Data / Investment advisers / Arizona / O'Connor Capital Advisory, LLC
O'Connor Capital Advisory, LLC, Scottsdale, AZ: $112 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
O'Connor Capital Advisory, LLC is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $112 million in regulatory assets under management in its Form ADV filed July 2, 2026. Its clients include high net worth individuals, charitable organizations and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 152687
- SEC file number
- 801-136929
- SEC status
- Approved, effective August 5, 2026
- Main office
- 5635 N Scottsdale Rd Ste 170, Scottsdale, AZ 85250
- Phone
- (480) 729-6260
- Website
- occap.net
- Regulatory AUM
- $112,136,990 in the Form ADV filed July 2, 2026
- Discretionary AUM
- $112,136,990
- Accounts
- 120
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 38 | $90 million |
| Charitable organizations | Fewer than 5 | $14.4 million |
| Pension and profit sharing plans | Fewer than 5 | $7.7 million |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Almega Wealth Management | Scottsdale | $134.3 million | Not listed | adviserinfo.sec.gov |
| Degreen Private Wealth, LLC | Scottsdale | $132.8 million | Not listed | adviserinfo.sec.gov |
| Idx Advisors | Scottsdale | $128.1 million | Not listed | adviserinfo.sec.gov |
| GPS Investments | Scottsdale | $127.7 million | Not listed | adviserinfo.sec.gov |
| Luminescent Wealth Management, Inc. | Scottsdale | $127.4 million | Not listed | adviserinfo.sec.gov |
| Spirit West Advisors, LLC | Scottsdale | $111.1 million | Not listed | adviserinfo.sec.gov |
| Suttle Crossland Wealth Advisors, LLC | Scottsdale | $101.1 million | Not listed | adviserinfo.sec.gov |
| Next Up Wealth Advisors, LLC | Scottsdale | $100.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- O'Connor Capital Advisory, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.