Data / Investment advisers / Arizona / Awm Capital, LLC
Awm Capital, LLC, Phoenix, AZ: $1.5 billion AUM, SEC registered investment adviser
Awm Capital, LLC is an SEC registered investment adviser with its main office in Phoenix, Arizona and reports $1.5 billion in regulatory assets under management in its Form ADV filed March 13, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 10 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 287980
- SEC file number
- 801-114373
- SEC status
- Approved, effective December 3, 2018
- Main office
- 1 N. 1st Street Suite 525, Phoenix, AZ 85004
- Phone
- (323) 940-1339
- Regulatory AUM
- $1,487,239,767 in the Form ADV filed March 13, 2026
- Discretionary AUM
- $1,487,239,767
- Accounts
- 2,885
- Employees
- 38, of which 28 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Private funds
- 10: 9 venture capital funds, 1 real estate fund
- Gross assets of private funds
- $108,086,803
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 236 | $1.29 billion |
| Pooled investment vehicles | 12 | $110.6 million |
| Individuals (other than high net worth individuals) | 219 | $75.2 million |
| Charitable organizations | Fewer than 5 | $6.2 million |
| Pension and profit sharing plans | Fewer than 5 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.49 billion | March 13, 2026 |
| December 1, 2025 | $1.15 billion | November 3, 2025 |
Other advisers in Phoenix
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tfo Family Office Partners | Phoenix | $5.04 billion | Not listed | adviserinfo.sec.gov |
| Sovereign Investment Advisors LLC | Phoenix | $3.31 billion | Not listed | adviserinfo.sec.gov |
| PFG Advisors | Phoenix | $3.26 billion | Not listed | adviserinfo.sec.gov |
| Versant Capital Management, Inc. | Phoenix | $1.81 billion | Not listed | adviserinfo.sec.gov |
| L. Roy Papp & Associates, LLP | Phoenix | $1.62 billion | Not listed | adviserinfo.sec.gov |
| Brookwood Investment Group | Phoenix | $1.25 billion | Not listed | adviserinfo.sec.gov |
| Bridgeport Financial Solutions | Phoenix | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Claremont Capital Management, LLC | Phoenix | $843.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Phoenix, AZ
- Investment advisers in Arizona
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Awm Capital, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.