Data / Investment advisers / Arizona / Redwood Investment Management, LLC.
Redwood Investment Management, LLC., Scottsdale, AZ: $2.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Redwood Investment Management, LLC. is an SEC registered investment adviser with its main office in Scottsdale, Arizona and reports $2.5 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies, other investment advisers and high net worth individuals. It is paid through a percentage of assets under management.
The request: Watch Redwood Investment Management, LLC. (CRD number 153139): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 153139
- SEC file number
- 801-78563
- SEC status
- Approved, effective September 13, 2013
- Main office
- 4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251
- Phone
- (310) 272-8185
- Website
- redwoodmutualfunds.com
- Regulatory AUM
- $2,472,561,560 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $2,472,561,560
- Accounts
- 524
- Employees
- 39, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 8 | $1.39 billion |
| Other investment advisers | 2 | $1.01 billion |
| High net worth individuals | 61 | $59.3 million |
| Individuals (other than high net worth individuals) | 81 | $21.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.47 billion | March 31, 2026 |
| December 1, 2025 | $2.55 billion | October 31, 2025 |
Other advisers in Scottsdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ashton Thomas Private Wealth | Scottsdale | $6.01 billion | Not listed | adviserinfo.sec.gov |
| Stoker Ostler, a Part of BMO Financial Group | Scottsdale | $3.67 billion | Not listed | adviserinfo.sec.gov |
| Trek Financial | Scottsdale | $2.82 billion | Not listed | adviserinfo.sec.gov |
| Trajan Wealth, L.L.C. | Scottsdale | $2.60 billion | Not listed | adviserinfo.sec.gov |
| Xcelsior Advisor Partners LLC | Scottsdale | $2.51 billion | Not listed | adviserinfo.sec.gov |
| Verus Capital Partners, LLC | Scottsdale | $2.29 billion | Not listed | adviserinfo.sec.gov |
| Ironwood Investment Counsel, LLC | Scottsdale | $1.76 billion | Not listed | adviserinfo.sec.gov |
| Indigo Partners LLC | Scottsdale | $1.66 billion | 14 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Scottsdale, AZ
- Investment advisers in Arizona
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving other investment advisers
- Redwood Investment Management, LLC. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.