Data / Investment advisers / New York / Florian Financial Group LLC
Florian Financial Group LLC, Williamsville, NY: $215 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Florian Financial Group LLC is an SEC registered investment adviser with its main office in Williamsville, New York and reports $215 million in regulatory assets under management in its Form ADV filed June 17, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Florian Financial Group LLC (CRD number 123869): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 123869
- SEC file number
- 801-67944
- SEC status
- Approved, effective June 6, 2007
- Main office
- 1825 Maple Road Suite 240, Williamsville, NY 14221
- Phone
- (716) 810-9590
- Website
- florianfinancialgroup.com
- Regulatory AUM
- $214,969,672 in the Form ADV filed June 17, 2026
- Discretionary AUM
- $214,969,672
- Accounts
- 957
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 58 | $128.5 million |
| Individuals (other than high net worth individuals) | 187 | $57.9 million |
| Pension and profit sharing plans | Fewer than 5 | $18.8 million |
| Corporations or other businesses | Fewer than 5 | $9.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $215 million | March 30, 2026 |
| December 1, 2025 | $151.4 million | March 19, 2025 |
Other advisers in Williamsville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Dopkins Wealth Management, LLC | Williamsville | $717 million | Not listed | adviserinfo.sec.gov |
| Northcape Wealth Management | Williamsville | $706.1 million | Not listed | adviserinfo.sec.gov |
| Ogorek Wealth Management, LLC | Williamsville | $558.9 million | Not listed | adviserinfo.sec.gov |
| Members Advisory Group, LLC | Williamsville | $443.2 million | Not listed | adviserinfo.sec.gov |
| Emergent Wealth Advisors, LLC | Williamsville | $249.1 million | Not listed | adviserinfo.sec.gov |
| Bentham Wealth Advisors | Williamsville | $110.1 million | Not listed | adviserinfo.sec.gov |
| Buffalo First Wealth Management, LLC | Williamsville | $91.7 million | Not listed | adviserinfo.sec.gov |
| Amazz Investment Management, Inc. | Williamsville | $78.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Williamsville, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Florian Financial Group LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.