Data / Investment advisers / Arizona / Harmony Asset Management LLC
Harmony Asset Management LLC, Scottsdale, AZ: $463 million AUM, SEC registered investment adviser
Harmony Asset Management LLC is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $463 million in regulatory assets under management in its Form ADV filed March 23, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 116069
- SEC file number
- 801-118731
- SEC status
- Approved, effective May 15, 2020
- Main office
- 16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254
- Phone
- (480) 314-5967
- Regulatory AUM
- $462,513,551 in the Form ADV filed March 23, 2026
- Discretionary AUM
- $416,603,530
- Non discretionary AUM
- $45,910,021
- Accounts
- 602
- Employees
- 10, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- March 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 133 | $314.9 million |
| Charitable organizations | 2 | $77.6 million |
| Individuals (other than high net worth individuals) | 133 | $53.9 million |
| Corporations or other businesses | 7 | $16.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $462.5 million | March 23, 2026 |
| December 1, 2025 | $393.6 million | April 17, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Asset Growth Solutions, LLC | Scottsdale | $702.7 million | Not listed | adviserinfo.sec.gov |
| Mulholland Wealth Advisors, LLC | Scottsdale | $611.7 million | Not listed | adviserinfo.sec.gov |
| Pinnacle Peak Private Client Group, LLC | Scottsdale | $481.1 million | Not listed | adviserinfo.sec.gov |
| Juncture Wealth Strategies, LLC | Scottsdale | $473.6 million | Not listed | adviserinfo.sec.gov |
| Dew Wealth Management | Scottsdale | $464.7 million | Not listed | adviserinfo.sec.gov |
| Social Leverage Advisors, LLC | Scottsdale | $443.7 million | 11 | adviserinfo.sec.gov |
| Heritage Family Offices, LLP | Scottsdale | $423.3 million | 1 | adviserinfo.sec.gov |
| Exeter Financial, LLC | Scottsdale | $420.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Harmony Asset Management LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.