Data / Investment advisers / Serving individuals / New York

Investment advisers in New York serving individuals: 726 firms

Name: Investment advisers in New York serving individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

726 SEC registered investment advisers with a main office in New York report individuals among their clients in Form ADV item 5.D, and together they attribute $2.6 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Morgan Stanley.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get individuals advisers in New York Watch new advisers in New York

726Advisers
$2.6 trillionAUM from this client type
528Advisers over $100 million
November 2, 2026File date

Advisers in New York serving individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 726 are shown.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Morgan Stanley	Purchase	2,600,707	$1.25 trillion	$1.96 trillion	adviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	1,269,968	$313.53 billion	$1.78 trillion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	263,588	$182.25 billion	$310.43 billion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	963,550	$150.39 billion	$469.98 billion	adviserinfo.sec.gov
J.P. Morgan Securities LLC	New York	877,306	$141.83 billion	$429.69 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	326,365	$95.93 billion	$588.22 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	174,985	$75.71 billion	$139.88 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	122,494	$47.40 billion	$184.81 billion	adviserinfo.sec.gov
Betterment	New York	992,194	$46.63 billion	$69.52 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	71,675	$32.19 billion	$2.65 trillion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	120,219	$23.66 billion	$33.48 billion	adviserinfo.sec.gov
Eagle Strategies LLC	New York	105,597	$17.10 billion	$32.04 billion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	35,818	$16.85 billion	$36.71 billion	adviserinfo.sec.gov
Oppenheimer Asset Management	New York	39,766	$13.12 billion	$21.33 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	32,546	$12.78 billion	$99.60 billion	adviserinfo.sec.gov
Equitable Advisors, LLC	New York	39,439	$9.74 billion	$47.26 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	34,655	$9.55 billion	$56.01 billion	adviserinfo.sec.gov
Park Avenue Securities LLC	New York	63,006	$9.11 billion	$19.58 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	24,100	$8.85 billion	$398.65 billion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	22,298	$8.70 billion	$24.74 billion	adviserinfo.sec.gov
Advice and Planning Services	New York	25,667	$8.35 billion	$37.93 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	10,384	$6.79 billion	$161.68 billion	adviserinfo.sec.gov
Stash	New York	1,138,270	$4.92 billion	$4.92 billion	adviserinfo.sec.gov
Savvy	New York	3,413	$3.48 billion	$5.00 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	23,833	$3.08 billion	$8.57 billion	adviserinfo.sec.gov
Arax Advisory Partners	New York	10,206	$3.05 billion	$26.52 billion	adviserinfo.sec.gov
Vise AI Advisors	New York City	14,135	$2.83 billion	$8.53 billion	adviserinfo.sec.gov
Sage, Rutty & Co., Inc.	Rochester	6,892	$2.77 billion	$3.46 billion	adviserinfo.sec.gov
HSBC Securities (USA) Inc.	New York	10,254	$2.15 billion	$3.84 billion	adviserinfo.sec.gov
Jefferies Investment Advisers LLC	New York	1,649	$2.07 billion	$5.15 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	1,370	$1.99 billion	$10.39 billion	adviserinfo.sec.gov
Wealthspire Advisors	New York	4,183	$1.63 billion	$34.32 billion	adviserinfo.sec.gov
Fred Alger Management, LLC	New York	2,975	$1.60 billion	$26.14 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	3,335	$1.60 billion	$36.76 billion	adviserinfo.sec.gov
Voya Investment Management Co. LLC	New York	40	$1.52 billion	$274.95 billion	adviserinfo.sec.gov
Snowden Capital Advisors LLC	New York	4,298	$1.49 billion	$8.87 billion	adviserinfo.sec.gov
Compound Planning, Inc.	New York	10,868	$1.48 billion	$4.85 billion	adviserinfo.sec.gov
Jennison Associates	New York	4,802	$1.29 billion	$214.84 billion	adviserinfo.sec.gov
Maridea Wealth Management	Brooklyn	1,764	$1.17 billion	$1.97 billion	adviserinfo.sec.gov
Pinnacle Investments, LLC	East Syracuse	3,133	$1.16 billion	$1.29 billion	adviserinfo.sec.gov
Aegis Capital Corp.	New York	1,914	$1.10 billion	$1.78 billion	adviserinfo.sec.gov
J.J. Burns & Company	Melville	337	$1.10 billion	$1.25 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	3,592	$1.10 billion	$120.52 billion	adviserinfo.sec.gov
Vanderbilt Advisory Services	Woodbury	5,804	$1.09 billion	$2.11 billion	adviserinfo.sec.gov
Sgroi Wealth Advisory Group LLC	West Seneca	7,478	$1.08 billion	$1.36 billion	adviserinfo.sec.gov
Ingalls Investment Management, LLC	New York	3,155	$1.04 billion	$7.83 billion	adviserinfo.sec.gov
Seeds	New York	937	$1.00 billion	$1.00 billion	adviserinfo.sec.gov
Independent Solutions Wealth Management, LLC	Williamsville	3,997	$944.6 million	$1.54 billion	adviserinfo.sec.gov
Consolidated Portfolio Review Corp	Woodbury	5,894	$889.7 million	$1.59 billion	adviserinfo.sec.gov
BNY Mellon Securities Corporation	New York	2,997	$856.3 million	$8.45 billion	adviserinfo.sec.gov
Wny Asset Management, LLC	Williamsville	2,851	$855.5 million	$1.73 billion	adviserinfo.sec.gov
Ashton Thomas Securities, LLC	Rochester	1,980	$831.4 million	$1.86 billion	adviserinfo.sec.gov
Novem Group	Rochester	3,253	$825.7 million	$1.72 billion	adviserinfo.sec.gov
Autopilot	New York	102,981	$820.4 million	$892.4 million	adviserinfo.sec.gov
Ritholtz Wealth Management	New York	2,694	$779.2 million	$9.42 billion	adviserinfo.sec.gov
South Street Advisors, LLC	New York	124	$769.8 million	$906.1 million	adviserinfo.sec.gov
Manning & Napier Advisors, LLC	Fairport	1,475	$757 million	$17.03 billion	adviserinfo.sec.gov
PKS Advisory Services, LLC	Albany	4,696	$752.9 million	$1.09 billion	adviserinfo.sec.gov
Grandfield & Dodd, LLC	New York	559	$711.1 million	$2.21 billion	adviserinfo.sec.gov
Sandhill Investment Management	Buffalo	1,670	$693.3 million	$2.40 billion	adviserinfo.sec.gov
Titan	New York	38,871	$684.5 million	$1.08 billion	adviserinfo.sec.gov
Tsa Management Inc	Glen Head	2,182	$651.9 million	$1.48 billion	adviserinfo.sec.gov
Courier Capital, LLC	Buffalo	1,738	$635.7 million	$3.59 billion	adviserinfo.sec.gov
First Manhattan Co. LLC	New York	2,252	$630 million	$38.09 billion	adviserinfo.sec.gov
Charles Pratt & Company, L.L.C.	New York	294	$604 million	$916.1 million	adviserinfo.sec.gov
Ladenburg Thalmann Asset Management Inc	New York	2,638	$585.6 million	$6.68 billion	adviserinfo.sec.gov
New York Life Investment Management LLC	New York	808	$572.9 million	$120.70 billion	adviserinfo.sec.gov
Brighton Securities Corp.	Rochester	1,379	$567.1 million	$931 million	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	387	$536.8 million	$36.38 billion	adviserinfo.sec.gov
Blue Horizon Equity, Inc.	Pittsford	1,422	$517.2 million	$745.9 million	adviserinfo.sec.gov
Miller Howard Investments Inc	Kingston	1,697	$494 million	$3.81 billion	adviserinfo.sec.gov
Onyx Bridge Wealth Group LLC	Tarrytown	1,453	$454.2 million	$1.37 billion	adviserinfo.sec.gov
Whitney & Company	Rochester	530	$450.5 million	$1.49 billion	adviserinfo.sec.gov
Fischer Investment Group, Inc.	Pittsford	210	$437.9 million	$437.9 million	adviserinfo.sec.gov
Focused Wealth Management, Inc.	Newburgh	1,867	$436.6 million	$2.27 billion	adviserinfo.sec.gov
Bleichroeder LP	New York	33	$425.3 million	$2.43 billion	adviserinfo.sec.gov
Karpus Investment Management	Pittsford	967	$417.5 million	$4.30 billion	adviserinfo.sec.gov
Prentice Wealth Management LLC	Rochester	974	$416.3 million	$567.5 million	adviserinfo.sec.gov
Gilder Gagnon Howe & Co. LLC	New York	2,741	$407.6 million	$12.12 billion	adviserinfo.sec.gov
Howe and Rusling, Inc.	Rochester	743	$398.8 million	$2.44 billion	adviserinfo.sec.gov
Hilton Capital Management, LLC	Garden City	1,384	$398.6 million	$3.16 billion	adviserinfo.sec.gov
Lebenthal Global Advisors, LLC	Hauppauge	2,165	$385.4 million	$971.8 million	adviserinfo.sec.gov
Magnus Financial Group LLC	New York	739	$383.7 million	$2.33 billion	adviserinfo.sec.gov
Fagan Associates Inc	Troy	1,518	$369.1 million	$940.7 million	adviserinfo.sec.gov
United Asset Strategies Inc.	Garden City	1,074	$368.6 million	$2.26 billion	adviserinfo.sec.gov
Douglass Winthrop Advisors LLC	New York	365	$361.8 million	$6.46 billion	adviserinfo.sec.gov
The Pinnacle Financial Group	Rockville Centre	1,901	$352.4 million	$1.38 billion	adviserinfo.sec.gov
Vestwell Advisors LLC	New York	81,310	$344.3 million	$1.03 billion	adviserinfo.sec.gov
Ascent Wealth Partners, LLC	New Hartford	778	$337 million	$1.52 billion	adviserinfo.sec.gov
Lesko Securities, Inc.	Vestal	1,000	$333.1 million	$728.5 million	adviserinfo.sec.gov
Stacey Braun Associates Inc	New York	883	$328.7 million	$5.50 billion	adviserinfo.sec.gov
Rockbridge Investment Management, LLC	Syracuse	1,202	$326.6 million	$1.84 billion	adviserinfo.sec.gov
Silver Grove Advisory Services	Orchard Park	2,083	$319.6 million	$453.6 million	adviserinfo.sec.gov
John G. Ullman & Associates, Inc	Horseheads	668	$309.7 million	$1.51 billion	adviserinfo.sec.gov
Kershner, Grosso & Co.	Saratoga Spring	425	$302.9 million	$825.5 million	adviserinfo.sec.gov
Moldenhauer & Associates	Orchard Park	920	$301.1 million	$764.9 million	adviserinfo.sec.gov
Seacrest Wealth Management, LLC	Purchase	1,102	$300.4 million	$1.53 billion	adviserinfo.sec.gov
Orange Investment Advisors, Inc.	Goshen	937	$295.7 million	$1.67 billion	adviserinfo.sec.gov
Valicenti Advisory Services Inc	Elmira	362	$287 million	$820 million	adviserinfo.sec.gov
Bouchey Financial Group, LTD.	Troy	707	$281 million	$1.61 billion	adviserinfo.sec.gov
Horizon Financial	West Henrietta	614	$276.6 million	$510.2 million	adviserinfo.sec.gov
Snyder Wealth Group	Medford	544	$269 million	$382 million	adviserinfo.sec.gov
Next Level Private LLC	Harrison	571	$269 million	$1.37 billion	adviserinfo.sec.gov
Minichmacgregor Wealth Management, LLC	Saratoga Springs	711	$261.6 million	$722.9 million	adviserinfo.sec.gov
Retirement Planning Group, LLC	Malta	968	$258.4 million	$375.4 million	adviserinfo.sec.gov
Shufro, Rose & Co., LLC	New York	660	$253.8 million	$2.46 billion	adviserinfo.sec.gov
Fiera Capital Inc.	New York	509	$249.6 million	$17.28 billion	adviserinfo.sec.gov
Maxim Financial Advisors LLC	New York	710	$247.6 million	$445.5 million	adviserinfo.sec.gov
Gagnon Securities, LLC	New York	1,025	$247.6 million	$529.7 million	adviserinfo.sec.gov
Lifemark Securities Corp.	Rochester	986	$247.1 million	$424.9 million	adviserinfo.sec.gov
Matauro, LLC	New York	522	$244.1 million	$1.05 billion	adviserinfo.sec.gov
Madison Advisory Services, Inc.	White Plains	877	$239.2 million	$509.7 million	adviserinfo.sec.gov
Flagstar Securities, Inc.	New York	666	$234.8 million	$784.3 million	adviserinfo.sec.gov
Members Advisory Group, LLC	Williamsville	777	$233.7 million	$443.2 million	adviserinfo.sec.gov
Carret Asset Management, LLC	New York	854	$228.7 million	$3.46 billion	adviserinfo.sec.gov
Strategic Financial Services	Utica	715	$226.8 million	$2.81 billion	adviserinfo.sec.gov
Payne Capital Management, LLC	New York	615	$223.9 million	$1.34 billion	adviserinfo.sec.gov
The Wealth Alliance, LLC	Melville	701	$222.9 million	$2.10 billion	adviserinfo.sec.gov
Wahed	New York	30,377	$213.5 million	$1.29 billion	adviserinfo.sec.gov
Levin Capital Strategies, L.P.	New York	118	$210.5 million	$1.66 billion	adviserinfo.sec.gov
Brooklyn Fi, LLC	Brooklyn	302	$209.8 million	$563.1 million	adviserinfo.sec.gov
Siebert Advisornxt, LLC.	New York	880	$208.7 million	$391.5 million	adviserinfo.sec.gov
Trubee Wealth Advisors, Inc.	Buffalo	520	$206.3 million	$911.5 million	adviserinfo.sec.gov
Reagan Companies Asset Management, Inc	Syracuse	479	$200 million	$1.16 billion	adviserinfo.sec.gov
Unified Retirement Planning Group	Briarcliff Manor	152	$197 million	$197 million	adviserinfo.sec.gov
Zoe Financial, Inc.	New York	1,579	$194.5 million	$283.5 million	adviserinfo.sec.gov
Summit Trail Advisors, LLC	New York	51	$194.3 million	$19.94 billion	adviserinfo.sec.gov
Retirable	New York	1,953	$194.3 million	$301 million	adviserinfo.sec.gov
Marshall + Sterling Wealth Advisors, Inc.	Poughkeepsie	700	$191.7 million	$1.59 billion	adviserinfo.sec.gov
Cantor Fitzgerald Investment Advisors	New York	592	$187.6 million	$3.24 billion	adviserinfo.sec.gov
Level Financial Advisors, Inc.	East Amherst	439	$182.3 million	$975.2 million	adviserinfo.sec.gov
Brookfield Public Securities Group LLC	New York	344	$179.6 million	$66.46 billion	adviserinfo.sec.gov
Royce Investment Partners	New York	931	$173.9 million	$12.41 billion	adviserinfo.sec.gov
Note Advisors, LLC	Buffalo	465	$173.4 million	$437 million	adviserinfo.sec.gov
Bright Futures Wealth Management, LLC	Webster	774	$173.3 million	$294.5 million	adviserinfo.sec.gov
4thought Financial Group Inc.	Syosset	297	$171 million	$214.3 million	adviserinfo.sec.gov
King Wealth Management Group, LLC	Saratoga Springs	460	$170.5 million	$1.08 billion	adviserinfo.sec.gov
Seasons of Advice Wealth Management	New York	523	$164.3 million	$1.22 billion	adviserinfo.sec.gov
The Mustico Financial Group, Inc.	Elmira	391	$163.7 million	$316.5 million	adviserinfo.sec.gov
Sterling Investment Counsel, LLC	Buffalo	546	$162.1 million	$1.03 billion	adviserinfo.sec.gov
Prism Planning and Solutions Group	White Plains	426	$157 million	$157 million	adviserinfo.sec.gov
Quartz Partners Investment Management	Saratoga Springs	656	$156.2 million	$611.9 million	adviserinfo.sec.gov
Beck, Mack & Oliver LLC	New York	795	$156 million	$6.18 billion	adviserinfo.sec.gov
Estabrook Capital Management LLC	New York	548	$154.1 million	$933.3 million	adviserinfo.sec.gov
Nerdwallet Wealth Partners, LLC	New York	647	$153.3 million	$262.8 million	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	391	$153 million	$72.96 billion	adviserinfo.sec.gov
Family Manage LLC	New York	448	$151.8 million	$5.31 billion	adviserinfo.sec.gov
J. Safra Asset Management Corporation	New York City	295	$150.9 million	$6.26 billion	adviserinfo.sec.gov
CFM Advisors Inc	Hauppauge	185	$146.7 million	$202.7 million	adviserinfo.sec.gov
Point Windward Advisors, Inc.	New York	230	$146.4 million	$358.6 million	adviserinfo.sec.gov
Core Alpha, Inc.	Rochester	321	$146.1 million	$146.1 million	adviserinfo.sec.gov
Nottingham Advisors Inc.	Amherst	584	$145.8 million	$1.43 billion	adviserinfo.sec.gov
Joseph P. Lucia & Associates, LLC	Yorktown Heights	561	$143.5 million	$388 million	adviserinfo.sec.gov
S.E.E.D. Planning Group, LLC	Binghamton	566	$141.7 million	$568 million	adviserinfo.sec.gov
Northcape Wealth Management	Williamsville	404	$138.8 million	$706.1 million	adviserinfo.sec.gov
Herold Advisors, Inc.	New York	439	$138.5 million	$540.2 million	adviserinfo.sec.gov
Pinnacle Capital Management, LLC	East Syracuse	445	$138.4 million	$300.5 million	adviserinfo.sec.gov
Hamlin Capital Management, LLC	New York	243	$137.8 million	$8.71 billion	adviserinfo.sec.gov
Platform Technology Partners	Locust Valley	535	$136.6 million	$1.23 billion	adviserinfo.sec.gov
Landmark Wealth Management	Getzville	112	$135.2 million	$679.7 million	adviserinfo.sec.gov
Rise Advisors, LLC	Rochester	356	$134.5 million	$441.2 million	adviserinfo.sec.gov
Opal Wealth Advisors, LLC	Jericho	396	$132.4 million	$1.24 billion	adviserinfo.sec.gov
Andrew Garrett, Inc.	New York	614	$131.1 million	$521.3 million	adviserinfo.sec.gov
The Pitti Group Wealth Management, LLC	Victor	493	$129.7 million	$374.3 million	adviserinfo.sec.gov
Ramirez Asset Management, Inc.	New York	442	$126.8 million	$12.27 billion	adviserinfo.sec.gov
Flynn Zito Capital Management, LLC	Garden City	587	$126.6 million	$773.9 million	adviserinfo.sec.gov
Williams Jones Wealth Management, LLC	New York	182	$125 million	$12.47 billion	adviserinfo.sec.gov
Leigh Baldwin & Co., LLC	Cazenovia	608	$123.5 million	$290.6 million	adviserinfo.sec.gov
Chelsea Advisory Services, Inc	Staten Island	506	$123.4 million	$147.4 million	adviserinfo.sec.gov
Stifel Capital Management, LLC	New York	257	$123.3 million	$4.20 billion	adviserinfo.sec.gov
Blackdiamond Wealth Management, LLC	New York	275	$123.1 million	$424 million	adviserinfo.sec.gov
Graney& King, LLC	Latham	478	$122.7 million	$484.4 million	adviserinfo.sec.gov
Samalin Wealth	Chappaqua	417	$121.9 million	$490.5 million	adviserinfo.sec.gov
Compass Advisors	Melville	240	$120.2 million	$767.5 million	adviserinfo.sec.gov
Prospect Financial Services LLC	Melville	446	$120.2 million	$431 million	adviserinfo.sec.gov
Advent Capital Management, LLC	New York	302	$119.6 million	$8.82 billion	adviserinfo.sec.gov
Altfest Personal Wealth Management	New York	255	$119.1 million	$1.80 billion	adviserinfo.sec.gov
Greenbush Financial Group, LLC	Albany	448	$119 million	$616.5 million	adviserinfo.sec.gov
Smith Affiliated Capital Corp.	New York	60	$116.4 million	$1.68 billion	adviserinfo.sec.gov
Fusion Family Wealth, LLC	Woodbury	159	$116.3 million	$1.44 billion	adviserinfo.sec.gov
Finhabits Advisors, LLC	New York	29,460	$116 million	$116 million	adviserinfo.sec.gov
Holistic Wealth Advisors	Clifton Park	526	$115.6 million	$278.7 million	adviserinfo.sec.gov
Genesee Capital Advisors, LLC	Auburn	426	$113.7 million	$420.3 million	adviserinfo.sec.gov
Albanyadvisor Group LLC	Albany	339	$113.4 million	$302.8 million	adviserinfo.sec.gov
Cannell & Spears LLC	New York	457	$112.9 million	$6.99 billion	adviserinfo.sec.gov
Koehler Asset Management	Babylon	191	$111 million	$111 million	adviserinfo.sec.gov
Fingerlakes Wealth Management, Inc.	Ithaca	477	$110.7 million	$285.4 million	adviserinfo.sec.gov
Adirondack Capital Advisors, LLC	Syracuse	290	$110.2 million	$422.3 million	adviserinfo.sec.gov
Fenimore Asset Management, Inc.	Cobleskill	177	$109.7 million	$5.41 billion	adviserinfo.sec.gov
Veneroso Wealth Management	Woodbury	268	$108.9 million	$298.8 million	adviserinfo.sec.gov
Bridgewater Advisors Inc.	New York	223	$107.3 million	$2.57 billion	adviserinfo.sec.gov
Stirlingshire Investments	New York	726	$104.9 million	$244.6 million	adviserinfo.sec.gov
Guardian Wealth Partners, LLC	New York	372	$104.6 million	$191.4 million	adviserinfo.sec.gov
Frisch Financial Group, Inc.	Melville	243	$104.4 million	$931.6 million	adviserinfo.sec.gov
Emergent Wealth Advisors, LLC	Williamsville	296	$104 million	$249.1 million	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	210	$102.9 million	$240.66 billion	adviserinfo.sec.gov
Cornell Pochily Investment Advisors, Inc.	Ithaca	350	$102.3 million	$654.4 million	adviserinfo.sec.gov
Goalvest Advisory LLC	New York	236	$101 million	$777.6 million	adviserinfo.sec.gov
Joel Isaacson & Co., LLC	New York	135	$101 million	$9.32 billion	adviserinfo.sec.gov
Douglas C. Lane & Associates	New York	210	$100.8 million	$8.44 billion	adviserinfo.sec.gov
NBT Capital Management, Inc.	Norwich	310	$99.8 million	$1.61 billion	adviserinfo.sec.gov
Simmons Capital Group	Halfmoon	397	$99.8 million	$213 million	adviserinfo.sec.gov
Klingman and Associates, LLC	New York	248	$98.9 million	$5.66 billion	adviserinfo.sec.gov
Tailored Wealth Solutions	Saratoga Springs	183	$98.6 million	$271.8 million	adviserinfo.sec.gov
Allsquare Wealth Management, LLC	Albany	356	$97 million	$307.8 million	adviserinfo.sec.gov
East End Financial Group, Inc.	Riverhead	167	$96.1 million	$689.2 million	adviserinfo.sec.gov
Leeb Capital Management, Inc.	New York	25	$95.9 million	$111.9 million	adviserinfo.sec.gov
Imperity Wealth Alliance LLC	Melville	339	$95.3 million	$139.7 million	adviserinfo.sec.gov
Rockline Wealth Management LLC	Islip Terrace	522	$95 million	$749.6 million	adviserinfo.sec.gov
J.W.Burns & Company, Inc.	Dewitt	305	$94.9 million	$1.03 billion	adviserinfo.sec.gov
Sovereign Asset Management	Amherst	285	$94.5 million	$176 million	adviserinfo.sec.gov
Momentum Advisors	New York	220	$94.4 million	$414.7 million	adviserinfo.sec.gov
Sterling Manor Financial, LLC	Saratoga Springs	339	$94.1 million	$201 million	adviserinfo.sec.gov
Ellevest	New York	100	$93.4 million	$1.13 billion	adviserinfo.sec.gov
Murphy Wealth Management Group	Fishkill	287	$93.3 million	$251.9 million	adviserinfo.sec.gov
Matrix Asset Advisors Inc	White Plains	226	$93.2 million	$1.40 billion	adviserinfo.sec.gov
Hudson Heritage Capital Management, Inc.	Croton-On-Hudson	276	$93 million	$128.7 million	adviserinfo.sec.gov
Argus Investors' Counsel, Inc.	New York	274	$92.7 million	$137.3 million	adviserinfo.sec.gov
Post Resch Tallon Group	Pittsford	305	$92.4 million	$340.2 million	adviserinfo.sec.gov
Weber Asset Management, Inc.	Lake Success	236	$91.9 million	$651.5 million	adviserinfo.sec.gov
Grimaldi Portfolio Solutions, Inc	Wappingers Falls	299	$91 million	$133 million	adviserinfo.sec.gov
Prato Capital Management	White Plains	241	$91 million	$224.6 million	adviserinfo.sec.gov
Capstone Investment Financial Group, LLC	Webster	357	$90.8 million	$174.6 million	adviserinfo.sec.gov
One Oak Capital Management, LLC	Purchase	320	$89.2 million	$418.5 million	adviserinfo.sec.gov
LVW Advisors, LLC	Pittsford	246	$86.7 million	$2.47 billion	adviserinfo.sec.gov
Candace Shira Associates, LLC	Pittsford	264	$86.7 million	$443.5 million	adviserinfo.sec.gov
Premier Wealth Advisors, LLC	New York	363	$86 million	$555.1 million	adviserinfo.sec.gov
Innovative Private Wealth Management Inc.	Somers	369	$84.2 million	$367 million	adviserinfo.sec.gov
Continuum Wealth Advisors, LLC	Saratoga Springs	224	$83.5 million	$345.6 million	adviserinfo.sec.gov
Cooper/Haims Advisors, LLC	Victor	226	$83.2 million	$1.18 billion	adviserinfo.sec.gov
Gladowsky Capital Management Corp	Smithtown	190	$83 million	$197.8 million	adviserinfo.sec.gov
Passive Capital Management, LLC	Syracuse	298	$82.9 million	$996.9 million	adviserinfo.sec.gov
Adirondack Financial Services Corp	Utica	459	$81.5 million	$461.8 million	adviserinfo.sec.gov
Kahn Brothers Advisors LLC	New York	200	$81.2 million	$498.6 million	adviserinfo.sec.gov
Blue Jean Financial LLC	Albany	356	$80.9 million	$133.3 million	adviserinfo.sec.gov
Quint Investments and Insurance	Wappingers Falls	386	$80.7 million	$110.4 million	adviserinfo.sec.gov
Federal Prep	Bohemia	637	$80.1 million	$80.1 million	adviserinfo.sec.gov
Nosuris, Inc.	Lynbrook	180	$80 million	$95 million	adviserinfo.sec.gov
Armbruster Capital Management, Inc.	Pittsford	205	$79.9 million	$1.06 billion	adviserinfo.sec.gov
Westco Advisory Services, Inc.	Lynbrook	246	$79.6 million	$254 million	adviserinfo.sec.gov
Kickstand Wealth Advisors	Pittsford	161	$79.5 million	$633.5 million	adviserinfo.sec.gov
FSC Wealth Advisors, LLC	Fishkill	677	$79.4 million	$122.3 million	adviserinfo.sec.gov
MPM Advisors Group LLC	Liverpool	154	$79.1 million	$116.1 million	adviserinfo.sec.gov
Meadowbrook Wealth Management, LLC	Garden City	142	$79.1 million	$110.1 million	adviserinfo.sec.gov
McCollum Christoferson Group, LLC	Amherst	213	$78.8 million	$415.8 million	adviserinfo.sec.gov
Wellington Shields & Co., LLC	New York	416	$78.5 million	$546 million	adviserinfo.sec.gov
First Eagle Separate Account Management, LLC	New York	204	$78 million	$907.6 million	adviserinfo.sec.gov
High Probability Advisors, LLC	Pittsford	192	$77.3 million	$1.05 billion	adviserinfo.sec.gov
Capital Preservation Partners, Inc.	Bronxville	356	$76.5 million	$222.4 million	adviserinfo.sec.gov
Godfrey Financial Associates, Inc.	Glenmont	350	$75.8 million	$182.5 million	adviserinfo.sec.gov
Draper Asset Management, LLC	Smithtown	463	$75.5 million	$231 million	adviserinfo.sec.gov
Milagre Wealth Management, Inc.	White Plains	383	$75.3 million	$137.1 million	adviserinfo.sec.gov
Farrell Financial	Orchard Park	189	$74.2 million	$200.6 million	adviserinfo.sec.gov
Curran Wealth Management	Albany	201	$74 million	$804.3 million	adviserinfo.sec.gov
Landmark Wealth Management, LLC	Melville	142	$73.1 million	$442 million	adviserinfo.sec.gov
Giverny Capital Asset Management	New York	116	$71.7 million	$599.4 million	adviserinfo.sec.gov
W & S Management Services, Inc.	Rochester	436	$71.5 million	$166 million	adviserinfo.sec.gov
Rialto Wealth Management	Syracuse	192	$71 million	$625.9 million	adviserinfo.sec.gov
Omc Financial Services LTD	Dewitt	167	$70.6 million	$328.5 million	adviserinfo.sec.gov
Newman Ladd Capital Advisors, LLC.	Camillus	185	$70.6 million	$108.1 million	adviserinfo.sec.gov
R.W. Roge & Company, Inc	Bohemia	201	$70.5 million	$419.5 million	adviserinfo.sec.gov
Lynnleigh & Company, LLC	Pittsford	224	$70.1 million	$161.5 million	adviserinfo.sec.gov
Carswell Investments, LLC	East Syracuse	133	$69.3 million	$322.5 million	adviserinfo.sec.gov
Bone Fide Wealth	New York	157	$69 million	$126.7 million	adviserinfo.sec.gov
Sage Investment Advisers LLC	Wappingers Falls	232	$68.4 million	$268.4 million	adviserinfo.sec.gov
Ever Green Wealth Management, LLC	Victor	351	$68 million	$80.3 million	adviserinfo.sec.gov
Clarus Group LLC	New York	171	$67.3 million	$158 million	adviserinfo.sec.gov
Alesco Advisors, LLC, an Esl Company	Pittsford	140	$67.3 million	$5.61 billion	adviserinfo.sec.gov
Sanderson Wealth Management, LLC	Buffalo	84	$66.8 million	$1.43 billion	adviserinfo.sec.gov
Klingenstein Fields Advisors	New York	260	$66.8 million	$4.70 billion	adviserinfo.sec.gov
Alinea Advisory Services LLC	New York	115,693	$66.6 million	$66.6 million	adviserinfo.sec.gov
Summit Planning Group, Inc.	E. Syracuse	186	$66.1 million	$111 million	adviserinfo.sec.gov
New Horizon Financial Strategies, LLC	Ithaca	189	$65.8 million	$217.2 million	adviserinfo.sec.gov
Wellington Shields Capital Management, LLC	New York	271	$65.7 million	$1.17 billion	adviserinfo.sec.gov
Broadway Advisor Group	Albany	244	$65.6 million	$214.9 million	adviserinfo.sec.gov
Ethic	New York	18	$64.3 million	$10.12 billion	adviserinfo.sec.gov
Lifecapital Partners LLC	New York	255	$64.1 million	$133.2 million	adviserinfo.sec.gov
Montgomery Capital Advisors LLC	New York	33	$63.2 million	$130.1 million	adviserinfo.sec.gov
Honeoye Falls Capital LLC	Honeoye Falls	5	$62 million	$67 million	adviserinfo.sec.gov
Dasta Investments LLC	New York	24,811	$61.6 million	$81.8 million	adviserinfo.sec.gov
Chemistry Wealth Management LLC	New York	227	$61.4 million	$1.26 billion	adviserinfo.sec.gov
Income & Asset Advisory, Inc.	Armonk	226	$61.4 million	$174.8 million	adviserinfo.sec.gov
Private Client Asset Management, Inc.	Massapequa	152	$61 million	$181.2 million	adviserinfo.sec.gov
Tortoise Investment Management, LLC	White Plains	144	$60.7 million	$2.07 billion	adviserinfo.sec.gov
Arcadia Wealth Management	Smithtown	162	$60.6 million	$383.6 million	adviserinfo.sec.gov
GPS Financial, LLC	Pittsford	249	$60.2 million	$77.3 million	adviserinfo.sec.gov
Bayridge Financial Group, Inc.	Rockville Centre	470	$59.2 million	$94.2 million	adviserinfo.sec.gov
Western New York Financial Group, LLC	Buffalo	199	$58.3 million	$84.1 million	adviserinfo.sec.gov
Wealthedge Investment Advisors, LLC	New York	192	$58.2 million	$472.1 million	adviserinfo.sec.gov
Florian Financial Group LLC	Williamsville	187	$57.9 million	$215 million	adviserinfo.sec.gov
First Long Island Investors, LLC	Jericho	170	$57.8 million	$1.86 billion	adviserinfo.sec.gov
Shulman Demeo Asset Management, LLC	Lake Success	180	$57.4 million	$815.4 million	adviserinfo.sec.gov
Winthrop Partners, Wny, LLC	Orchard	255	$57.1 million	$186.2 million	adviserinfo.sec.gov
Ibn Financial Services, Inc	Liverpool	457	$57 million	$87.7 million	adviserinfo.sec.gov
River Partners Capital Management, LP	New York	59	$56.7 million	$1.32 billion	adviserinfo.sec.gov
Stratton Capital Investment Advisory LLC	New York	582	$56.6 million	$138.3 million	adviserinfo.sec.gov
Happiness in Retirement	Schenectady	184	$55.7 million	$192.5 million	adviserinfo.sec.gov
Nestegg Advisors, Inc.	Hauppauge	135	$55.1 million	$272.7 million	adviserinfo.sec.gov
Hazard & Siegel Advisory Services LLC	Dewitt	124	$55.1 million	$449.8 million	adviserinfo.sec.gov
Carry Advisors LLC	Brooklyn	1,604	$54.9 million	$180.9 million	adviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.