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Data / Investment advisers / Arizona / Phoenix

Investment advisers in Phoenix, AZ: 40 firms, $47.3 billion in AUM

40 investment advisers have their main office in Phoenix, Arizona: 39 SEC registered and 1 exempt reporting. The registered advisers report $47.3 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Foundations Investment Advisors LLC with $10.1 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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  • 40Advisers
  • 39SEC registered
  • 1Exempt reporting
  • $47.3 billionTotal AUM
  • 36Advisers over $100 million
  • 7Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Foundations Investment Advisors LLCPhoenix$10.10 billion63,604353Not listed(480) 626-2979fiwealth.comadviserinfo.sec.gov
DynamicPhoenix$5.64 billion15,179130Not listed(877) 257-3840seagrovewealthpartners.comadviserinfo.sec.gov
Smead Capital Management, Inc.Phoenix$5.52 billion18518Not listed(602) 889-3660smeadcap.comadviserinfo.sec.gov
Tfo Family Office PartnersPhoenix$5.04 billion1,93988Not listed(602) 466-2611tfopartners.comadviserinfo.sec.gov
Sovereign Investment Advisors LLCPhoenix$3.31 billion1448Not listed(480) 385-2850sovereigninvestmentadvisors.comadviserinfo.sec.gov
PFG AdvisorsPhoenix$3.26 billion13,982112Not listed(800) 405-8850aeroinvestmentservices.comadviserinfo.sec.gov
Versant Capital Management, Inc.Phoenix$1.81 billion1,67826Not listed(602) 635-3760tamethemoneymonkey.comadviserinfo.sec.gov
L. Roy Papp & Associates, LLPPhoenix$1.62 billion1,84710Not listed(602) 956-0980roypapp.comadviserinfo.sec.gov
Awm Capital, LLCPhoenix$1.49 billion2,8853810(323) 940-1339adviserinfo.sec.gov
Brookwood Investment GroupPhoenix$1.25 billion7,12924Not listed(480) 351-4740ckwmg.comadviserinfo.sec.gov
Bridgeport Financial SolutionsPhoenix$1.05 billion2,7559Not listed(877) 411-2737bridgeport.financialadviserinfo.sec.gov
Claremont Capital Management, LLCPhoenix$843.9 million253Not listed(602) 560-8053claremontcapital.comadviserinfo.sec.gov
Curafin AdvisorsPhoenix$748.4 million1116Not listed(480) 284-7080curafinadvisors.comadviserinfo.sec.gov
Windsor Capital Management, LLCPhoenix$703.4 million1,2048Not listed(480) 515-3514moneyuncomplicated.netadviserinfo.sec.gov
Rra CapitalPhoenix$663.3 million3311(602) 714-5111rraconsulting.netadviserinfo.sec.gov
Eaton-Cambridge Inc.Phoenix$480.7 million1,07511Not listed(480) 385-7399eatoncambridge.comadviserinfo.sec.gov
Strategy Financial GroupPhoenix$366.7 million3,82020Not listed(602) 343-9301calvingoetz.comadviserinfo.sec.gov
Wall Capital Group, Inc.Phoenix$294.7 million1,4875Not listed(623) 242-6332wallcapitalgroup.comadviserinfo.sec.gov
Tandem Wealth AdvisorsPhoenix$261.5 million7367Not listed(602) 297-8600adviserinfo.sec.gov
17 Capital Partners, LLCPhoenix$246.4 million4167Not listed(602) 718-1177adviserinfo.sec.gov
Sharpepoint, LLCPhoenix$222.8 million1,09151(480) 999-3033adviserinfo.sec.gov
Intrinsic Value Partners, LLCPhoenix$220.6 million1933Not listed(480) 522-2032ivpaz.comadviserinfo.sec.gov
Mathis Wealth ManagementPhoenix$212.8 million7035Not listed(602) 393-0501adviserinfo.sec.gov
Westmark Wealth ManagementPhoenix$195.4 million1,5244Not listed(602) 887-5179westmarkwealth.comadviserinfo.sec.gov
Bledsoe Asset Management, LLCPhoenix$189 million6885Not listed(602) 595-2324bledsoellc.comadviserinfo.sec.gov
Arcwood Financial, LLCPhoenix$186.6 million334Not listed(602) 726-6282arcwood.comadviserinfo.sec.gov
Lilliano Capital Management LLCPhoenix$167.9 million4092Not listed(480) 678-0411lillianocapital.comadviserinfo.sec.gov
Farnam FinancialPhoenix$161.4 million2403Not listed(602) 603-4000farnamfinancial.comadviserinfo.sec.gov
Trinity Capital Adviser LLCPhoenix$157.6 million21061(480) 374-5350adviserinfo.sec.gov
Profocus IncorporatedPhoenix$156.5 million5297Not listed(480) 598-9960profocus.comadviserinfo.sec.gov
Wise Wealth Partners, LLCPhoenix$153.5 million2102Not listed(480) 866-0200adviserinfo.sec.gov
Wisdom Wealth Investment Advisors LLCPhoenix$138.8 million6782Not listed(602) 494-4100wisdomwealth.solutionsadviserinfo.sec.gov
Endeavor Advisors LLCPhoenix$114.4 million4264Not listed(480) 550-8316endeavoradvisorsllc.comadviserinfo.sec.gov
Alpha FiduciaryPhoenix$114 million220413(480) 505-4033alphafiduciary.comadviserinfo.sec.gov
Alphatrust AdvisorsPhoenix$113.1 million2107Not listed(480) 681-0200alphatrustadvisors.comadviserinfo.sec.gov
Asterozoa ManagementPhoenix$103.9 million342(858) 692-8461asterozoacapital.comadviserinfo.sec.gov
LGM Capital Management LLCPhoenix$14.9 million12Not listed(480) 737-5103lgmcapitalmanagement.comadviserinfo.sec.gov
Trenches Capital Management LLCPhoenixNot listedNot listedNot listed1(469) 232-7881adviserinfo.sec.gov
SvvyPhoenixNot listed04Not listed(623) 400-7296adviserinfo.sec.gov
Unstoppable AssetPhoenixNot listed01Not listed(860) 368-0224unstoppableasset.comadviserinfo.sec.gov

Advisers in Phoenix that manage private funds

7 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Alpha FiduciaryPhoenixAZ13Not listed1Not listedNot listed$20.7 million$114 millionadviserinfo.sec.gov
Awm Capital, LLCPhoenixAZ10Not listedNot listed91$108.1 million$1.49 billionadviserinfo.sec.gov
Asterozoa ManagementPhoenixAZ22Not listedNot listedNot listed$46.3 million$103.9 millionadviserinfo.sec.gov
Rra CapitalPhoenixAZ1Not listedNot listedNot listed1Not listed$663.3 millionadviserinfo.sec.gov
Sharpepoint, LLCPhoenixAZ11Not listedNot listedNot listed$4.7 million$222.8 millionadviserinfo.sec.gov
Trinity Capital Adviser LLCPhoenixAZ1Not listed1Not listedNot listed$30.9 million$157.6 millionadviserinfo.sec.gov
Trenches Capital Management LLCPhoenixAZ1Not listedNot listed1Not listed$13.5 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in Phoenix

2 advisers with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Endeavor Advisors LLCPhoenixAZSeptember 14, 2026$114.4 millionendeavoradvisorsllc.comadviserinfo.sec.gov
Arcwood Financial, LLCPhoenixAZAugust 5, 2026$186.6 millionarcwood.comadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.