Data / Investment advisers / Arizona / Johnson Financial Advisors
Johnson Financial Advisors, Tempe, AZ: $301 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Johnson Financial Advisors is an SEC registered investment adviser with its main office in Tempe, Arizona and reports $301 million in regulatory assets under management in its Form ADV filed October 28, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Johnson Financial Advisors (CRD number 104621): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 104621
- SEC file number
- 801-113449
- SEC status
- Approved, effective June 15, 2018
- Legal name
- Philip O. Johnson & Company, LTD.
- Main office
- 1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281
- Phone
- (602) 242-4000
- Regulatory AUM
- $300,962,981 in the Form ADV filed October 28, 2026
- Discretionary AUM
- $300,962,981
- Accounts
- 756
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 77 | $220 million |
| Individuals (other than high net worth individuals) | 220 | $81 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $301 million | March 19, 2026 |
| December 1, 2025 | $242.6 million | March 13, 2025 |
Other advisers in Tempe
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Biltmore Wealth Management, LLC | Tempe | $439.6 million | Not listed | adviserinfo.sec.gov |
| Intrinsic Wealth Counsel, Inc. | Tempe | $344.7 million | Not listed | adviserinfo.sec.gov |
| Graystone Partners Wealth Management, LLC | Tempe | $297.3 million | Not listed | adviserinfo.sec.gov |
| Harding Wealth, Inc. | Tempe | $212.6 million | Not listed | adviserinfo.sec.gov |
| Financial Life Planners | Tempe | $208.4 million | Not listed | adviserinfo.sec.gov |
| Optima Capital Management | Tempe | $150.3 million | Not listed | adviserinfo.sec.gov |
| Martinsen Wealth Management | Tempe | $143.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tempe, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Johnson Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.