Data / Investment advisers / Arizona / Trinity Capital Adviser LLC
Trinity Capital Adviser LLC, Phoenix, AZ: $158 million AUM, SEC registered investment adviser
Trinity Capital Adviser LLC is an SEC registered investment adviser with its main office in Phoenix, Arizona and reports $158 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include business development companies and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 326133
- SEC file number
- 801-129747
- SEC status
- Approved, effective March 22, 2024
- Main office
- 1 North 1st St Suite 302, Phoenix, AZ 85004
- Phone
- (480) 374-5350
- Regulatory AUM
- $157,598,083 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $157,598,083
- Accounts
- 2
- Employees
- 106, of which 66 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 private equity fund
- Gross assets of private funds
- $30,868,325
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Business development companies | 1 | $126.7 million |
| Pooled investment vehicles | 1 | $30.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $157.6 million | March 31, 2026 |
| December 1, 2025 | $75.2 million | March 28, 2025 |
Other advisers in Phoenix
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Westmark Wealth Management | Phoenix | $195.4 million | Not listed | adviserinfo.sec.gov |
| Bledsoe Asset Management, LLC | Phoenix | $189 million | Not listed | adviserinfo.sec.gov |
| Arcwood Financial, LLC | Phoenix | $186.6 million | Not listed | adviserinfo.sec.gov |
| Lilliano Capital Management LLC | Phoenix | $167.9 million | Not listed | adviserinfo.sec.gov |
| Farnam Financial | Phoenix | $161.4 million | Not listed | adviserinfo.sec.gov |
| Profocus Incorporated | Phoenix | $156.5 million | Not listed | adviserinfo.sec.gov |
| Wise Wealth Partners, LLC | Phoenix | $153.5 million | Not listed | adviserinfo.sec.gov |
| Wisdom Wealth Investment Advisors LLC | Phoenix | $138.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Phoenix, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving business development companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Trinity Capital Adviser LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.