$1.05 billion	adviserinfo.sec.gov
Fullerton Financial, LLC	Peoria	1,722	$394.8 million	$525 million	adviserinfo.sec.gov
MSH Capital Advisors LLC	Scottsdale	2,074	$389.5 million	$1.35 billion	adviserinfo.sec.gov
Heritage Family Offices, LLP	Scottsdale	170	$367.1 million	$423.3 million	adviserinfo.sec.gov
Ironwood Wealth Management, LLC	Chandler	304	$359.5 million	$607.7 million	adviserinfo.sec.gov
Stoker Ostler, a Part of BMO Financial Group	Scottsdale	634	$344.9 million	$3.67 billion	adviserinfo.sec.gov
Sem Wealth Management	Tucson	1,720	$335.5 million	$933.5 million	adviserinfo.sec.gov
Financial Directions LLC	Tucson	2,332	$285.1 million	$737.8 million	adviserinfo.sec.gov
Capital West Partners, LLC	Tucson	103	$284.5 million	$300 million	adviserinfo.sec.gov
Windsor Capital Management, LLC	Phoenix	275	$249.6 million	$703.4 million	adviserinfo.sec.gov
Strategic Income Group LLC	Chandler	346	$243.6 million	$362.4 million	adviserinfo.sec.gov
Clarus Wealth Advisors, LLC	Peoria	472	$234.5 million	$305.2 million	adviserinfo.sec.gov
Bridgeport Financial Solutions	Phoenix	654	$230.1 million	$1.05 billion	adviserinfo.sec.gov
Balboa Wealth Partners, Inc.	Scottsdale	822	$225.3 million	$1.07 billion	adviserinfo.sec.gov
Ironwood Financial, LLC	Tucson	481	$218.8 million	$662.5 million	adviserinfo.sec.gov
Strategy Financial Group	Phoenix	898	$214.5 million	$366.7 million	adviserinfo.sec.gov
Ironwood Investment Counsel, LLC	Scottsdale	249	$212.4 million	$1.76 billion	adviserinfo.sec.gov
Nova Financial Services	Tucson	594	$192.6 million	$469.4 million	adviserinfo.sec.gov
Galvin, Gaustad & Stein, LLC	Scottsdale	391	$189.9 million	$1.35 billion	adviserinfo.sec.gov
WT Wealth Management, LLC	Scottsdale	1,028	$182.7 million	$419.1 million	adviserinfo.sec.gov
Greenberg Financial Group	Tucson	675	$177.7 million	$406.9 million	adviserinfo.sec.gov
Preston Investments	Kingman	2,509	$173.3 million	$197.7 million	adviserinfo.sec.gov
Southwest Investment Advisors, Inc.	Tucson	931	$163.2 million	$386.9 million	adviserinfo.sec.gov
Acute Investment Advisory	Mesa	728	$159.5 million	$238.4 million	adviserinfo.sec.gov
Wealth Management Partners, LLC	Tucson	594	$158.2 million	$793.5 million	adviserinfo.sec.gov
Pinnacle Peak Private Client Group, LLC	Scottsdale	570	$152.4 million	$481.1 million	adviserinfo.sec.gov
Triton Wealth Management, PLLC	Sun City	706	$149.6 million	$405.1 million	adviserinfo.sec.gov
Arq Wealth Advisors, LLC	Scottsdale	278	$148.4 million	$1.21 billion	adviserinfo.sec.gov
WJ Wealth Management	Glendale	847	$137.8 million	$261.5 million	adviserinfo.sec.gov
Meixler Investment Management, LTD.	Show Low	520	$135.3 million	$228.4 million	adviserinfo.sec.gov
Babb Wealth Advisors LLC	Flagstaff	266	$134.7 million	$209.4 million	adviserinfo.sec.gov
Rovin Capital	Mesa	363	$132.4 million	$917.3 million	adviserinfo.sec.gov
L. Roy Papp & Associates, LLP	Phoenix	273	$128.8 million	$1.62 billion	adviserinfo.sec.gov
Decisionpoint Financial, LLC	Mesa	456	$126.6 million	$1.22 billion	adviserinfo.sec.gov
Seros Wealth Partners	Gilbert	320	$123.3 million	$359.2 million	adviserinfo.sec.gov
Bledsoe Asset Management, LLC	Phoenix	294	$115.1 million	$189 million	adviserinfo.sec.gov
Invicta Financial Group	Yuma	296	$115 million	$371.1 million	adviserinfo.sec.gov
345 Investment Advisory, LLC	Scottsdale	711	$113 million	$295.1 million	adviserinfo.sec.gov
Able Financial Group, LLC	Scottsdale	329	$105.1 million	$732.9 million	adviserinfo.sec.gov
Lane Brothers Investment Counsel	Prescott	290	$101.3 million	$240.1 million	adviserinfo.sec.gov
Bayntree Wealth Advisors, LLC	Scottsdale	406	$99.4 million	$241.1 million	adviserinfo.sec.gov
Aio Financial, LLC	Tucson	149	$99.1 million	$199.2 million	adviserinfo.sec.gov
Interwealth Management, LLC	Scottsdale	202	$98.9 million	$298 million	adviserinfo.sec.gov
Wall Capital Group, Inc.	Phoenix	760	$92.9 million	$294.7 million	adviserinfo.sec.gov
Spirit West Advisors, LLC	Scottsdale	546	$90.1 million	$111.1 million	adviserinfo.sec.gov
Versant Capital Management, Inc.	Phoenix	156	$89.8 million	$1.81 billion	adviserinfo.sec.gov
Stonecrest Wealth Management, Inc	Chandler	274	$89.2 million	$375.8 million	adviserinfo.sec.gov
Blakely Walters Wealth Management	Scottsdale	261	$87.4 million	$173.7 million	adviserinfo.sec.gov
Sharpepoint, LLC	Phoenix	415	$86.5 million	$222.8 million	adviserinfo.sec.gov
Martinsen Wealth Management	Tempe	326	$85.7 million	$143.2 million	adviserinfo.sec.gov
Clarity Wealth Management, L.L.C.	Gilbert	851	$83.8 million	$236.8 million	adviserinfo.sec.gov
Exeter Financial, LLC	Scottsdale	40	$83.4 million	$420.2 million	adviserinfo.sec.gov
Johnson Financial Advisors	Tempe	220	$81 million	$301 million	adviserinfo.sec.gov
Mathis Wealth Management	Phoenix	229	$80.1 million	$212.8 million	adviserinfo.sec.gov
Graystone Partners Wealth Management, LLC	Tempe	425	$80.1 million	$297.3 million	adviserinfo.sec.gov
CSP Financial Group LLC	Scottsdale	346	$79.1 million	$150.6 million	adviserinfo.sec.gov
Capital Wealth Alliance, LLC	Scottsdale	289	$79 million	$300.3 million	adviserinfo.sec.gov
Financial Life Planners	Tempe	229	$78.9 million	$208.4 million	adviserinfo.sec.gov
Miller Wealth Management	Gilbert	91	$77.9 million	$100.4 million	adviserinfo.sec.gov
Heffernan Advisory, Inc.	Flagstaff	182	$77.5 million	$409.6 million	adviserinfo.sec.gov
Releve Financial Group	Scottsdale	234	$77.5 million	$255.6 million	adviserinfo.sec.gov
Amplify Financial, LLC	Scottsdale	1,017	$77.4 million	$230.7 million	adviserinfo.sec.gov
Awm Capital, LLC	Phoenix	219	$75.2 million	$1.49 billion	adviserinfo.sec.gov
Hillspring Financial, Inc.	Surprise	231	$74.4 million	$186 million	adviserinfo.sec.gov
Cole Wealth Management, LLC	Scottsdale	231	$73.5 million	$181.1 million	adviserinfo.sec.gov
Schulz Financial Group	Tucson	332	$73.2 million	$114.9 million	adviserinfo.sec.gov
Union Capital Company	Tucson	388	$73 million	$150 million	adviserinfo.sec.gov
Form Prosperity Wealth Advisors, LLC	Chandler	297	$71.7 million	$119 million	adviserinfo.sec.gov
Dynamic Wealth Advisors	Surprise	266	$70.7 million	$193.3 million	adviserinfo.sec.gov
Biltmore Wealth Management, LLC	Tempe	211	$66 million	$439.6 million	adviserinfo.sec.gov
Redeem Wealth Management	Gilbert	201	$65 million	$118.6 million	adviserinfo.sec.gov
Juncture Wealth Strategies, LLC	Scottsdale	291	$63 million	$473.6 million	adviserinfo.sec.gov
Buttonwood Capital Management (BCM)	Scottsdale	235	$62.6 million	$380.8 million	adviserinfo.sec.gov
Cambridge Financial Group, LLC	Tucson	127	$61 million	$645.8 million	adviserinfo.sec.gov
Optima Capital Management	Tempe	179	$59.9 million	$150.3 million	adviserinfo.sec.gov
Harding Wealth, Inc.	Tempe	105	$58.1 million	$212.6 million	adviserinfo.sec.gov
Corepath Wealth Partners LLC	Scottsdale	157	$57.8 million	$261.2 million	adviserinfo.sec.gov
Endeavor Advisors LLC	Phoenix	399	$57 million	$114.4 million	adviserinfo.sec.gov
Lilliano Capital Management LLC	Phoenix	378	$54.8 million	$167.9 million	adviserinfo.sec.gov
C2c Wealth Management, LLC	Scottsdale	269	$54.8 million	$179.8 million	adviserinfo.sec.gov
Bridgelight Capital LLC	Scottsdale	128	$54.5 million	$136.4 million	adviserinfo.sec.gov
Sensible Money, LLC	Scottsdale	104	$54.4 million	$742.5 million	adviserinfo.sec.gov
Vora Wealth Management, PLLC	Flagstaff	593	$54.4 million	$74.8 million	adviserinfo.sec.gov
Wisdom Wealth Investment Advisors LLC	Phoenix	230	$54 million	$138.8 million	adviserinfo.sec.gov
Harmony Asset Management LLC	Scottsdale	133	$53.9 million	$462.5 million	adviserinfo.sec.gov
Attessa Capital LLC	Tucson	125	$53.9 million	$343.5 million	adviserinfo.sec.gov
Almega Wealth Management	Scottsdale	189	$52 million	$134.3 million	adviserinfo.sec.gov
Eaton-Cambridge Inc.	Phoenix	142	$51 million	$480.7 million	adviserinfo.sec.gov
Key Group Management, Inc.	Fountain Hills	250	$50.8 million	$303.8 million	adviserinfo.sec.gov
Ensign Advisory Partners LLC	Gilbert	236	$50 million	$101 million	adviserinfo.sec.gov
Immaculate Wealth Management, LLC	Mesa	475	$49.6 million	$156.7 million	adviserinfo.sec.gov
Financial Planning First, LLC	Tuscon	260	$49.4 million	$113.9 million	adviserinfo.sec.gov
Intrinsic Wealth Counsel, Inc.	Tempe	104	$49 million	$344.7 million	adviserinfo.sec.gov
Foothills Advisors, LLC	Cave Creek	136	$47.7 million	$142.1 million	adviserinfo.sec.gov
Bradley Wealth LLC	Scottsdale	152	$47.5 million	$196.7 million	adviserinfo.sec.gov
Embark Wealth Management, LLC	Tempe	357	$45.9 million	$57.4 million	adviserinfo.sec.gov
Spahn Wealth & Retirement LLC	Scottsdale	76	$45.9 million	$181.4 million	adviserinfo.sec.gov
Fortress Financial Solutions, LLC	Tucson	219	$45.8 million	$142 million	adviserinfo.sec.gov
Titan Capital Management	Scottsdale	112	$41.7 million	$84.2 million	adviserinfo.sec.gov
Faith Investor Services	Scottsdale	223	$40.2 million	$279.7 million	adviserinfo.sec.gov
Treiberg Wealth Management	Tucson	119	$39.2 million	$325.1 million	adviserinfo.sec.gov
Tandem Wealth Advisors	Phoenix	155	$39 million	$261.5 million	adviserinfo.sec.gov
Ridgeline Private Wealth	Mesa	125	$38.7 million	$172.8 million	adviserinfo.sec.gov
Tribeca Financial, LLC	Mesa	160	$37.5 million	$248.3 million	adviserinfo.sec.gov
Secure Investment Management, LLC	Tucson	938	$37.4 million	$42.9 million	adviserinfo.sec.gov
NRG Wealth Management	Oro Valley	83	$36 million	$242 million	adviserinfo.sec.gov
Westmark Wealth Management	Phoenix	492	$35.9 million	$195.4 million	adviserinfo.sec.gov
SL Capital	Scottsdale	164	$35.4 million	$230.3 million	adviserinfo.sec.gov
Profocus Incorporated	Phoenix	93	$34.9 million	$156.5 million	adviserinfo.sec.gov
Sterling Investment Management, LLC	Tucson	65	$32.5 million	$409.2 million	adviserinfo.sec.gov
Fortitude Family Office	Scottsdale	50	$29.7 million	$1.27 billion	adviserinfo.sec.gov
One Wealth Capital Management, LLC	Scottsdale	126	$29.5 million	$306.8 million	adviserinfo.sec.gov
17 Capital Partners, LLC	Phoenix	89	$28 million	$246.4 million	adviserinfo.sec.gov
Aim Capital	Scottsdale	102	$27.9 million	$309.3 million	adviserinfo.sec.gov
Vigilare Wealth Management LLC	Scottsdale	78	$25.8 million	$330.9 million	adviserinfo.sec.gov
3roots Wealth Partners LLC	Scottsdale	82	$25.6 million	$92.6 million	adviserinfo.sec.gov
Wilkinson Wealth Management, LLC	Tucson	151	$25.5 million	$164.7 million	adviserinfo.sec.gov
Arbor Wealth Management, LLC	Tempe	67	$24.1 million	$138.1 million	adviserinfo.sec.gov
Taurum Retirement Partners, LLC	Mesa	76	$23.9 million	$155.9 million	adviserinfo.sec.gov
Acrylic Financial, Inc.	Fountain Hills	278	$23.9 million	$73.5 million	adviserinfo.sec.gov
Legacy Cornerstone Wealth LLC	Peoria	181	$22.4 million	$22.4 million	adviserinfo.sec.gov
Degreen Private Wealth, LLC	Scottsdale	42	$21.5 million	$132.8 million	adviserinfo.sec.gov
GPS Investments	Scottsdale	52	$21.3 million	$127.7 million	adviserinfo.sec.gov
Redwood Investment Management, LLC.	Scottsdale	81	$21.2 million	$2.47 billion	adviserinfo.sec.gov
Stableford Capital LLC	Scottsdale	42	$20 million	$305.3 million	adviserinfo.sec.gov
Wealth Management Solutions	Scottsdale	46	$19.9 million	$172.6 million	adviserinfo.sec.gov
Next Up Wealth Advisors, LLC	Scottsdale	161	$19.9 million	$100.2 million	adviserinfo.sec.gov
Public Safety Financial/Galloway	Mesa	74	$17.9 million	$17.9 million	adviserinfo.sec.gov
Gordian Advisors, LLC	Tucson	32	$17.9 million	$265.2 million	adviserinfo.sec.gov
Allied Portfolio Management, Inc.	Tucson	83	$17.9 million	$240.2 million	adviserinfo.sec.gov
Sage Financial Advisors Inc.	Scottsdale	36	$16.6 million	$270.3 million	adviserinfo.sec.gov
Scottsdale Wealth Planning, Inc.	Scottsdale	36	$14.9 million	$171.5 million	adviserinfo.sec.gov
Dew Wealth Management	Scottsdale	37	$14.2 million	$464.7 million	adviserinfo.sec.gov
Prosper Private Wealth	Mesa	19	$13.3 million	$150.8 million	adviserinfo.sec.gov
Wise Wealth Partners, LLC	Phoenix	66	$12.5 million	$153.5 million	adviserinfo.sec.gov
Wealth Engineering, LLC	Scottsdale	20	$12.4 million	$171 million	adviserinfo.sec.gov
Vestpointe Wealth Management, LLC	Scottsdale	45	$11.7 million	$165.8 million	adviserinfo.sec.gov
Luminescent Wealth Management, Inc.	Scottsdale	28	$11.7 million	$127.4 million	adviserinfo.sec.gov
WLTH Capital Management, LLC	Chandler	25	$11.3 million	$229.8 million	adviserinfo.sec.gov
Zenith Wealth Advisors	Scottsdale	33	$11.1 million	$328.3 million	adviserinfo.sec.gov
Suttle Crossland Wealth Advisors, LLC	Scottsdale	23	$10.4 million	$101.1 million	adviserinfo.sec.gov
Farnam Financial	Phoenix	22	$10.3 million	$161.4 million	adviserinfo.sec.gov
Luminvest Wealth Management LLC	Scottsdale	27	$10 million	$398 million	adviserinfo.sec.gov
Alpha Fiduciary	Phoenix	57	$9.8 million	$114 million	adviserinfo.sec.gov
Tfo Family Office Partners	Phoenix	14	$9.8 million	$5.04 billion	adviserinfo.sec.gov
Davis Selected Advisers LP	Tucson	21	$8.9 million	$30.12 billion	adviserinfo.sec.gov
Intrinsic Value Partners, LLC	Phoenix	23	$8.7 million	$220.6 million	adviserinfo.sec.gov
Global Strategic Nextgen Ocio	Scottsdale	22	$8.7 million	$1.61 billion	adviserinfo.sec.gov
Intelligent Capitalworks	Scottsdale	17	$8.5 million	$376.6 million	adviserinfo.sec.gov
Watts Gwilliam & Company, LLC	Gilbert	45	$8.1 million	$1.03 billion	adviserinfo.sec.gov
Alphatrust Advisors	Phoenix	20	$7.2 million	$113.1 million	adviserinfo.sec.gov
Mulholland Wealth Advisors, LLC	Scottsdale	70	$6.1 million	$611.7 million	adviserinfo.sec.gov
Arcwood Financial, LLC	Phoenix	24	$5.6 million	$186.6 million	adviserinfo.sec.gov
Levin Funding Group LLC	Tucson	15	$5.1 million	$215.4 million	adviserinfo.sec.gov
Sierra Legacy Group	Scottsdale	10	$3.8 million	$152.7 million	adviserinfo.sec.gov
R.H. Investment Group, LLC	Scottsdale	Fewer than 5	$2.6 million	$238.5 million	adviserinfo.sec.gov
Claremont Capital Management, LLC	Phoenix	Fewer than 5	$2.5 million	$843.9 million	adviserinfo.sec.gov
Sovereign Investment Advisors LLC	Phoenix	4	$1.7 million	$3.31 billion	adviserinfo.sec.gov
Smead Capital Management, Inc.	Phoenix	2	$1.6 million	$5.52 billion	adviserinfo.sec.gov
Ascent Capital Partners, LLC	Scottsdale	7	$159,317	$172 million	adviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.