Data / Investment advisers / Arizona / Stoker Ostler, a Part of BMO Financial Group
Stoker Ostler, a Part of BMO Financial Group, Scottsdale, AZ: $3.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stoker Ostler, a Part of BMO Financial Group is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $3.7 billion in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Stoker Ostler, a Part of BMO Financial Group (CRD number 111320): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 111320
- SEC file number
- 801-54265
- SEC status
- Approved, effective April 14, 1997
- Legal name
- Stoker Ostler Wealth Advisors, Inc.
- Main office
- 4900 N. Scottsdale Road Suite 2600, Scottsdale, AZ 85251
- Phone
- (480) 890-8088
- Website
- stokerostler.com
- Regulatory AUM
- $3,669,760,193 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $3,553,892,357
- Non discretionary AUM
- $115,867,836
- Accounts
- 5,166
- Employees
- 30, of which 12 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 945 | $3.31 billion |
| Individuals (other than high net worth individuals) | 634 | $344.9 million |
| Charitable organizations | 6 | $12.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.67 billion | March 31, 2026 |
| December 1, 2025 | $3.10 billion | October 21, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Voya Investments, LLC | Scottsdale | $59.48 billion | Not listed | adviserinfo.sec.gov |
| Gi Partners | Scottsdale | $35.74 billion | 28 | adviserinfo.sec.gov |
| United Planners' Financial Services of America a Limited Partner | Scottsdale | $12.77 billion | Not listed | adviserinfo.sec.gov |
| Balbec Capital Management LP | Scottsdale | $7.99 billion | 14 | adviserinfo.sec.gov |
| Ashton Thomas Private Wealth | Scottsdale | $6.01 billion | Not listed | adviserinfo.sec.gov |
| Trek Financial | Scottsdale | $2.82 billion | Not listed | adviserinfo.sec.gov |
| Trajan Wealth, L.L.C. | Scottsdale | $2.60 billion | Not listed | adviserinfo.sec.gov |
| Xcelsior Advisor Partners LLC | Scottsdale | $2.51 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Stoker Ostler, a Part of BMO Financial Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.