Data / Investment advisers / Serving pension and profit sharing plans / Arizona
Investment advisers in Arizona serving pension and profit sharing plans: 87 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
87 SEC registered investment advisers with a main office in Arizona report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $3.7 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Osaic Wealth, Inc.
The request: Every investment adviser in Arizona that serves pension and profit sharing plans, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 87Advisers
- $3.7 billionAUM from this client type
- 84Advisers over $100 million
- November 2, 2026File date
Advisers in Arizona serving pension and profit sharing plans
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Osaic Wealth, Inc. | Scottsdale | 1,251 | $1.07 billion | $234.86 billion | adviserinfo.sec.gov |
| Curafin Advisors | Phoenix | 96 | $443.2 million | $748.4 million | adviserinfo.sec.gov |
| Dynamic | Phoenix | 69 | $236.2 million | $5.64 billion | adviserinfo.sec.gov |
| Trek Financial | Scottsdale | 114 | $196.4 million | $2.82 billion | adviserinfo.sec.gov |
| Verus Capital Partners, LLC | Scottsdale | 482 | $193.5 million | $2.29 billion | adviserinfo.sec.gov |
| Arcwood Financial, LLC | Phoenix | 3 | $173.7 million | $186.6 million | adviserinfo.sec.gov |
| Rovin Capital | Mesa | 166 | $172.6 million | $917.3 million | adviserinfo.sec.gov |
| Bridgeport Financial Solutions | Phoenix | 20 | $130.7 million | $1.05 billion | adviserinfo.sec.gov |
| Decisionpoint Financial, LLC | Mesa | 47 | $127.7 million | $1.22 billion | adviserinfo.sec.gov |
| Tci Wealth Advisors, Inc. | Tucson | 49 | $122.8 million | $5.37 billion | adviserinfo.sec.gov |
| Westmark Wealth Management | Phoenix | 32 | $66.7 million | $195.4 million | adviserinfo.sec.gov |
| Hillspring Financial, Inc. | Surprise | 10 | $53.3 million | $186 million | adviserinfo.sec.gov |
| Sovereign Investment Advisors LLC | Phoenix | 4 | $52.9 million | $3.31 billion | adviserinfo.sec.gov |
| Windsor Capital Management, LLC | Phoenix | 66 | $46.1 million | $703.4 million | adviserinfo.sec.gov |
| United Planners' Financial Services of America a Limited Partner | Scottsdale | 42 | $42.4 million | $12.77 billion | adviserinfo.sec.gov |
| Davis Selected Advisers LP | Tucson | 3 | $38.7 million | $30.12 billion | adviserinfo.sec.gov |
| Vestpointe Wealth Management, LLC | Scottsdale | 20 | $33.8 million | $165.8 million | adviserinfo.sec.gov |
| L. Roy Papp & Associates, LLP | Phoenix | 6 | $31.5 million | $1.62 billion | adviserinfo.sec.gov |
| Watts Gwilliam & Company, LLC | Gilbert | 6 | $29.9 million | $1.03 billion | adviserinfo.sec.gov |
| Wealth Management Partners, LLC | Tucson | 12 | $29.4 million | $793.5 million | adviserinfo.sec.gov |
| Ironwood Investment Counsel, LLC | Scottsdale | Fewer than 5 | $28 million | $1.76 billion | adviserinfo.sec.gov |
| Ironwood Financial, LLC | Tucson | 17 | $26.7 million | $662.5 million | adviserinfo.sec.gov |
| Tribeca Financial, LLC | Mesa | 14 | $26.2 million | $248.3 million | adviserinfo.sec.gov |
| Versant Capital Management, Inc. | Phoenix | 5 | $24.4 million | $1.81 billion | adviserinfo.sec.gov |
| Taylor Frigon Capital Management LLC | Scottsdale | 7 | $24.4 million | $232.6 million | adviserinfo.sec.gov |
| Optima Capital Management | Tempe | Fewer than 5 | $20.1 million | $150.3 million | adviserinfo.sec.gov |
| Eaton-Cambridge Inc. | Phoenix | 2 | $18.4 million | $480.7 million | adviserinfo.sec.gov |
| Ensign Advisory Partners LLC | Gilbert | 35 | $16.6 million | $101 million | adviserinfo.sec.gov |
| Tandem Wealth Advisors | Phoenix | 54 | $15.4 million | $261.5 million | adviserinfo.sec.gov |
| Seros Wealth Partners | Gilbert | 8 | $15.3 million | $359.2 million | adviserinfo.sec.gov |
| Mathis Wealth Management | Phoenix | 6 | $11.8 million | $212.8 million | adviserinfo.sec.gov |
| WJ Wealth Management | Glendale | 9 | $11.4 million | $261.5 million | adviserinfo.sec.gov |
| Clarity Wealth Management, L.L.C. | Gilbert | 4 | $9.8 million | $236.8 million | adviserinfo.sec.gov |
| Wealth Management Solutions | Scottsdale | Fewer than 5 | $9.6 million | $172.6 million | adviserinfo.sec.gov |
| Cole Wealth Management, LLC | Scottsdale | 1 | $9.5 million | $181.1 million | adviserinfo.sec.gov |
| PFG Advisors | Phoenix | 11 | $8.9 million | $3.26 billion | adviserinfo.sec.gov |
| Stableford Capital LLC | Scottsdale | Fewer than 5 | $8.6 million | $305.3 million | adviserinfo.sec.gov |
| Pinnacle Peak Private Client Group, LLC | Scottsdale | 6 | $8.1 million | $481.1 million | adviserinfo.sec.gov |
| Strategic Income Group LLC | Chandler | Fewer than 5 | $7.8 million | $362.4 million | adviserinfo.sec.gov |
| O'Connor Capital Advisory, LLC | Scottsdale | Fewer than 5 | $7.7 million | $112.1 million | adviserinfo.sec.gov |
| Wilkinson Wealth Management, LLC | Tucson | 7 | $6.9 million | $164.7 million | adviserinfo.sec.gov |
| Fullerton Financial, LLC | Peoria | 20 | $6.5 million | $525 million | adviserinfo.sec.gov |
| Financial Planning First, LLC | Tuscon | 5 | $6.4 million | $113.9 million | adviserinfo.sec.gov |
| Foundations Investment Advisors LLC | Phoenix | 23 | $6.3 million | $10.10 billion | adviserinfo.sec.gov |
| Heffernan Advisory, Inc. | Flagstaff | 5 | $6.1 million | $409.6 million | adviserinfo.sec.gov |
| Zenith Wealth Advisors | Scottsdale | Fewer than 5 | $6.1 million | $328.3 million | adviserinfo.sec.gov |
| 3roots Wealth Partners LLC | Scottsdale | 6 | $5.9 million | $92.6 million | adviserinfo.sec.gov |
| Vora Wealth Management, PLLC | Flagstaff | 61 | $5.5 million | $74.8 million | adviserinfo.sec.gov |
| Buttonwood Capital Management (BCM) | Scottsdale | 4 | $5.5 million | $380.8 million | adviserinfo.sec.gov |
| Intelligent Capitalworks | Scottsdale | 1 | $5.3 million | $376.6 million | adviserinfo.sec.gov |
| Acrylic Financial, Inc. | Fountain Hills | 9 | $5.3 million | $73.5 million | adviserinfo.sec.gov |
| Balboa Wealth Partners, Inc. | Scottsdale | 33 | $4.9 million | $1.07 billion | adviserinfo.sec.gov |
| Gordian Advisors, LLC | Tucson | Fewer than 5 | $4.8 million | $265.2 million | adviserinfo.sec.gov |
| Biltmore Wealth Management, LLC | Tempe | Fewer than 5 | $4.6 million | $439.6 million | adviserinfo.sec.gov |
| Sharpepoint, LLC | Phoenix | 1 | $4.6 million | $222.8 million | adviserinfo.sec.gov |
| 17 Capital Partners, LLC | Phoenix | 35 | $4.4 million | $246.4 million | adviserinfo.sec.gov |
| Levin Funding Group LLC | Tucson | 2 | $4.3 million | $215.4 million | adviserinfo.sec.gov |
| Taurum Retirement Partners, LLC | Mesa | Fewer than 5 | $4.2 million | $155.9 million | adviserinfo.sec.gov |
| Alphatrust Advisors | Phoenix | Fewer than 5 | $4.1 million | $113.1 million | adviserinfo.sec.gov |
| Galvin, Gaustad & Stein, LLC | Scottsdale | 9 | $4 million | $1.35 billion | adviserinfo.sec.gov |
| Sage Financial Advisors Inc. | Scottsdale | Fewer than 5 | $3.8 million | $270.3 million | adviserinfo.sec.gov |
| Juncture Wealth Strategies, LLC | Scottsdale | Fewer than 5 | $3.4 million | $473.6 million | adviserinfo.sec.gov |
| Allied Portfolio Management, Inc. | Tucson | 3 | $3.4 million | $240.2 million | adviserinfo.sec.gov |
| Aim Capital | Scottsdale | Fewer than 5 | $3 million | $309.3 million | adviserinfo.sec.gov |
| Arq Wealth Advisors, LLC | Scottsdale | 1 | $2.9 million | $1.21 billion | adviserinfo.sec.gov |
| Able Financial Group, LLC | Scottsdale | Fewer than 5 | $2.1 million | $732.9 million | adviserinfo.sec.gov |
| Martinsen Wealth Management | Tempe | 11 | $1.8 million | $143.2 million | adviserinfo.sec.gov |
| Ironwood Wealth Management, LLC | Chandler | Fewer than 5 | $1.6 million | $607.7 million | adviserinfo.sec.gov |
| MSH Capital Advisors LLC | Scottsdale | Fewer than 5 | $1.6 million | $1.35 billion | adviserinfo.sec.gov |
| Exeter Financial, LLC | Scottsdale | Fewer than 5 | $1.5 million | $420.2 million | adviserinfo.sec.gov |
| Treiberg Wealth Management | Tucson | 3 | $1.2 million | $325.1 million | adviserinfo.sec.gov |
| Preston Investments | Kingman | 1 | $1.2 million | $197.7 million | adviserinfo.sec.gov |
| Graystone Partners Wealth Management, LLC | Tempe | 1 | $1.2 million | $297.3 million | adviserinfo.sec.gov |
| Corepath Wealth Partners LLC | Scottsdale | Fewer than 5 | $1.1 million | $261.2 million | adviserinfo.sec.gov |
| Lane Brothers Investment Counsel | Prescott | 1 | $1.1 million | $240.1 million | adviserinfo.sec.gov |
| Intrinsic Wealth Counsel, Inc. | Tempe | 1 | $1.1 million | $344.7 million | adviserinfo.sec.gov |
| WLTH Capital Management, LLC | Chandler | Fewer than 5 | $1.1 million | $229.8 million | adviserinfo.sec.gov |
| Awm Capital, LLC | Phoenix | Fewer than 5 | $1.1 million | $1.49 billion | adviserinfo.sec.gov |
| Key Group Management, Inc. | Fountain Hills | 1 | $1 million | $303.8 million | adviserinfo.sec.gov |
| Amplify Financial, LLC | Scottsdale | Fewer than 5 | $899,747 | $230.7 million | adviserinfo.sec.gov |
| Ashton Thomas Private Wealth | Scottsdale | 1 | $816,553 | $6.01 billion | adviserinfo.sec.gov |
| Greenberg Financial Group | Tucson | 4 | $664,309 | $406.9 million | adviserinfo.sec.gov |
| Arbor Wealth Management, LLC | Tempe | Fewer than 5 | $437,222 | $138.1 million | adviserinfo.sec.gov |
| Babb Wealth Advisors LLC | Flagstaff | Fewer than 5 | $332,500 | $209.4 million | adviserinfo.sec.gov |
| Almega Wealth Management | Scottsdale | 3 | $222,141 | $134.3 million | adviserinfo.sec.gov |
| CSP Financial Group LLC | Scottsdale | 5 | Not listed | $150.6 million | adviserinfo.sec.gov |
| Wisdom Wealth Investment Advisors LLC | Phoenix | 1 | Not listed | $138.8 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.