Data / Investment advisers / Arizona / Ironwood Financial, LLC
Ironwood Financial, LLC, Tucson, AZ: $663 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ironwood Financial, LLC is an SEC registered investment adviser with its main office in Tucson, Arizona and reports $663 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Ironwood Financial, LLC (CRD number 151004): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 151004
- SEC file number
- 801-70463
- SEC status
- Approved, effective August 17, 2009
- Main office
- 1926 E. Ft. Lowell Road Suite 100, Tucson, AZ 85719
- Phone
- (520) 318-4600
- Website
- ironwoodfinancial.com
- Regulatory AUM
- $662,546,990 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $658,372,574
- Non discretionary AUM
- $4,174,416
- Accounts
- 1,667
- Employees
- 10, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 107 | $312.2 million |
| Individuals (other than high net worth individuals) | 481 | $218.8 million |
| Corporations or other businesses | 19 | $100.4 million |
| Pension and profit sharing plans | 17 | $26.7 million |
| Charitable organizations | Fewer than 5 | $4.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $662.5 million | March 4, 2026 |
| December 1, 2025 | $574.9 million | February 10, 2025 |
Other advisers in Tucson
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tci Wealth Advisors, Inc. | Tucson | $5.37 billion | Not listed | adviserinfo.sec.gov |
| GR Financial Group, LLC | Tucson | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Sem Wealth Management | Tucson | $933.5 million | Not listed | adviserinfo.sec.gov |
| Wealth Management Partners, LLC | Tucson | $793.5 million | Not listed | adviserinfo.sec.gov |
| Financial Directions LLC | Tucson | $737.8 million | Not listed | adviserinfo.sec.gov |
| Cambridge Financial Group, LLC | Tucson | $645.8 million | Not listed | adviserinfo.sec.gov |
| Nova Financial Services | Tucson | $469.4 million | Not listed | adviserinfo.sec.gov |
| Sterling Investment Management, LLC | Tucson | $409.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tucson, AZ
- Investment advisers in Arizona
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ironwood Financial, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.