Data / Investment advisers / Arizona / Vestpointe Wealth Management, LLC
Vestpointe Wealth Management, LLC, Scottsdale, AZ: $166 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Vestpointe Wealth Management, LLC is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $166 million in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include high net worth individuals, pension and profit sharing plans and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 4 private funds.
The request: Watch Vestpointe Wealth Management, LLC (CRD number 132591): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 132591
- SEC file number
- 801-122250
- SEC status
- Approved, effective September 3, 2021
- Main office
- 7373 E. Doubletree Ranch Rd. Suite 175, Scottsdale, AZ 85258
- Phone
- (602) 212-1040
- Regulatory AUM
- $165,758,121 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $152,889,626
- Non discretionary AUM
- $12,868,495
- Accounts
- 423
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Private funds
- 4: 4 other private funds
- Gross assets of private funds
- $15,314,360
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 44 | $103.7 million |
| Pension and profit sharing plans | 20 | $33.8 million |
| Corporations or other businesses | 7 | $16.5 million |
| Individuals (other than high net worth individuals) | 45 | $11.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $165.8 million | March 5, 2026 |
| December 1, 2025 | $134.4 million | April 30, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pravati Capital LLC | Scottsdale | $173.7 million | 5 | adviserinfo.sec.gov |
| Wealth Management Solutions | Scottsdale | $172.6 million | Not listed | adviserinfo.sec.gov |
| Ascent Capital Partners, LLC | Scottsdale | $172 million | 7 | adviserinfo.sec.gov |
| Scottsdale Wealth Planning, Inc. | Scottsdale | $171.5 million | Not listed | adviserinfo.sec.gov |
| Wealth Engineering, LLC | Scottsdale | $171 million | Not listed | adviserinfo.sec.gov |
| Sierra Legacy Group | Scottsdale | $152.7 million | Not listed | adviserinfo.sec.gov |
| CSP Financial Group LLC | Scottsdale | $150.6 million | Not listed | adviserinfo.sec.gov |
| Bridgelight Capital LLC | Scottsdale | $136.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Advisers that manage private funds
- Vestpointe Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.