Data / Investment advisers / Arizona / Haws Financial Planning LLC
Haws Financial Planning LLC, Sierra Vista, AZ: $105 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Haws Financial Planning LLC is an SEC registered investment adviser with its main office in Sierra Vista, Arizona and reports $105 million in regulatory assets under management in its Form ADV filed October 2, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Haws Financial Planning LLC (CRD number 299122): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 299122
- SEC file number
- 801-137019
- SEC status
- Approved, effective August 12, 2026
- Main office
- 3499 Canyon de Flores Suite E, Sierra Vista, AZ 85650
- Phone
- (520) 843-1559
- Website
- planyourfederalbenefits.com
- Regulatory AUM
- $105,000,000 in the Form ADV filed October 2, 2026
- Discretionary AUM
- $105,000,000
- Accounts
- 180
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 90 | $105 million |
Other advisers in Arizona
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Alpha Fiduciary | Phoenix | $114 million | 13 | adviserinfo.sec.gov |
| Financial Planning First, LLC | Tuscon | $113.9 million | Not listed | adviserinfo.sec.gov |
| Alphatrust Advisors | Phoenix | $113.1 million | Not listed | adviserinfo.sec.gov |
| O'Connor Capital Advisory, LLC | Scottsdale | $112.1 million | Not listed | adviserinfo.sec.gov |
| Spirit West Advisors, LLC | Scottsdale | $111.1 million | Not listed | adviserinfo.sec.gov |
| Asterozoa Management | Phoenix | $103.9 million | 2 | adviserinfo.sec.gov |
| Suttle Crossland Wealth Advisors, LLC | Scottsdale | $101.1 million | Not listed | adviserinfo.sec.gov |
| Ensign Advisory Partners LLC | Gilbert | $101 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Haws Financial Planning LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.