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Data / Investment advisers / $1 billion to $10 billion in AUM / Arizona

Investment advisers in Arizona with $1 billion to $10 billion in AUM: 31 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

31 SEC registered investment advisers in Arizona report between $1 billion and $10 billion in regulatory assets under management, $81.7 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Balbec Capital Management LP with $8 billion.

The request: Every investment adviser in Arizona with AUM in the range $1 billion to $10 billion, with phone and website. $10 of work on sign-up, no card.

Get these advisers in ArizonaWatch new advisers in Arizona

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 31Advisers
  • 31SEC registered
  • $81.7 billionTotal AUM
  • 31Advisers over $100 million
  • 5Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Balbec Capital Management LPScottsdale$7.99 billion2315014(602) 802-8300balbec.comadviserinfo.sec.gov
Ashton Thomas Private WealthScottsdale$6.01 billion7,87993Not listed(602) 732-4745adviserinfo.sec.gov
DynamicPhoenix$5.64 billion15,179130Not listed(877) 257-3840seagrovewealthpartners.comadviserinfo.sec.gov
Smead Capital Management, Inc.Phoenix$5.52 billion18518Not listed(602) 889-3660smeadcap.comadviserinfo.sec.gov
Tci Wealth Advisors, Inc.Tucson$5.37 billion11,86372Not listed(520) 733-1477adviserinfo.sec.gov
Tfo Family Office PartnersPhoenix$5.04 billion1,93988Not listed(602) 466-2611tfopartners.comadviserinfo.sec.gov
Stoker Ostler, a Part of BMO Financial GroupScottsdale$3.67 billion5,16630Not listed(480) 890-8088stokerostler.comadviserinfo.sec.gov
Sovereign Investment Advisors LLCPhoenix$3.31 billion1448Not listed(480) 385-2850sovereigninvestmentadvisors.comadviserinfo.sec.gov
PFG AdvisorsPhoenix$3.26 billion13,982112Not listed(800) 405-8850aeroinvestmentservices.comadviserinfo.sec.gov
Trek FinancialScottsdale$2.82 billion10,76855Not listed(480) 483-1510bcjfinancial.comadviserinfo.sec.gov
Trajan Wealth, L.L.C.Scottsdale$2.60 billion18,370140Not listed(480) 990-3300adviserinfo.sec.gov
Xcelsior Advisor Partners LLCScottsdale$2.51 billion4,74625Not listed(480) 866-8616xcelsiorpartners.comadviserinfo.sec.gov
Redwood Investment Management, LLC.Scottsdale$2.47 billion52439Not listed(310) 272-8185redwoodmutualfunds.comadviserinfo.sec.gov
Verus Capital Partners, LLCScottsdale$2.29 billion7,28968Not listed(480) 990-3719veruscapitalpartners.comadviserinfo.sec.gov
Versant Capital Management, Inc.Phoenix$1.81 billion1,67826Not listed(602) 635-3760tamethemoneymonkey.comadviserinfo.sec.gov
Ironwood Investment Counsel, LLCScottsdale$1.76 billion2,52522Not listed(480) 609-4700ironwoodic.comadviserinfo.sec.gov
Indigo Partners LLCScottsdale$1.66 billion21814(602) 224-1500adviserinfo.sec.gov
L. Roy Papp & Associates, LLPPhoenix$1.62 billion1,84710Not listed(602) 956-0980roypapp.comadviserinfo.sec.gov
Global Strategic Nextgen OcioScottsdale$1.61 billion4016Not listed(480) 935-2210adviserinfo.sec.gov
Awm Capital, LLCPhoenix$1.49 billion2,8853810(323) 940-1339adviserinfo.sec.gov
Galvin, Gaustad & Stein, LLCScottsdale$1.35 billion1,94817Not listed(480) 776-1445ggsadvisors.comadviserinfo.sec.gov
Total Investment Management, Inc.Scottsdale$1.35 billion2,07912Not listed(480) 998-5735adviserinfo.sec.gov
MSH Capital Advisors LLCScottsdale$1.35 billion2,36235Not listed(480) 563-2021adviserinfo.sec.gov
Fortitude Family OfficeScottsdale$1.27 billion971402(602) 834-0089adviserinfo.sec.gov
Brookwood Investment GroupPhoenix$1.25 billion7,12924Not listed(480) 351-4740ckwmg.comadviserinfo.sec.gov
Decisionpoint Financial, LLCMesa$1.22 billion1,85318Not listed(480) 553-6249adviserinfo.sec.gov
Arq Wealth Advisors, LLCScottsdale$1.21 billion2,13118Not listed(480) 214-9572arqwealth.comadviserinfo.sec.gov
Balboa Wealth Partners, Inc.Scottsdale$1.07 billion2,62337Not listed(480) 801-5010adviserinfo.sec.gov
GR Financial Group, LLCTucson$1.05 billion2,55210Not listed(520) 577-4711gr-financialgroup.comadviserinfo.sec.gov
Bridgeport Financial SolutionsPhoenix$1.05 billion2,7559Not listed(877) 411-2737bridgeport.financialadviserinfo.sec.gov
Watts Gwilliam & Company, LLCGilbert$1.03 billion1,20893(480) 889-8998wattsgwilliam.comadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.