Data / Investment advisers / Arizona / Spahn Wealth & Retirement LLC
Spahn Wealth & Retirement LLC, Scottsdale, AZ: $181 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Spahn Wealth & Retirement LLC is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $181 million in regulatory assets under management in its Form ADV filed March 23, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 285932
- SEC file number
- 801-125766
- SEC status
- Approved, effective May 27, 2022
- Main office
- 4310 North 75th Street, Scottsdale, AZ 85251
- Phone
- (602) 730-6114
- Regulatory AUM
- $181,438,726 in the Form ADV filed March 23, 2026
- Discretionary AUM
- $181,438,726
- Accounts
- 283
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 57 | $135.5 million |
| Individuals (other than high net worth individuals) | 76 | $45.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $181.4 million | March 23, 2026 |
| December 1, 2025 | $167.4 million | March 26, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Amplify Financial, LLC | Scottsdale | $230.7 million | Not listed | adviserinfo.sec.gov |
| SL Capital | Scottsdale | $230.3 million | 1 | adviserinfo.sec.gov |
| Family Office Investment Advisory LLC | Scottsdale | $220 million | Not listed | adviserinfo.sec.gov |
| Bradley Wealth LLC | Scottsdale | $196.7 million | Not listed | adviserinfo.sec.gov |
| Accordant Investments LLC | Scottsdale | $186.4 million | 1 | adviserinfo.sec.gov |
| Cole Wealth Management, LLC | Scottsdale | $181.1 million | Not listed | adviserinfo.sec.gov |
| C2c Wealth Management, LLC | Scottsdale | $179.8 million | Not listed | adviserinfo.sec.gov |
| Blakely Walters Wealth Management | Scottsdale | $173.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Spahn Wealth & Retirement LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.