Data / Investment advisers / Arizona
Investment advisers in Arizona: 221 firms, $511 billion in AUM
221 investment advisers have their main office in Arizona: 212 SEC registered and 9 exempt reporting. The registered advisers report $511 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Osaic Wealth, Inc. with $235 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
Get advisers in Arizona over $100 millionWatch new advisers in ArizonaGet private fund advisers in Arizona
- 221Advisers
- 212SEC registered
- 9Exempt reporting
- $511 billionTotal AUM
- 189Advisers over $100 million
- 36Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Osaic Wealth, Inc. | Scottsdale | $234.86 billion | 850,797 | 8,979 | Not listed | (800) 821-5100 | dianacurran.net | adviserinfo.sec.gov |
| Voya Investments, LLC | Scottsdale | $59.48 billion | 107 | 104 | Not listed | (480) 477-3000 | adviserinfo.sec.gov | |
| Gi Partners | Scottsdale | $35.74 billion | 29 | 160 | 28 | (623) 887-4320 | gipartners.com | adviserinfo.sec.gov |
| Davis Selected Advisers LP | Tucson | $30.12 billion | 109 | 121 | Not listed | (800) 279-2279 | davisadvisors.com | adviserinfo.sec.gov |
| United Planners' Financial Services of America a Limited Partner | Scottsdale | $12.77 billion | 47,883 | 620 | Not listed | (480) 991-0225 | adviserinfo.sec.gov | |
| Foundations Investment Advisors LLC | Phoenix | $10.10 billion | 63,604 | 353 | Not listed | (480) 626-2979 | fiwealth.com | adviserinfo.sec.gov |
| Balbec Capital Management LP | Scottsdale | $7.99 billion | 23 | 150 | 14 | (602) 802-8300 | balbec.com | adviserinfo.sec.gov |
| Ashton Thomas Private Wealth | Scottsdale | $6.01 billion | 7,879 | 93 | Not listed | (602) 732-4745 | adviserinfo.sec.gov | |
| Dynamic | Phoenix | $5.64 billion | 15,179 | 130 | Not listed | (877) 257-3840 | seagrovewealthpartners.com | adviserinfo.sec.gov |
| Smead Capital Management, Inc. | Phoenix | $5.52 billion | 185 | 18 | Not listed | (602) 889-3660 | smeadcap.com | adviserinfo.sec.gov |
| Tci Wealth Advisors, Inc. | Tucson | $5.37 billion | 11,863 | 72 | Not listed | (520) 733-1477 | adviserinfo.sec.gov | |
| Tfo Family Office Partners | Phoenix | $5.04 billion | 1,939 | 88 | Not listed | (602) 466-2611 | tfopartners.com | adviserinfo.sec.gov |
| Stoker Ostler, a Part of BMO Financial Group | Scottsdale | $3.67 billion | 5,166 | 30 | Not listed | (480) 890-8088 | stokerostler.com | adviserinfo.sec.gov |
| Sovereign Investment Advisors LLC | Phoenix | $3.31 billion | 144 | 8 | Not listed | (480) 385-2850 | sovereigninvestmentadvisors.com | adviserinfo.sec.gov |
| PFG Advisors | Phoenix | $3.26 billion | 13,982 | 112 | Not listed | (800) 405-8850 | aeroinvestmentservices.com | adviserinfo.sec.gov |
| Trek Financial | Scottsdale | $2.82 billion | 10,768 | 55 | Not listed | (480) 483-1510 | bcjfinancial.com | adviserinfo.sec.gov |
| Trajan Wealth, L.L.C. | Scottsdale | $2.60 billion | 18,370 | 140 | Not listed | (480) 990-3300 | adviserinfo.sec.gov | |
| Xcelsior Advisor Partners LLC | Scottsdale | $2.51 billion | 4,746 | 25 | Not listed | (480) 866-8616 | xcelsiorpartners.com | adviserinfo.sec.gov |
| Redwood Investment Management, LLC. | Scottsdale | $2.47 billion | 524 | 39 | Not listed | (310) 272-8185 | redwoodmutualfunds.com | adviserinfo.sec.gov |
| Verus Capital Partners, LLC | Scottsdale | $2.29 billion | 7,289 | 68 | Not listed | (480) 990-3719 | veruscapitalpartners.com | adviserinfo.sec.gov |
| Versant Capital Management, Inc. | Phoenix | $1.81 billion | 1,678 | 26 | Not listed | (602) 635-3760 | tamethemoneymonkey.com | adviserinfo.sec.gov |
| Ironwood Investment Counsel, LLC | Scottsdale | $1.76 billion | 2,525 | 22 | Not listed | (480) 609-4700 | ironwoodic.com | adviserinfo.sec.gov |
| Indigo Partners LLC | Scottsdale | $1.66 billion | 21 | 8 | 14 | (602) 224-1500 | adviserinfo.sec.gov | |
| L. Roy Papp & Associates, LLP | Phoenix | $1.62 billion | 1,847 | 10 | Not listed | (602) 956-0980 | roypapp.com | adviserinfo.sec.gov |
| Global Strategic Nextgen Ocio | Scottsdale | $1.61 billion | 401 | 6 | Not listed | (480) 935-2210 | adviserinfo.sec.gov | |
| Awm Capital, LLC | Phoenix | $1.49 billion | 2,885 | 38 | 10 | (323) 940-1339 | adviserinfo.sec.gov | |
| Galvin, Gaustad & Stein, LLC | Scottsdale | $1.35 billion | 1,948 | 17 | Not listed | (480) 776-1445 | ggsadvisors.com | adviserinfo.sec.gov |
| Total Investment Management, Inc. | Scottsdale | $1.35 billion | 2,079 | 12 | Not listed | (480) 998-5735 | adviserinfo.sec.gov | |
| MSH Capital Advisors LLC | Scottsdale | $1.35 billion | 2,362 | 35 | Not listed | (480) 563-2021 | adviserinfo.sec.gov | |
| Fortitude Family Office | Scottsdale | $1.27 billion | 971 | 40 | 2 | (602) 834-0089 | adviserinfo.sec.gov | |
| Brookwood Investment Group | Phoenix | $1.25 billion | 7,129 | 24 | Not listed | (480) 351-4740 | ckwmg.com | adviserinfo.sec.gov |
| Decisionpoint Financial, LLC | Mesa | $1.22 billion | 1,853 | 18 | Not listed | (480) 553-6249 | adviserinfo.sec.gov | |
| Arq Wealth Advisors, LLC | Scottsdale | $1.21 billion | 2,131 | 18 | Not listed | (480) 214-9572 | arqwealth.com | adviserinfo.sec.gov |
| Balboa Wealth Partners, Inc. | Scottsdale | $1.07 billion | 2,623 | 37 | Not listed | (480) 801-5010 | adviserinfo.sec.gov | |
| GR Financial Group, LLC | Tucson | $1.05 billion | 2,552 | 10 | Not listed | (520) 577-4711 | gr-financialgroup.com | adviserinfo.sec.gov |
| Bridgeport Financial Solutions | Phoenix | $1.05 billion | 2,755 | 9 | Not listed | (877) 411-2737 | bridgeport.financial | adviserinfo.sec.gov |
| Watts Gwilliam & Company, LLC | Gilbert | $1.03 billion | 1,208 | 9 | 3 | (480) 889-8998 | wattsgwilliam.com | adviserinfo.sec.gov |
| Sem Wealth Management | Tucson | $933.5 million | 4,065 | 11 | Not listed | (520) 749-4580 | adviserinfo.sec.gov | |
| Rovin Capital | Mesa | $917.3 million | 2,585 | 14 | 2 | (480) 739-2110 | facadvisors.com | adviserinfo.sec.gov |
| Estancia Capital Management, LLC | Scottsdale | $908 million | 6 | 15 | 5 | (480) 448-5001 | estanciapartners.com | adviserinfo.sec.gov |
| Claremont Capital Management, LLC | Phoenix | $843.9 million | 25 | 3 | Not listed | (602) 560-8053 | claremontcapital.com | adviserinfo.sec.gov |
| Wealth Management Partners, LLC | Tucson | $793.5 million | 2,270 | 8 | Not listed | (520) 297-7999 | adviserinfo.sec.gov | |
| Standpoint Asset Management, LLC | Scottsdale | $771.1 million | 1 | 7 | Not listed | (602) 688-2918 | standpointfunds.com | adviserinfo.sec.gov |
| Curafin Advisors | Phoenix | $748.4 million | 111 | 6 | Not listed | (480) 284-7080 | curafinadvisors.com | adviserinfo.sec.gov |
| Sensible Money, LLC | Scottsdale | $742.5 million | 1,416 | 16 | Not listed | (480) 719-7290 | sensiblemoney.com | adviserinfo.sec.gov |
| Financial Directions LLC | Tucson | $737.8 million | 2,488 | 3 | Not listed | (520) 408-7777 | financialdirectionsllc.com | adviserinfo.sec.gov |
| Able Financial Group, LLC | Scottsdale | $732.9 million | 1,694 | 14 | Not listed | (480) 258-6104 | adviserinfo.sec.gov | |
| Windsor Capital Management, LLC | Phoenix | $703.4 million | 1,204 | 8 | Not listed | (480) 515-3514 | moneyuncomplicated.net | adviserinfo.sec.gov |
| Asset Growth Solutions, LLC | Scottsdale | $702.7 million | 4 | 5 | Not listed | (480) 660-9770 | assetgrowthsolutions.net | adviserinfo.sec.gov |
| Rra Capital | Phoenix | $663.3 million | 3 | 31 | 1 | (602) 714-5111 | rraconsulting.net | adviserinfo.sec.gov |
| Ironwood Financial, LLC | Tucson | $662.5 million | 1,667 | 10 | Not listed | (520) 318-4600 | ironwoodfinancial.com | adviserinfo.sec.gov |
| Cambridge Financial Group, LLC | Tucson | $645.8 million | 1,383 | 10 | Not listed | (520) 531-0550 | cambridgefinancialgroup.com | adviserinfo.sec.gov |
| Mulholland Wealth Advisors, LLC | Scottsdale | $611.7 million | 141 | 39 | Not listed | (310) 272-8185 | mulhollandwa.com | adviserinfo.sec.gov |
| Ironwood Wealth Management, LLC | Chandler | $607.7 million | 1,885 | 14 | Not listed | (480) 776-5960 | adviserinfo.sec.gov | |
| Northrim Adviser, LLC | Mesa | $556 million | 3 | 12 | 3 | (480) 206-7683 | northrimhorizon.com | adviserinfo.sec.gov |
| Fullerton Financial, LLC | Peoria | $525 million | 3,565 | 51 | Not listed | (623) 974-0300 | adviserinfo.sec.gov | |
| Pinnacle Peak Private Client Group, LLC | Scottsdale | $481.1 million | 1,348 | 6 | Not listed | (480) 771-4301 | pinpeakpcg.com | adviserinfo.sec.gov |
| Eaton-Cambridge Inc. | Phoenix | $480.7 million | 1,075 | 11 | Not listed | (480) 385-7399 | eatoncambridge.com | adviserinfo.sec.gov |
| Juncture Wealth Strategies, LLC | Scottsdale | $473.6 million | 1,122 | 11 | Not listed | (480) 253-4100 | juncturewealth.com | adviserinfo.sec.gov |
| Nova Financial Services | Tucson | $469.4 million | 1,388 | 10 | Not listed | (520) 745-5555 | arizonafinancialplan.com | adviserinfo.sec.gov |
| Dew Wealth Management | Scottsdale | $464.7 million | 596 | 36 | Not listed | (480) 614-9119 | adviserinfo.sec.gov | |
| Harmony Asset Management LLC | Scottsdale | $462.5 million | 602 | 10 | Not listed | (480) 314-5967 | adviserinfo.sec.gov | |
| Social Leverage Advisors, LLC | Scottsdale | $443.7 million | 11 | 7 | 11 | (602) 315-9966 | socialleverage.com | adviserinfo.sec.gov |
| Templeton Financial Services Inc. | Chandler | $441.8 million | 318 | 4 | Not listed | (480) 883-1073 | tfsformunis.com | adviserinfo.sec.gov |
| Biltmore Wealth Management, LLC | Tempe | $439.6 million | 639 | 4 | Not listed | (480) 998-1819 | biltmorewealthaz.com | adviserinfo.sec.gov |
| Heritage Family Offices, LLP | Scottsdale | $423.3 million | 1,057 | 13 | 1 | (602) 775-5400 | adviserinfo.sec.gov | |
| Exeter Financial, LLC | Scottsdale | $420.2 million | 693 | 6 | Not listed | (480) 588-0830 | exeterfinancial.com | adviserinfo.sec.gov |
| WT Wealth Management, LLC | Scottsdale | $419.1 million | 2,734 | 16 | Not listed | (800) 825-0616 | adviserinfo.sec.gov | |
| Heffernan Advisory, Inc. | Flagstaff | $409.6 million | 679 | 12 | Not listed | (928) 774-9598 | adviserinfo.sec.gov | |
| Sterling Investment Management, LLC | Tucson | $409.2 million | 399 | 8 | Not listed | (520) 293-3311 | adviserinfo.sec.gov | |
| Greenberg Financial Group | Tucson | $406.9 million | 1,175 | 10 | Not listed | (520) 544-4909 | greenbergfinancial.com | adviserinfo.sec.gov |
| Triton Wealth Management, PLLC | Sun City | $405.1 million | 1,729 | 9 | Not listed | (623) 209-0850 | tritonwealthmanagement.com | adviserinfo.sec.gov |
| Numerixs Investment Technologies Inc | Chandler | $400 million | 2 | 5 | Not listed | (979) 365-0221 | numerixsquant.com | adviserinfo.sec.gov |
| Luminvest Wealth Management LLC | Scottsdale | $398 million | 370 | 5 | Not listed | (480) 300-0062 | adviserinfo.sec.gov | |
| Southwest Investment Advisors, Inc. | Tucson | $386.9 million | 1,162 | 5 | Not listed | (520) 544-2500 | siatucson.com | adviserinfo.sec.gov |
| Buttonwood Capital Management (BCM) | Scottsdale | $380.8 million | 896 | 6 | Not listed | (480) 305-2105 | buttonwoodcm.com | adviserinfo.sec.gov |
| Intelligent Capitalworks | Scottsdale | $376.6 million | 341 | 6 | Not listed | (480) 951-2900 | intelligentcapitalworks.com | adviserinfo.sec.gov |
| Stonecrest Wealth Management, Inc | Chandler | $375.8 million | 1,083 | 4 | Not listed | (602) 258-9400 | adviserinfo.sec.gov | |
| Invicta Financial Group | Yuma | $371.1 million | 1,683 | 11 | Not listed | (928) 344-8000 | invictafg.com | adviserinfo.sec.gov |
| Strategy Financial Group | Phoenix | $366.7 million | 3,820 | 20 | Not listed | (602) 343-9301 | calvingoetz.com | adviserinfo.sec.gov |
| Strategic Income Group LLC | Chandler | $362.4 million | 1,211 | 5 | 2 | (480) 466-7070 | adviserinfo.sec.gov | |
| Seros Wealth Partners | Gilbert | $359.2 million | 1,049 | 10 | Not listed | (480) 967-1155 | adviserinfo.sec.gov | |
| Intrinsic Wealth Counsel, Inc. | Tempe | $344.7 million | 696 | 7 | Not listed | (480) 924-5613 | intrinsicwealthcounsel.com | adviserinfo.sec.gov |
| Attessa Capital LLC | Tucson | $343.5 million | 699 | 7 | Not listed | (520) 600-3064 | attessacapital.com | adviserinfo.sec.gov |
| Vigilare Wealth Management LLC | Scottsdale | $330.9 million | 452 | 6 | Not listed | (480) 636-8292 | adviserinfo.sec.gov | |
| Zenith Wealth Advisors | Scottsdale | $328.3 million | 314 | 4 | Not listed | (480) 999-9900 | adviserinfo.sec.gov | |
| Treiberg Wealth Management | Tucson | $325.1 million | 706 | 6 | Not listed | (520) 232-0505 | adviserinfo.sec.gov | |
| Aim Capital | Scottsdale | $309.3 million | 452 | 2 | Not listed | (480) 346-1556 | aimcapaz.com | adviserinfo.sec.gov |
| One Wealth Capital Management, LLC | Scottsdale | $306.8 million | 548 | 6 | Not listed | (855) 663-9584 | adviserinfo.sec.gov | |
| Stableford Capital LLC | Scottsdale | $305.3 million | 254 | 4 | Not listed | (480) 493-2300 | stablefordcapital.com | adviserinfo.sec.gov |
| Clarus Wealth Advisors, LLC | Peoria | $305.2 million | 953 | 13 | Not listed | (623) 583-6840 | heritagecapitalaz.com | adviserinfo.sec.gov |
| Key Group Management, Inc. | Fountain Hills | $303.8 million | 337 | 5 | Not listed | (480) 477-5252 | keygroupwealth.com | adviserinfo.sec.gov |
| Johnson Financial Advisors | Tempe | $301 million | 756 | 5 | Not listed | (602) 242-4000 | adviserinfo.sec.gov | |
| Capital Wealth Alliance, LLC | Scottsdale | $300.3 million | 861 | 5 | Not listed | (480) 948-7590 | capitalwealthalliance.com | adviserinfo.sec.gov |
| Capital West Partners, LLC | Tucson | $300 million | 177 | 3 | Not listed | (520) 296-9803 | capitalwestpartners.com | adviserinfo.sec.gov |
| Interwealth Management, LLC | Scottsdale | $298 million | 769 | 5 | Not listed | (602) 799-0937 | interwealthmgt.com | adviserinfo.sec.gov |
| Graystone Partners Wealth Management, LLC | Tempe | $297.3 million | 998 | 5 | Not listed | (480) 557-9727 | adviserinfo.sec.gov | |
| 345 Investment Advisory, LLC | Scottsdale | $295.1 million | 933 | 12 | Not listed | (480) 624-5650 | adviserinfo.sec.gov | |
| Wall Capital Group, Inc. | Phoenix | $294.7 million | 1,487 | 5 | Not listed | (623) 242-6332 | wallcapitalgroup.com | adviserinfo.sec.gov |
| Faith Investor Services | Scottsdale | $279.7 million | 598 | 10 | Not listed | (480) 780-0104 | faithinvestorservices.com | adviserinfo.sec.gov |
| Sage Financial Advisors Inc. | Scottsdale | $270.3 million | 348 | 7 | Not listed | (480) 305-8060 | adviserinfo.sec.gov | |
| Gordian Advisors, LLC | Tucson | $265.2 million | 343 | 3 | Not listed | (520) 615-2779 | gordianadvisors.com | adviserinfo.sec.gov |
| Tandem Wealth Advisors | Phoenix | $261.5 million | 736 | 7 | Not listed | (602) 297-8600 | adviserinfo.sec.gov | |
| WJ Wealth Management | Glendale | $261.5 million | 918 | 6 | Not listed | (602) 942-1321 | wjwealthmanagement.com | adviserinfo.sec.gov |
| Corepath Wealth Partners LLC | Scottsdale | $261.2 million | 884 | 8 | Not listed | (480) 448-0334 | corepathwealthpartners.com | adviserinfo.sec.gov |
| Releve Financial Group | Scottsdale | $255.6 million | 1,275 | 7 | Not listed | (612) 801-5440 | adviserinfo.sec.gov | |
| Treasure Investment Management, LLC | Scottsdale | $252.7 million | 339 | 4 | Not listed | (310) 957-9428 | treasure.tech | adviserinfo.sec.gov |
| Tribeca Financial, LLC | Mesa | $248.3 million | 574 | 6 | Not listed | (480) 553-6247 | tribecafinancial.co | adviserinfo.sec.gov |
| 17 Capital Partners, LLC | Phoenix | $246.4 million | 416 | 7 | Not listed | (602) 718-1177 | adviserinfo.sec.gov | |
| NRG Wealth Management | Oro Valley | $242 million | 418 | 5 | Not listed | (520) 818-7822 | adviserinfo.sec.gov | |
| Bayntree Wealth Advisors, LLC | Scottsdale | $241.1 million | 1,208 | 13 | Not listed | (480) 494-2750 | adviserinfo.sec.gov | |
| Allied Portfolio Management, Inc. | Tucson | $240.2 million | 327 | 2 | Not listed | (520) 296-1035 | alliedportfolio.com | adviserinfo.sec.gov |
| Lane Brothers Investment Counsel | Prescott | $240.1 million | 979 | 3 | 1 | (928) 776-8870 | lanebrothers.com | adviserinfo.sec.gov |
| R.H. Investment Group, LLC | Scottsdale | $238.5 million | 97 | 2 | Not listed | (480) 703-7872 | adviserinfo.sec.gov | |
| Acute Investment Advisory | Mesa | $238.4 million | 1,605 | 4 | Not listed | (480) 620-6907 | adviserinfo.sec.gov | |
| Clarity Wealth Management, L.L.C. | Gilbert | $236.8 million | 944 | 6 | Not listed | (480) 776-9670 | claritywealthmgt.com | adviserinfo.sec.gov |
| Taylor Frigon Capital Management LLC | Scottsdale | $232.6 million | 471 | 11 | 2 | (805) 226-0280 | adviserinfo.sec.gov | |
| Amplify Financial, LLC | Scottsdale | $230.7 million | 1,494 | 7 | Not listed | (602) 562-7800 | adviserinfo.sec.gov | |
| SL Capital | Scottsdale | $230.3 million | 416 | 4 | 1 | (480) 359-7092 | slcapitalwealth.com | adviserinfo.sec.gov |
| WLTH Capital Management, LLC | Chandler | $229.8 million | 425 | 6 | Not listed | (480) 795-4475 | adviserinfo.sec.gov | |
| Meixler Investment Management, LTD. | Show Low | $228.4 million | 941 | 1 | Not listed | (928) 537-8700 | showlowadvisors.com | adviserinfo.sec.gov |
| Sharpepoint, LLC | Phoenix | $222.8 million | 1,091 | 5 | 1 | (480) 999-3033 | adviserinfo.sec.gov | |
| Intrinsic Value Partners, LLC | Phoenix | $220.6 million | 193 | 3 | Not listed | (480) 522-2032 | ivpaz.com | adviserinfo.sec.gov |
| Family Office Investment Advisory LLC | Scottsdale | $220 million | 1 | 3 | Not listed | (800) 447-7090 | adviserinfo.sec.gov | |
| Levin Funding Group LLC | Tucson | $215.4 million | 165 | 2 | Not listed | (520) 751-2000 | levinfunding.com | adviserinfo.sec.gov |
| Mathis Wealth Management | Phoenix | $212.8 million | 703 | 5 | Not listed | (602) 393-0501 | adviserinfo.sec.gov | |
| Harding Wealth, Inc. | Tempe | $212.6 million | 573 | 4 | Not listed | (602) 610-9545 | adviserinfo.sec.gov | |
| Babb Wealth Advisors LLC | Flagstaff | $209.4 million | 927 | 8 | Not listed | (928) 526-2911 | babbgroup.com | adviserinfo.sec.gov |
| Financial Life Planners | Tempe | $208.4 million | 779 | 7 | Not listed | (480) 477-8530 | podcasts.apple.com | adviserinfo.sec.gov |
| Aio Financial, LLC | Tucson | $199.2 million | 197 | 4 | Not listed | (520) 325-0769 | expatplanners.com | adviserinfo.sec.gov |
| Preston Investments | Kingman | $197.7 million | 2,526 | 5 | Not listed | (928) 757-1600 | prestoninvestments.com | adviserinfo.sec.gov |
| Bradley Wealth LLC | Scottsdale | $196.7 million | 1,006 | 5 | Not listed | (480) 800-8638 | adviserinfo.sec.gov | |
| Westmark Wealth Management | Phoenix | $195.4 million | 1,524 | 4 | Not listed | (602) 887-5179 | westmarkwealth.com | adviserinfo.sec.gov |
| Dynamic Wealth Advisors | Surprise | $193.3 million | 792 | 4 | Not listed | (623) 466-6060 | dynamicwealthmgt.com | adviserinfo.sec.gov |
| Bledsoe Asset Management, LLC | Phoenix | $189 million | 688 | 5 | Not listed | (602) 595-2324 | bledsoellc.com | adviserinfo.sec.gov |
| Arcwood Financial, LLC | Phoenix | $186.6 million | 33 | 4 | Not listed | (602) 726-6282 | arcwood.com | adviserinfo.sec.gov |
| Accordant Investments LLC | Scottsdale | $186.4 million | 2 | 17 | 1 | (602) 609-2193 | accordantinvestments.com | adviserinfo.sec.gov |
| Hillspring Financial, Inc. | Surprise | $186 million | 652 | 4 | Not listed | (623) 583-6141 | hillspringfinancial.com | adviserinfo.sec.gov |
| Spahn Wealth & Retirement LLC | Scottsdale | $181.4 million | 283 | 2 | Not listed | (602) 730-6114 | adviserinfo.sec.gov | |
| Cole Wealth Management, LLC | Scottsdale | $181.1 million | 774 | 4 | Not listed | (480) 275-6354 | colewealthmanagement.com | adviserinfo.sec.gov |
| C2c Wealth Management, LLC | Scottsdale | $179.8 million | 440 | 2 | Not listed | (646) 222-7440 | c2cwealth.com | adviserinfo.sec.gov |
| Blakely Walters Wealth Management | Scottsdale | $173.7 million | 548 | 7 | Not listed | (480) 776-5897 | blakelywalters.com | adviserinfo.sec.gov |
| Pravati Capital LLC | Scottsdale | $173.7 million | 5 | 11 | 5 | (844) 772-8284 | adviserinfo.sec.gov | |
| Ridgeline Private Wealth | Mesa | $172.8 million | 627 | 6 | Not listed | (480) 779-0127 | adviserinfo.sec.gov | |
| Wealth Management Solutions | Scottsdale | $172.6 million | 411 | 4 | Not listed | (480) 609-4334 | findyourindependentadvisor.com | adviserinfo.sec.gov |
| Ascent Capital Partners, LLC | Scottsdale | $172 million | 163 | 10 | 7 | (480) 841-6956 | adviserinfo.sec.gov | |
| Scottsdale Wealth Planning, Inc. | Scottsdale | $171.5 million | 312 | 2 | Not listed | (480) 550-8555 | adviserinfo.sec.gov | |
| Wealth Engineering, LLC | Scottsdale | $171 million | 219 | 1 | Not listed | (480) 296-2042 | wealth-engineering.com | adviserinfo.sec.gov |
| Lilliano Capital Management LLC | Phoenix | $167.9 million | 409 | 2 | Not listed | (480) 678-0411 | lillianocapital.com | adviserinfo.sec.gov |
| Vestpointe Wealth Management, LLC | Scottsdale | $165.8 million | 423 | 3 | 4 | (602) 212-1040 | adviserinfo.sec.gov | |
| Wilkinson Wealth Management, LLC | Tucson | $164.7 million | 890 | 2 | Not listed | (520) 777-1911 | wilkinsonwealthmgmt.com | adviserinfo.sec.gov |
| Farnam Financial | Phoenix | $161.4 million | 240 | 3 | Not listed | (602) 603-4000 | farnamfinancial.com | adviserinfo.sec.gov |
| Trinity Capital Adviser LLC | Phoenix | $157.6 million | 2 | 106 | 1 | (480) 374-5350 | adviserinfo.sec.gov | |
| Immaculate Wealth Management, LLC | Mesa | $156.7 million | 865 | 6 | Not listed | (480) 776-3511 | adviserinfo.sec.gov | |
| Profocus Incorporated | Phoenix | $156.5 million | 529 | 7 | Not listed | (480) 598-9960 | profocus.com | adviserinfo.sec.gov |
| Taurum Retirement Partners, LLC | Mesa | $155.9 million | 422 | 2 | Not listed | (480) 626-2501 | taurum.us | adviserinfo.sec.gov |
| Wise Wealth Partners, LLC | Phoenix | $153.5 million | 210 | 2 | Not listed | (480) 866-0200 | adviserinfo.sec.gov | |
| Sierra Legacy Group | Scottsdale | $152.7 million | 86 | 7 | Not listed | (775) 322-4500 | cypressnv.com | adviserinfo.sec.gov |
| Prosper Private Wealth | Mesa | $150.8 million | 264 | 3 | Not listed | (888) 404-3042 | prosperpw.com | adviserinfo.sec.gov |
| CSP Financial Group LLC | Scottsdale | $150.6 million | 1,008 | 21 | Not listed | (480) 600-9626 | adviserinfo.sec.gov | |
| Optima Capital Management | Tempe | $150.3 million | 427 | 4 | Not listed | (480) 757-9052 | adviserinfo.sec.gov | |
| Union Capital Company | Tucson | $150 million | 414 | 13 | Not listed | (520) 664-2001 | unioncapital.com | adviserinfo.sec.gov |
| Martinsen Wealth Management | Tempe | $143.2 million | 846 | 19 | Not listed | (480) 550-6556 | 5wbook.com | adviserinfo.sec.gov |
| Foothills Advisors, LLC | Cave Creek | $142.1 million | 465 | 3 | Not listed | (480) 203-8879 | foothillsadvisors.com | adviserinfo.sec.gov |
| Fortress Financial Solutions, LLC | Tucson | $142 million | 723 | 10 | Not listed | (520) 751-8600 | adviserinfo.sec.gov | |
| Saratoga Capital Management, LLC | Avondale | $138.8 million | 1 | 4 | Not listed | (623) 266-4567 | adviserinfo.sec.gov | |
| Wisdom Wealth Investment Advisors LLC | Phoenix | $138.8 million | 678 | 2 | Not listed | (602) 494-4100 | wisdomwealth.solutions | adviserinfo.sec.gov |
| Arbor Wealth Management, LLC | Tempe | $138.1 million | 331 | 2 | Not listed | (480) 818-8300 | adviserinfo.sec.gov | |
| Bridgelight Capital LLC | Scottsdale | $136.4 million | 396 | 4 | Not listed | (480) 270-5240 | adviserinfo.sec.gov | |
| Almega Wealth Management | Scottsdale | $134.3 million | 767 | 7 | Not listed | (480) 770-4700 | adviserinfo.sec.gov | |
| Degreen Private Wealth, LLC | Scottsdale | $132.8 million | 261 | 1 | Not listed | (440) 409-6352 | degreenprivatewealth.com | adviserinfo.sec.gov |
| Idx Advisors | Scottsdale | $128.1 million | 3 | 6 | Not listed | (833) 662-6346 | idxadvisors.com | adviserinfo.sec.gov |
| GPS Investments | Scottsdale | $127.7 million | 352 | 3 | Not listed | (602) 558-1211 | adviserinfo.sec.gov | |
| Luminescent Wealth Management, Inc. | Scottsdale | $127.4 million | 163 | 2 | Not listed | (602) 838-8870 | lumiwm.com | adviserinfo.sec.gov |
| Form Prosperity Wealth Advisors, LLC | Chandler | $119 million | 494 | 1 | Not listed | (480) 382-3676 | formprosperity.com | adviserinfo.sec.gov |
| Redeem Wealth Management | Gilbert | $118.6 million | 773 | 4 | Not listed | (480) 680-7975 | adviserinfo.sec.gov | |
| Schulz Financial Group | Tucson | $114.9 million | 493 | 3 | Not listed | (520) 495-2800 | schulzfinancialgroup.com | adviserinfo.sec.gov |
| Endeavor Advisors LLC | Phoenix | $114.4 million | 426 | 4 | Not listed | (480) 550-8316 | endeavoradvisorsllc.com | adviserinfo.sec.gov |
| Alpha Fiduciary | Phoenix | $114 million | 220 | 4 | 13 | (480) 505-4033 | alphafiduciary.com | adviserinfo.sec.gov |
| Financial Planning First, LLC | Tuscon | $113.9 million | 811 | 3 | Not listed | (520) 314-1301 | adviserinfo.sec.gov | |
| Alphatrust Advisors | Phoenix | $113.1 million | 210 | 7 | Not listed | (480) 681-0200 | alphatrustadvisors.com | adviserinfo.sec.gov |
| O'Connor Capital Advisory, LLC | Scottsdale | $112.1 million | 120 | 1 | Not listed | (480) 729-6260 | occap.net | adviserinfo.sec.gov |
| Spirit West Advisors, LLC | Scottsdale | $111.1 million | 566 | 1 | Not listed | (480) 306-7823 | spiritwestadvisor.com | adviserinfo.sec.gov |
| Haws Financial Planning LLC | Sierra Vista | $105 million | 180 | 3 | Not listed | (520) 843-1559 | planyourfederalbenefits.com | adviserinfo.sec.gov |
| Asterozoa Management | Phoenix | $103.9 million | 3 | 4 | 2 | (858) 692-8461 | asterozoacapital.com | adviserinfo.sec.gov |
| Suttle Crossland Wealth Advisors, LLC | Scottsdale | $101.1 million | 185 | 2 | Not listed | (602) 834-3905 | suttlecrossland.com | adviserinfo.sec.gov |
| Ensign Advisory Partners LLC | Gilbert | $101 million | 697 | 3 | Not listed | (480) 626-5855 | adviserinfo.sec.gov | |
| Miller Wealth Management | Gilbert | $100.4 million | 249 | 2 | Not listed | (480) 613-7400 | adviserinfo.sec.gov | |
| Next Up Wealth Advisors, LLC | Scottsdale | $100.2 million | 294 | 2 | Not listed | (480) 450-7407 | nextupwealthadvisors.com | adviserinfo.sec.gov |
| 3roots Wealth Partners LLC | Scottsdale | $92.6 million | 405 | 3 | Not listed | (402) 980-1525 | adviserinfo.sec.gov | |
| Titan Capital Management | Scottsdale | $84.2 million | 185 | 3 | Not listed | (209) 529-3089 | titanmanagers.com | adviserinfo.sec.gov |
| Vora Wealth Management, PLLC | Flagstaff | $74.8 million | 1,065 | 1 | Not listed | (928) 526-8672 | vorawealth.com | adviserinfo.sec.gov |
| Acrylic Financial, Inc. | Fountain Hills | $73.5 million | 482 | 21 | 1 | (833) 422-7954 | acrylicfinancial.com | adviserinfo.sec.gov |
| Resq Investment Partners, LLC | Scottsdale | $65.8 million | 2 | 5 | Not listed | (480) 634-6980 | resqfunds.com | adviserinfo.sec.gov |
| Embark Wealth Management, LLC | Tempe | $57.4 million | 369 | 3 | Not listed | (888) 433-8881 | embarkwealth.com | adviserinfo.sec.gov |
| Secure Investment Management, LLC | Tucson | $42.9 million | 942 | 31 | Not listed | (520) 333-4719 | jlbfinancialinc.com | adviserinfo.sec.gov |
| Xcellerant Ventures, LLC | Scottsdale | $26 million | 2 | 9 | 1 | (480) 710-0801 | xcellerantventures.com | adviserinfo.sec.gov |
| Legacy Cornerstone Wealth LLC | Peoria | $22.4 million | 560 | 1 | Not listed | (702) 767-9891 | legacycornerstonewealth.com | adviserinfo.sec.gov |
| Taylor Frigon Family Office, LLC | Scottsdale | $20 million | 17 | 11 | Not listed | (805) 226-0280 | tffamilyoffice.com | adviserinfo.sec.gov |
| Public Safety Financial/Galloway | Mesa | $17.9 million | 76 | 31 | Not listed | (480) 325-8668 | galloway911.com | adviserinfo.sec.gov |
| LGM Capital Management LLC | Phoenix | $14.9 million | 1 | 2 | Not listed | (480) 737-5103 | lgmcapitalmanagement.com | adviserinfo.sec.gov |
| Alamos Capital, LLC | Tucson | $1 million | 1 | 2 | 1 | (520) 664-2001 | adviserinfo.sec.gov | |
| Pangaea Ventures US Inc. | Scottsdale | Not listed | Not listed | Not listed | 7 | (480) 579-7373 | pangaeaventures.com | adviserinfo.sec.gov |
| Grayhawk Capital, LLC | Mesa | Not listed | Not listed | Not listed | 3 | (602) 956-8700 | grayhawk.vc | adviserinfo.sec.gov |
| Raintree Capital Management LLC | Scottsdale | Not listed | Not listed | Not listed | 3 | (630) 447-2750 | adviserinfo.sec.gov | |
| Revtek Advisors, LLC | Mesa | Not listed | Not listed | Not listed | 3 | (847) 902-2425 | adviserinfo.sec.gov | |
| Torch Hill Investment Partners | Chandler | Not listed | Not listed | Not listed | 3 | (480) 308-5119 | torchhill.com | adviserinfo.sec.gov |
| Copper Sky Capital, LLC | Scottsdale | Not listed | Not listed | Not listed | 2 | (650) 400-7621 | copperskycapital.com | adviserinfo.sec.gov |
| Klinkloans Fund | Gilbert | Not listed | Not listed | Not listed | 1 | (480) 721-6315 | klinkloansinvestors.com | adviserinfo.sec.gov |
| PHX Manco | Tempe | Not listed | Not listed | Not listed | 1 | (480) 433-3121 | phxventures.com | adviserinfo.sec.gov |
| Trenches Capital Management LLC | Phoenix | Not listed | Not listed | Not listed | 1 | (469) 232-7881 | adviserinfo.sec.gov | |
| Alkeme Investments LLC | Scottsdale | Not listed | 0 | 1 | Not listed | (480) 588-0825 | adviserinfo.sec.gov | |
| Allen Financial Partners | Prescott | Not listed | 0 | 3 | Not listed | (602) 677-7546 | allenfinancialpartners.com | adviserinfo.sec.gov |
| Bili Finance | Tucson | Not listed | 0 | 1 | Not listed | (520) 329-4954 | heybili.com | adviserinfo.sec.gov |
| Nerdwallet Advisory | Scottsdale | Not listed | 0 | 6 | Not listed | (415) 549-8913 | match.nerdwalletadvisors.com | adviserinfo.sec.gov |
| RBG Capital LLC | Scottsdale | Not listed | 0 | 1 | Not listed | (602) 230-0444 | rbgcap.com | adviserinfo.sec.gov |
| Svvy | Phoenix | Not listed | 0 | 4 | Not listed | (623) 400-7296 | adviserinfo.sec.gov | |
| Trivera Wealth Management, LLC | Tucson | Not listed | 0 | 1 | Not listed | (520) 719-1433 | adviserinfo.sec.gov | |
| Unstoppable Asset | Phoenix | Not listed | 0 | 1 | Not listed | (860) 368-0224 | unstoppableasset.com | adviserinfo.sec.gov |
| Vision2020 Wealth Management Corp. | Scottsdale | Not listed | 0 | 0 | Not listed | (800) 552-3319 | adviserinfo.sec.gov | |
| Zoop Alpha Advisors | Mesa | Not listed | 0 | 1 | Not listed | (941) 232-1837 | adviserinfo.sec.gov |
Advisers in Arizona that manage private funds
36 advisers report private funds. The 40 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Gi Partners | Scottsdale | AZ | 28 | Not listed | 25 | Not listed | 3 | $20.80 billion | $35.74 billion | adviserinfo.sec.gov |
| Balbec Capital Management LP | Scottsdale | AZ | 14 | Not listed | Not listed | Not listed | 14 | $7.35 billion | $7.99 billion | adviserinfo.sec.gov |
| Indigo Partners LLC | Scottsdale | AZ | 14 | Not listed | 2 | 10 | Not listed | $2.45 billion | $1.66 billion | adviserinfo.sec.gov |
| Alpha Fiduciary | Phoenix | AZ | 13 | Not listed | 1 | Not listed | Not listed | $20.7 million | $114 million | adviserinfo.sec.gov |
| Social Leverage Advisors, LLC | Scottsdale | AZ | 11 | Not listed | Not listed | 11 | Not listed | $323.9 million | $443.7 million | adviserinfo.sec.gov |
| Awm Capital, LLC | Phoenix | AZ | 10 | Not listed | Not listed | 9 | 1 | $108.1 million | $1.49 billion | adviserinfo.sec.gov |
| Ascent Capital Partners, LLC | Scottsdale | AZ | 7 | Not listed | Not listed | 7 | Not listed | $91.4 million | $172 million | adviserinfo.sec.gov |
| Pangaea Ventures US Inc. | Scottsdale | AZ | 7 | Not listed | Not listed | 7 | Not listed | $121.9 million | Not listed | adviserinfo.sec.gov |
| Estancia Capital Management, LLC | Scottsdale | AZ | 5 | Not listed | 5 | Not listed | Not listed | $689.3 million | $908 million | adviserinfo.sec.gov |
| Pravati Capital LLC | Scottsdale | AZ | 5 | Not listed | 5 | Not listed | Not listed | $173.7 million | $173.7 million | adviserinfo.sec.gov |
| Vestpointe Wealth Management, LLC | Scottsdale | AZ | 4 | Not listed | Not listed | Not listed | Not listed | $15.3 million | $165.8 million | adviserinfo.sec.gov |
| Watts Gwilliam & Company, LLC | Gilbert | AZ | 3 | Not listed | 1 | Not listed | 2 | $7.8 million | $1.03 billion | adviserinfo.sec.gov |
| Northrim Adviser, LLC | Mesa | AZ | 3 | Not listed | 3 | Not listed | Not listed | $556 million | $556 million | adviserinfo.sec.gov |
| Grayhawk Capital, LLC | Mesa | AZ | 3 | Not listed | Not listed | 3 | Not listed | $145 million | Not listed | adviserinfo.sec.gov |
| Raintree Capital Management LLC | Scottsdale | AZ | 3 | 2 | 1 | Not listed | Not listed | $76.3 million | Not listed | adviserinfo.sec.gov |
| Revtek Advisors, LLC | Mesa | AZ | 3 | Not listed | Not listed | Not listed | Not listed | $60.2 million | Not listed | adviserinfo.sec.gov |
| Torch Hill Investment Partners | Chandler | AZ | 3 | Not listed | 3 | Not listed | Not listed | $95.3 million | Not listed | adviserinfo.sec.gov |
| Fortitude Family Office | Scottsdale | AZ | 2 | Not listed | 1 | Not listed | 1 | $141.1 million | $1.27 billion | adviserinfo.sec.gov |
| Rovin Capital | Mesa | AZ | 2 | Not listed | Not listed | Not listed | 1 | $51 million | $917.3 million | adviserinfo.sec.gov |
| Strategic Income Group LLC | Chandler | AZ | 2 | 1 | Not listed | Not listed | 1 | $42.6 million | $362.4 million | adviserinfo.sec.gov |
| Taylor Frigon Capital Management LLC | Scottsdale | AZ | 2 | Not listed | Not listed | Not listed | Not listed | $126.1 million | $232.6 million | adviserinfo.sec.gov |
| Asterozoa Management | Phoenix | AZ | 2 | 2 | Not listed | Not listed | Not listed | $46.3 million | $103.9 million | adviserinfo.sec.gov |
| Copper Sky Capital, LLC | Scottsdale | AZ | 2 | Not listed | Not listed | 2 | Not listed | $109.7 million | Not listed | adviserinfo.sec.gov |
| Rra Capital | Phoenix | AZ | 1 | Not listed | Not listed | Not listed | 1 | Not listed | $663.3 million | adviserinfo.sec.gov |
| Heritage Family Offices, LLP | Scottsdale | AZ | 1 | Not listed | 1 | Not listed | Not listed | $15 million | $423.3 million | adviserinfo.sec.gov |
| Lane Brothers Investment Counsel | Prescott | AZ | 1 | Not listed | Not listed | Not listed | 1 | $385,567 | $240.1 million | adviserinfo.sec.gov |
| SL Capital | Scottsdale | AZ | 1 | Not listed | 1 | Not listed | Not listed | $7.4 million | $230.3 million | adviserinfo.sec.gov |
| Sharpepoint, LLC | Phoenix | AZ | 1 | 1 | Not listed | Not listed | Not listed | $4.7 million | $222.8 million | adviserinfo.sec.gov |
| Accordant Investments LLC | Scottsdale | AZ | 1 | Not listed | Not listed | Not listed | 1 | $13.6 million | $186.4 million | adviserinfo.sec.gov |
| Trinity Capital Adviser LLC | Phoenix | AZ | 1 | Not listed | 1 | Not listed | Not listed | $30.9 million | $157.6 million | adviserinfo.sec.gov |
| Acrylic Financial, Inc. | Fountain Hills | AZ | 1 | 1 | Not listed | Not listed | Not listed | $4 million | $73.5 million | adviserinfo.sec.gov |
| Xcellerant Ventures, LLC | Scottsdale | AZ | 1 | Not listed | 1 | Not listed | Not listed | $25.5 million | $26 million | adviserinfo.sec.gov |
| Alamos Capital, LLC | Tucson | AZ | 1 | 1 | Not listed | Not listed | Not listed | Not listed | $1 million | adviserinfo.sec.gov |
| Klinkloans Fund | Gilbert | AZ | 1 | Not listed | Not listed | Not listed | 1 | $46.1 million | Not listed | adviserinfo.sec.gov |
| PHX Manco | Tempe | AZ | 1 | Not listed | Not listed | 1 | Not listed | $31 million | Not listed | adviserinfo.sec.gov |
| Trenches Capital Management LLC | Phoenix | AZ | 1 | Not listed | Not listed | 1 | Not listed | $13.5 million | Not listed | adviserinfo.sec.gov |
Newest SEC registrations in Arizona
9 advisers with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Zoop Alpha Advisors | Mesa | AZ | September 15, 2026 | Not listed | adviserinfo.sec.gov | |
| Endeavor Advisors LLC | Phoenix | AZ | September 14, 2026 | $114.4 million | endeavoradvisorsllc.com | adviserinfo.sec.gov |
| Almega Wealth Management | Scottsdale | AZ | September 2, 2026 | $134.3 million | adviserinfo.sec.gov | |
| RBG Capital LLC | Scottsdale | AZ | August 27, 2026 | Not listed | rbgcap.com | adviserinfo.sec.gov |
| Trivera Wealth Management, LLC | Tucson | AZ | August 26, 2026 | Not listed | adviserinfo.sec.gov | |
| Haws Financial Planning LLC | Sierra Vista | AZ | August 12, 2026 | $105 million | planyourfederalbenefits.com | adviserinfo.sec.gov |
| O'Connor Capital Advisory, LLC | Scottsdale | AZ | August 5, 2026 | $112.1 million | occap.net | adviserinfo.sec.gov |
| Numerixs Investment Technologies Inc | Chandler | AZ | August 5, 2026 | $400 million | numerixsquant.com | adviserinfo.sec.gov |
| Arcwood Financial, LLC | Phoenix | AZ | August 5, 2026 | $186.6 million | arcwood.com | adviserinfo.sec.gov |
Cities in Arizona
| City | Advisers | AUM |
|---|---|---|
| Scottsdale | 93 | $404.17 billion |
| Phoenix | 40 | $47.31 billion |
| Tucson | 27 | $44.49 billion |
| Mesa | 13 | $3.84 billion |
| Tempe | 11 | $2.29 billion |
More ways to read Arizona
- Advisers in Arizona with $1 billion to $10 billion in AUM
- Advisers in Arizona with $500 million to $1 billion in AUM
- Advisers in Arizona with $100 million to $500 million in AUM
- Advisers in Arizona serving individuals
- Advisers in Arizona serving high net worth individuals
- Advisers in Arizona serving investment companies
- Advisers in Arizona serving pooled investment vehicles
- Advisers in Arizona serving pension and profit sharing plans
- Advisers in Arizona serving charitable organizations
- Advisers in Arizona serving corporations and other businesses
- Private fund advisers in Arizona
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.