Data / Investment advisers / Arizona / Foothills Advisors, LLC
Foothills Advisors, LLC, Cave Creek, AZ: $142 million AUM, SEC registered investment adviser
Foothills Advisors, LLC is an SEC registered investment adviser with its main office in Cave Creek, Arizona and reports $142 million in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 298408
- SEC file number
- 801-129654
- SEC status
- Approved, effective March 13, 2024
- Main office
- 6702 E Cave Creek Road #4, Cave Creek, AZ 85331
- Phone
- (480) 203-8879
- Website
- foothillsadvisors.com
- Regulatory AUM
- $142,096,859 in the Form ADV filed August 24, 2026
- Discretionary AUM
- $142,096,859
- Accounts
- 465
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 48 | $92.8 million |
| Individuals (other than high net worth individuals) | 136 | $47.7 million |
| Charitable organizations | 1 | $906,856 |
| Corporations or other businesses | 3 | $699,192 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $142.1 million | August 24, 2026 |
| March 2, 2026 | $128.5 million | February 16, 2026 |
| December 1, 2025 | $104.2 million | January 28, 2025 |
Other advisers in Arizona
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Prosper Private Wealth | Mesa | $150.8 million | Not listed | adviserinfo.sec.gov |
| CSP Financial Group LLC | Scottsdale | $150.6 million | Not listed | adviserinfo.sec.gov |
| Optima Capital Management | Tempe | $150.3 million | Not listed | adviserinfo.sec.gov |
| Union Capital Company | Tucson | $150 million | Not listed | adviserinfo.sec.gov |
| Martinsen Wealth Management | Tempe | $143.2 million | Not listed | adviserinfo.sec.gov |
| Fortress Financial Solutions, LLC | Tucson | $142 million | Not listed | adviserinfo.sec.gov |
| Saratoga Capital Management, LLC | Avondale | $138.8 million | Not listed | adviserinfo.sec.gov |
| Wisdom Wealth Investment Advisors LLC | Phoenix | $138.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Foothills Advisors, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.