Data / Investment advisers / New York / Ladenburg Thalmann Asset Management Inc
Ladenburg Thalmann Asset Management Inc, New York, NY: $6.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ladenburg Thalmann Asset Management Inc is an SEC registered investment adviser with its main office in New York, New York and reports $6.7 billion in regulatory assets under management in its Form ADV filed September 1, 2026. Its clients include other investment advisers, high net worth individuals and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 108604
- SEC file number
- 801-54909
- SEC status
- Approved, effective October 16, 1997
- Main office
- 640 Fifth Avenue 4th FL., New York, NY 10019
- Phone
- (800) 995-5267
- Website
- symbil.com
- Regulatory AUM
- $6,675,795,755 in the Form ADV filed September 1, 2026
- Discretionary AUM
- $1,834,895,826
- Non discretionary AUM
- $4,840,899,929
- Accounts
- 3,153
- Employees
- 30, of which 14 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 4 | $4.48 billion |
| High net worth individuals | 291 | $634.4 million |
| Individuals (other than high net worth individuals) | 2,638 | $585.6 million |
| Investment companies | 5 | $449.6 million |
| Corporations or other businesses | 139 | $233.4 million |
| Pension and profit sharing plans | 45 | $141.3 million |
| Charitable organizations | 27 | $83.4 million |
| Pooled investment vehicles | 5 | $63.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.68 billion | March 31, 2026 |
| December 1, 2025 | $5.61 billion | September 15, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Laurion Capital Management LP | New York | $6.76 billion | 3 | adviserinfo.sec.gov |
| TRG Management LP | New York | $6.72 billion | 27 | adviserinfo.sec.gov |
| Trutino Capital Management, LLC | New York | $6.72 billion | 1 | adviserinfo.sec.gov |
| Leeds Equity Partners | New York | $6.71 billion | 27 | adviserinfo.sec.gov |
| BC Partners Advisors L.P. | New York | $6.69 billion | 9 | adviserinfo.sec.gov |
| Avista Healthcare Partners | New York | $6.66 billion | 18 | adviserinfo.sec.gov |
| Quantbot Technologies, LP | New York | $6.65 billion | 2 | adviserinfo.sec.gov |
| Cortec Group Management Services, LLC | New York | $6.63 billion | 12 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
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- Advisers with $1 billion to $10 billion in AUM
- Advisers serving other investment advisers
- Advisers serving high net worth individuals
- Ladenburg Thalmann Asset Management Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.