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Data / Investment advisers / $100 million to $500 million in AUM / Arizona

Investment advisers in Arizona with $100 million to $500 million in AUM: 133 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

133 SEC registered investment advisers in Arizona report between $100 million and $500 million in regulatory assets under management, $32.2 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Pinnacle Peak Private Client Group, LLC with $481 million.

The request: Every investment adviser in Arizona with AUM in the range $100 million to $500 million, with phone and website. $10 of work on sign-up, no card.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 133Advisers
  • 133SEC registered
  • $32.2 billionTotal AUM
  • 133Advisers over $100 million
  • 14Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Pinnacle Peak Private Client Group, LLCScottsdale$481.1 million1,3486Not listed(480) 771-4301pinpeakpcg.comadviserinfo.sec.gov
Eaton-Cambridge Inc.Phoenix$480.7 million1,07511Not listed(480) 385-7399eatoncambridge.comadviserinfo.sec.gov
Juncture Wealth Strategies, LLCScottsdale$473.6 million1,12211Not listed(480) 253-4100juncturewealth.comadviserinfo.sec.gov
Nova Financial ServicesTucson$469.4 million1,38810Not listed(520) 745-5555arizonafinancialplan.comadviserinfo.sec.gov
Dew Wealth ManagementScottsdale$464.7 million59636Not listed(480) 614-9119adviserinfo.sec.gov
Harmony Asset Management LLCScottsdale$462.5 million60210Not listed(480) 314-5967adviserinfo.sec.gov
Social Leverage Advisors, LLCScottsdale$443.7 million11711(602) 315-9966socialleverage.comadviserinfo.sec.gov
Templeton Financial Services Inc.Chandler$441.8 million3184Not listed(480) 883-1073tfsformunis.comadviserinfo.sec.gov
Biltmore Wealth Management, LLCTempe$439.6 million6394Not listed(480) 998-1819biltmorewealthaz.comadviserinfo.sec.gov
Heritage Family Offices, LLPScottsdale$423.3 million1,057131(602) 775-5400adviserinfo.sec.gov
Exeter Financial, LLCScottsdale$420.2 million6936Not listed(480) 588-0830exeterfinancial.comadviserinfo.sec.gov
WT Wealth Management, LLCScottsdale$419.1 million2,73416Not listed(800) 825-0616adviserinfo.sec.gov
Heffernan Advisory, Inc.Flagstaff$409.6 million67912Not listed(928) 774-9598adviserinfo.sec.gov
Sterling Investment Management, LLCTucson$409.2 million3998Not listed(520) 293-3311adviserinfo.sec.gov
Greenberg Financial GroupTucson$406.9 million1,17510Not listed(520) 544-4909greenbergfinancial.comadviserinfo.sec.gov
Triton Wealth Management, PLLCSun City$405.1 million1,7299Not listed(623) 209-0850tritonwealthmanagement.comadviserinfo.sec.gov
Numerixs Investment Technologies IncChandler$400 million25Not listed(979) 365-0221numerixsquant.comadviserinfo.sec.gov
Luminvest Wealth Management LLCScottsdale$398 million3705Not listed(480) 300-0062adviserinfo.sec.gov
Southwest Investment Advisors, Inc.Tucson$386.9 million1,1625Not listed(520) 544-2500siatucson.comadviserinfo.sec.gov
Buttonwood Capital Management (BCM)Scottsdale$380.8 million8966Not listed(480) 305-2105buttonwoodcm.comadviserinfo.sec.gov
Intelligent CapitalworksScottsdale$376.6 million3416Not listed(480) 951-2900intelligentcapitalworks.comadviserinfo.sec.gov
Stonecrest Wealth Management, IncChandler$375.8 million1,0834Not listed(602) 258-9400adviserinfo.sec.gov
Invicta Financial GroupYuma$371.1 million1,68311Not listed(928) 344-8000invictafg.comadviserinfo.sec.gov
Strategy Financial GroupPhoenix$366.7 million3,82020Not listed(602) 343-9301calvingoetz.comadviserinfo.sec.gov
Strategic Income Group LLCChandler$362.4 million1,21152(480) 466-7070adviserinfo.sec.gov
Seros Wealth PartnersGilbert$359.2 million1,04910Not listed(480) 967-1155adviserinfo.sec.gov
Intrinsic Wealth Counsel, Inc.Tempe$344.7 million6967Not listed(480) 924-5613intrinsicwealthcounsel.comadviserinfo.sec.gov
Attessa Capital LLCTucson$343.5 million6997Not listed(520) 600-3064attessacapital.comadviserinfo.sec.gov
Vigilare Wealth Management LLCScottsdale$330.9 million4526Not listed(480) 636-8292adviserinfo.sec.gov
Zenith Wealth AdvisorsScottsdale$328.3 million3144Not listed(480) 999-9900adviserinfo.sec.gov
Treiberg Wealth ManagementTucson$325.1 million7066Not listed(520) 232-0505adviserinfo.sec.gov
Aim CapitalScottsdale$309.3 million4522Not listed(480) 346-1556aimcapaz.comadviserinfo.sec.gov
One Wealth Capital Management, LLCScottsdale$306.8 million5486Not listed(855) 663-9584adviserinfo.sec.gov
Stableford Capital LLCScottsdale$305.3 million2544Not listed(480) 493-2300stablefordcapital.comadviserinfo.sec.gov
Clarus Wealth Advisors, LLCPeoria$305.2 million95313Not listed(623) 583-6840heritagecapitalaz.comadviserinfo.sec.gov
Key Group Management, Inc.Fountain Hills$303.8 million3375Not listed(480) 477-5252keygroupwealth.comadviserinfo.sec.gov
Johnson Financial AdvisorsTempe$301 million7565Not listed(602) 242-4000adviserinfo.sec.gov
Capital Wealth Alliance, LLCScottsdale$300.3 million8615Not listed(480) 948-7590capitalwealthalliance.comadviserinfo.sec.gov
Capital West Partners, LLCTucson$300 million1773Not listed(520) 296-9803capitalwestpartners.comadviserinfo.sec.gov
Interwealth Management, LLCScottsdale$298 million7695Not listed(602) 799-0937interwealthmgt.comadviserinfo.sec.gov
Graystone Partners Wealth Management, LLCTempe$297.3 million9985Not listed(480) 557-9727adviserinfo.sec.gov
345 Investment Advisory, LLCScottsdale$295.1 million93312Not listed(480) 624-5650adviserinfo.sec.gov
Wall Capital Group, Inc.Phoenix$294.7 million1,4875Not listed(623) 242-6332wallcapitalgroup.comadviserinfo.sec.gov
Faith Investor ServicesScottsdale$279.7 million59810Not listed(480) 780-0104faithinvestorservices.comadviserinfo.sec.gov
Sage Financial Advisors Inc.Scottsdale$270.3 million3487Not listed(480) 305-8060adviserinfo.sec.gov
Gordian Advisors, LLCTucson$265.2 million3433Not listed(520) 615-2779gordianadvisors.comadviserinfo.sec.gov
Tandem Wealth AdvisorsPhoenix$261.5 million7367Not listed(602) 297-8600adviserinfo.sec.gov
WJ Wealth ManagementGlendale$261.5 million9186Not listed(602) 942-1321wjwealthmanagement.comadviserinfo.sec.gov
Corepath Wealth Partners LLCScottsdale$261.2 million8848Not listed(480) 448-0334corepathwealthpartners.comadviserinfo.sec.gov
Releve Financial GroupScottsdale$255.6 million1,2757Not listed(612) 801-5440adviserinfo.sec.gov
Treasure Investment Management, LLCScottsdale$252.7 million3394Not listed(310) 957-9428treasure.techadviserinfo.sec.gov
Tribeca Financial, LLCMesa$248.3 million5746Not listed(480) 553-6247tribecafinancial.coadviserinfo.sec.gov
17 Capital Partners, LLCPhoenix$246.4 million4167Not listed(602) 718-1177adviserinfo.sec.gov
NRG Wealth ManagementOro Valley$242 million4185Not listed(520) 818-7822adviserinfo.sec.gov
Bayntree Wealth Advisors, LLCScottsdale$241.1 million1,20813Not listed(480) 494-2750adviserinfo.sec.gov
Allied Portfolio Management, Inc.Tucson$240.2 million3272Not listed(520) 296-1035alliedportfolio.comadviserinfo.sec.gov
Lane Brothers Investment CounselPrescott$240.1 million97931(928) 776-8870lanebrothers.comadviserinfo.sec.gov
R.H. Investment Group, LLCScottsdale$238.5 million972Not listed(480) 703-7872adviserinfo.sec.gov
Acute Investment AdvisoryMesa$238.4 million1,6054Not listed(480) 620-6907adviserinfo.sec.gov
Clarity Wealth Management, L.L.C.Gilbert$236.8 million9446Not listed(480) 776-9670claritywealthmgt.comadviserinfo.sec.gov
Taylor Frigon Capital Management LLCScottsdale$232.6 million471112(805) 226-0280adviserinfo.sec.gov
Amplify Financial, LLCScottsdale$230.7 million1,4947Not listed(602) 562-7800adviserinfo.sec.gov
SL CapitalScottsdale$230.3 million41641(480) 359-7092slcapitalwealth.comadviserinfo.sec.gov
WLTH Capital Management, LLCChandler$229.8 million4256Not listed(480) 795-4475adviserinfo.sec.gov
Meixler Investment Management, LTD.Show Low$228.4 million9411Not listed(928) 537-8700showlowadvisors.comadviserinfo.sec.gov
Sharpepoint, LLCPhoenix$222.8 million1,09151(480) 999-3033adviserinfo.sec.gov
Intrinsic Value Partners, LLCPhoenix$220.6 million1933Not listed(480) 522-2032ivpaz.comadviserinfo.sec.gov
Family Office Investment Advisory LLCScottsdale$220 million13Not listed(800) 447-7090adviserinfo.sec.gov
Levin Funding Group LLCTucson$215.4 million1652Not listed(520) 751-2000levinfunding.comadviserinfo.sec.gov
Mathis Wealth ManagementPhoenix$212.8 million7035Not listed(602) 393-0501adviserinfo.sec.gov
Harding Wealth, Inc.Tempe$212.6 million5734Not listed(602) 610-9545adviserinfo.sec.gov
Babb Wealth Advisors LLCFlagstaff$209.4 million9278Not listed(928) 526-2911babbgroup.comadviserinfo.sec.gov
Financial Life PlannersTempe$208.4 million7797Not listed(480) 477-8530podcasts.apple.comadviserinfo.sec.gov
Aio Financial, LLCTucson$199.2 million1974Not listed(520) 325-0769expatplanners.comadviserinfo.sec.gov
Preston InvestmentsKingman$197.7 million2,5265Not listed(928) 757-1600prestoninvestments.comadviserinfo.sec.gov
Bradley Wealth LLCScottsdale$196.7 million1,0065Not listed(480) 800-8638adviserinfo.sec.gov
Westmark Wealth ManagementPhoenix$195.4 million1,5244Not listed(602) 887-5179westmarkwealth.comadviserinfo.sec.gov
Dynamic Wealth AdvisorsSurprise$193.3 million7924Not listed(623) 466-6060dynamicwealthmgt.comadviserinfo.sec.gov
Bledsoe Asset Management, LLCPhoenix$189 million6885Not listed(602) 595-2324bledsoellc.comadviserinfo.sec.gov
Arcwood Financial, LLCPhoenix$186.6 million334Not listed(602) 726-6282arcwood.comadviserinfo.sec.gov
Accordant Investments LLCScottsdale$186.4 million2171(602) 609-2193accordantinvestments.comadviserinfo.sec.gov
Hillspring Financial, Inc.Surprise$186 million6524Not listed(623) 583-6141hillspringfinancial.comadviserinfo.sec.gov
Spahn Wealth & Retirement LLCScottsdale$181.4 million2832Not listed(602) 730-6114adviserinfo.sec.gov
Cole Wealth Management, LLCScottsdale$181.1 million7744Not listed(480) 275-6354colewealthmanagement.comadviserinfo.sec.gov
C2c Wealth Management, LLCScottsdale$179.8 million4402Not listed(646) 222-7440c2cwealth.comadviserinfo.sec.gov
Blakely Walters Wealth ManagementScottsdale$173.7 million5487Not listed(480) 776-5897blakelywalters.comadviserinfo.sec.gov
Pravati Capital LLCScottsdale$173.7 million5115(844) 772-8284adviserinfo.sec.gov
Ridgeline Private WealthMesa$172.8 million6276Not listed(480) 779-0127adviserinfo.sec.gov
Wealth Management SolutionsScottsdale$172.6 million4114Not listed(480) 609-4334findyourindependentadvisor.comadviserinfo.sec.gov
Ascent Capital Partners, LLCScottsdale$172 million163107(480) 841-6956adviserinfo.sec.gov
Scottsdale Wealth Planning, Inc.Scottsdale$171.5 million3122Not listed(480) 550-8555adviserinfo.sec.gov
Wealth Engineering, LLCScottsdale$171 million2191Not listed(480) 296-2042wealth-engineering.comadviserinfo.sec.gov
Lilliano Capital Management LLCPhoenix$167.9 million4092Not listed(480) 678-0411lillianocapital.comadviserinfo.sec.gov
Vestpointe Wealth Management, LLCScottsdale$165.8 million42334(602) 212-1040adviserinfo.sec.gov
Wilkinson Wealth Management, LLCTucson$164.7 million8902Not listed(520) 777-1911wilkinsonwealthmgmt.comadviserinfo.sec.gov
Farnam FinancialPhoenix$161.4 million2403Not listed(602) 603-4000farnamfinancial.comadviserinfo.sec.gov
Trinity Capital Adviser LLCPhoenix$157.6 million21061(480) 374-5350adviserinfo.sec.gov
Immaculate Wealth Management, LLCMesa$156.7 million8656Not listed(480) 776-3511adviserinfo.sec.gov
Profocus IncorporatedPhoenix$156.5 million5297Not listed(480) 598-9960profocus.comadviserinfo.sec.gov
Taurum Retirement Partners, LLCMesa$155.9 million4222Not listed(480) 626-2501taurum.usadviserinfo.sec.gov
Wise Wealth Partners, LLCPhoenix$153.5 million2102Not listed(480) 866-0200adviserinfo.sec.gov
Sierra Legacy GroupScottsdale$152.7 million867Not listed(775) 322-4500cypressnv.comadviserinfo.sec.gov
Prosper Private WealthMesa$150.8 million2643Not listed(888) 404-3042prosperpw.comadviserinfo.sec.gov
CSP Financial Group LLCScottsdale$150.6 million1,00821Not listed(480) 600-9626adviserinfo.sec.gov
Optima Capital ManagementTempe$150.3 million4274Not listed(480) 757-9052adviserinfo.sec.gov
Union Capital CompanyTucson$150 million41413Not listed(520) 664-2001unioncapital.comadviserinfo.sec.gov
Martinsen Wealth ManagementTempe$143.2 million84619Not listed(480) 550-65565wbook.comadviserinfo.sec.gov
Foothills Advisors, LLCCave Creek$142.1 million4653Not listed(480) 203-8879foothillsadvisors.comadviserinfo.sec.gov
Fortress Financial Solutions, LLCTucson$142 million72310Not listed(520) 751-8600adviserinfo.sec.gov
Saratoga Capital Management, LLCAvondale$138.8 million14Not listed(623) 266-4567adviserinfo.sec.gov
Wisdom Wealth Investment Advisors LLCPhoenix$138.8 million6782Not listed(602) 494-4100wisdomwealth.solutionsadviserinfo.sec.gov
Arbor Wealth Management, LLCTempe$138.1 million3312Not listed(480) 818-8300adviserinfo.sec.gov
Bridgelight Capital LLCScottsdale$136.4 million3964Not listed(480) 270-5240adviserinfo.sec.gov
Almega Wealth ManagementScottsdale$134.3 million7677Not listed(480) 770-4700adviserinfo.sec.gov
Degreen Private Wealth, LLCScottsdale$132.8 million2611Not listed(440) 409-6352degreenprivatewealth.comadviserinfo.sec.gov
Idx AdvisorsScottsdale$128.1 million36Not listed(833) 662-6346idxadvisors.comadviserinfo.sec.gov
GPS InvestmentsScottsdale$127.7 million3523Not listed(602) 558-1211adviserinfo.sec.gov
Luminescent Wealth Management, Inc.Scottsdale$127.4 million1632Not listed(602) 838-8870lumiwm.comadviserinfo.sec.gov
Form Prosperity Wealth Advisors, LLCChandler$119 million4941Not listed(480) 382-3676formprosperity.comadviserinfo.sec.gov
Redeem Wealth ManagementGilbert$118.6 million7734Not listed(480) 680-7975adviserinfo.sec.gov
Schulz Financial GroupTucson$114.9 million4933Not listed(520) 495-2800schulzfinancialgroup.comadviserinfo.sec.gov
Endeavor Advisors LLCPhoenix$114.4 million4264Not listed(480) 550-8316endeavoradvisorsllc.comadviserinfo.sec.gov
Alpha FiduciaryPhoenix$114 million220413(480) 505-4033alphafiduciary.comadviserinfo.sec.gov
Financial Planning First, LLCTuscon$113.9 million8113Not listed(520) 314-1301adviserinfo.sec.gov
Alphatrust AdvisorsPhoenix$113.1 million2107Not listed(480) 681-0200alphatrustadvisors.comadviserinfo.sec.gov
O'Connor Capital Advisory, LLCScottsdale$112.1 million1201Not listed(480) 729-6260occap.netadviserinfo.sec.gov
Spirit West Advisors, LLCScottsdale$111.1 million5661Not listed(480) 306-7823spiritwestadvisor.comadviserinfo.sec.gov
Haws Financial Planning LLCSierra Vista$105 million1803Not listed(520) 843-1559planyourfederalbenefits.comadviserinfo.sec.gov
Asterozoa ManagementPhoenix$103.9 million342(858) 692-8461asterozoacapital.comadviserinfo.sec.gov
Suttle Crossland Wealth Advisors, LLCScottsdale$101.1 million1852Not listed(602) 834-3905suttlecrossland.comadviserinfo.sec.gov
Ensign Advisory Partners LLCGilbert$101 million6973Not listed(480) 626-5855adviserinfo.sec.gov
Miller Wealth ManagementGilbert$100.4 million2492Not listed(480) 613-7400adviserinfo.sec.gov
Next Up Wealth Advisors, LLCScottsdale$100.2 million2942Not listed(480) 450-7407nextupwealthadvisors.comadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.