Data / Investment advisers / Arizona / Ashton Thomas Private Wealth
Ashton Thomas Private Wealth, Scottsdale, AZ: $6 billion AUM, SEC registered investment adviser
Ashton Thomas Private Wealth is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $6 billion in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 153902
- SEC file number
- 801-71512
- SEC status
- Approved, effective June 15, 2010
- Legal name
- Ashton Thomas Private Wealth, LLC
- Main office
- 8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
- Phone
- (602) 732-4745
- Regulatory AUM
- $6,009,474,500 in the Form ADV filed August 24, 2026
- Discretionary AUM
- $6,005,186,140
- Non discretionary AUM
- $4,288,360
- Accounts
- 7,879
- Employees
- 93, of which 63 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 25
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- August 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,198 | $5.22 billion |
| Individuals (other than high net worth individuals) | 1,983 | $641.9 million |
| Corporations or other businesses | 36 | $109.5 million |
| Charitable organizations | 11 | $39.9 million |
| Pension and profit sharing plans | 1 | $816,553 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.01 billion | March 31, 2026 |
| December 1, 2025 | $4.05 billion | November 24, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Scottsdale | $234.86 billion | Not listed | adviserinfo.sec.gov |
| Voya Investments, LLC | Scottsdale | $59.48 billion | Not listed | adviserinfo.sec.gov |
| Gi Partners | Scottsdale | $35.74 billion | 28 | adviserinfo.sec.gov |
| United Planners' Financial Services of America a Limited Partner | Scottsdale | $12.77 billion | Not listed | adviserinfo.sec.gov |
| Balbec Capital Management LP | Scottsdale | $7.99 billion | 14 | adviserinfo.sec.gov |
| Stoker Ostler, a Part of BMO Financial Group | Scottsdale | $3.67 billion | Not listed | adviserinfo.sec.gov |
| Trek Financial | Scottsdale | $2.82 billion | Not listed | adviserinfo.sec.gov |
| Trajan Wealth, L.L.C. | Scottsdale | $2.60 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ashton Thomas Private Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.