Data / Investment advisers / Arizona / CSP Financial Group LLC
CSP Financial Group LLC, Scottsdale, AZ: $151 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
CSP Financial Group LLC is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $151 million in regulatory assets under management in its Form ADV filed October 23, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 310819
- SEC file number
- 801-128346
- SEC status
- Approved, effective July 14, 2023
- Main office
- 14300 North Northsight Blvd Suite 120, Scottsdale, AZ 85260
- Phone
- (480) 600-9626
- Regulatory AUM
- $150,550,578 in the Form ADV filed October 23, 2026
- Discretionary AUM
- $150,550,578
- Accounts
- 1,008
- Employees
- 21, of which 21 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 18
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 346 | $79.1 million |
| High net worth individuals | 46 | $71.5 million |
| Pension and profit sharing plans | 5 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $150.6 million | September 11, 2026 |
| April 1, 2026 | $119.2 million | March 18, 2026 |
| December 1, 2025 | $30.3 million | September 10, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ascent Capital Partners, LLC | Scottsdale | $172 million | 7 | adviserinfo.sec.gov |
| Scottsdale Wealth Planning, Inc. | Scottsdale | $171.5 million | Not listed | adviserinfo.sec.gov |
| Wealth Engineering, LLC | Scottsdale | $171 million | Not listed | adviserinfo.sec.gov |
| Vestpointe Wealth Management, LLC | Scottsdale | $165.8 million | 4 | adviserinfo.sec.gov |
| Sierra Legacy Group | Scottsdale | $152.7 million | Not listed | adviserinfo.sec.gov |
| Bridgelight Capital LLC | Scottsdale | $136.4 million | Not listed | adviserinfo.sec.gov |
| Almega Wealth Management | Scottsdale | $134.3 million | Not listed | adviserinfo.sec.gov |
| Degreen Private Wealth, LLC | Scottsdale | $132.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- CSP Financial Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.