Data / Investment advisers / Arizona / Scottsdale Wealth Planning, Inc.
Scottsdale Wealth Planning, Inc., Scottsdale, AZ: $172 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Scottsdale Wealth Planning, Inc. is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $172 million in regulatory assets under management in its Form ADV filed March 20, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Scottsdale Wealth Planning, Inc. (CRD number 169248): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 169248
- SEC file number
- 801-113207
- SEC status
- Approved, effective May 22, 2018
- Main office
- 7033 E. Main Street Suite 104, Scottsdale, AZ 85251
- Phone
- (480) 550-8555
- Regulatory AUM
- $171,508,301 in the Form ADV filed March 20, 2026
- Discretionary AUM
- $171,508,301
- Accounts
- 312
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 43 | $156.6 million |
| Individuals (other than high net worth individuals) | 36 | $14.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $171.5 million | March 20, 2026 |
| December 1, 2025 | $151.3 million | November 19, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| C2c Wealth Management, LLC | Scottsdale | $179.8 million | Not listed | adviserinfo.sec.gov |
| Blakely Walters Wealth Management | Scottsdale | $173.7 million | Not listed | adviserinfo.sec.gov |
| Pravati Capital LLC | Scottsdale | $173.7 million | 5 | adviserinfo.sec.gov |
| Wealth Management Solutions | Scottsdale | $172.6 million | Not listed | adviserinfo.sec.gov |
| Ascent Capital Partners, LLC | Scottsdale | $172 million | 7 | adviserinfo.sec.gov |
| Wealth Engineering, LLC | Scottsdale | $171 million | Not listed | adviserinfo.sec.gov |
| Vestpointe Wealth Management, LLC | Scottsdale | $165.8 million | 4 | adviserinfo.sec.gov |
| Sierra Legacy Group | Scottsdale | $152.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Scottsdale Wealth Planning, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.