Data / Investment advisers / Arizona / Invicta Financial Group
Invicta Financial Group, Yuma, AZ: $371 million AUM, SEC registered investment adviser
Invicta Financial Group is an SEC registered investment adviser with its main office in Yuma, Arizona and reports $371 million in regulatory assets under management in its Form ADV filed April 16, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 288008
- SEC file number
- 801-118542
- SEC status
- Approved, effective April 27, 2020
- Legal name
- BDT & Associates, Inc.
- Main office
- 2615 East 24th Street Suite 2, Yuma, AZ 85365
- Phone
- (928) 344-8000
- Website
- invictafg.com
- Regulatory AUM
- $371,143,077 in the Form ADV filed April 16, 2026
- Non discretionary AUM
- $371,143,077
- Accounts
- 1,683
- Employees
- 11, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- April 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 181 | $256.2 million |
| Individuals (other than high net worth individuals) | 296 | $115 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $371.1 million | March 23, 2026 |
| December 1, 2025 | $324.6 million | August 14, 2025 |
Other advisers in Arizona
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Luminvest Wealth Management LLC | Scottsdale | $398 million | Not listed | adviserinfo.sec.gov |
| Southwest Investment Advisors, Inc. | Tucson | $386.9 million | Not listed | adviserinfo.sec.gov |
| Buttonwood Capital Management (BCM) | Scottsdale | $380.8 million | Not listed | adviserinfo.sec.gov |
| Intelligent Capitalworks | Scottsdale | $376.6 million | Not listed | adviserinfo.sec.gov |
| Stonecrest Wealth Management, Inc | Chandler | $375.8 million | Not listed | adviserinfo.sec.gov |
| Strategy Financial Group | Phoenix | $366.7 million | Not listed | adviserinfo.sec.gov |
| Strategic Income Group LLC | Chandler | $362.4 million | 2 | adviserinfo.sec.gov |
| Seros Wealth Partners | Gilbert | $359.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Arizona
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Invicta Financial Group on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.