Data / Investment advisers / Arizona / Watts Gwilliam & Company, LLC
Watts Gwilliam & Company, LLC, Gilbert, AZ: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Watts Gwilliam & Company, LLC is an SEC registered investment adviser with its main office in Gilbert, Arizona and reports $1 billion in regulatory assets under management in its Form ADV filed July 28, 2026. Its clients include high net worth individuals, pension and profit sharing plans and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 3 private funds.
The request: Watch Watts Gwilliam & Company, LLC (CRD number 131458): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 131458
- SEC file number
- 801-63078
- SEC status
- Approved, effective April 23, 2004
- Main office
- 2730 S. Val Vista Dr. Suite 124, Gilbert, AZ 85295
- Phone
- (480) 889-8998
- Website
- wattsgwilliam.com
- Regulatory AUM
- $1,031,900,000 in the Form ADV filed July 28, 2026
- Discretionary AUM
- $1,031,493,625
- Non discretionary AUM
- $406,375
- Accounts
- 1,208
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 3: 2 real estate funds, 1 private equity fund
- Gross assets of private funds
- $7,810,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 458 | $973.2 million |
| Pension and profit sharing plans | 6 | $29.9 million |
| Pooled investment vehicles | 4 | $19.5 million |
| Individuals (other than high net worth individuals) | 45 | $8.1 million |
| Charitable organizations | 1 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.03 billion | March 23, 2026 |
| December 1, 2025 | $818.9 million | October 28, 2025 |
Other advisers in Arizona
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Decisionpoint Financial, LLC | Mesa | $1.22 billion | Not listed | adviserinfo.sec.gov |
| Arq Wealth Advisors, LLC | Scottsdale | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Balboa Wealth Partners, Inc. | Scottsdale | $1.07 billion | Not listed | adviserinfo.sec.gov |
| GR Financial Group, LLC | Tucson | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Bridgeport Financial Solutions | Phoenix | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Sem Wealth Management | Tucson | $933.5 million | Not listed | adviserinfo.sec.gov |
| Rovin Capital | Mesa | $917.3 million | 2 | adviserinfo.sec.gov |
| Estancia Capital Management, LLC | Scottsdale | $908 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Arizona
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Advisers that manage private funds
- Watts Gwilliam & Company, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.