Data / Investment advisers / New York / New York Life Investment Management LLC
New York Life Investment Management LLC, New York, NY: $121 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
New York Life Investment Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $121 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies, corporations and other businesses and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 109591
- SEC file number
- 801-57396
- SEC status
- Approved, effective March 20, 2000
- Main office
- 51 Madison Avenue, New York, NY 10010
- Phone
- (888) 474-7725
- Regulatory AUM
- $120,697,893,028 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $118,627,503,709
- Non discretionary AUM
- $2,070,389,319
- Accounts
- 939
- Employees
- 364, of which 18 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 105 | $116.18 billion |
| Corporations or other businesses | 18 | $1.41 billion |
| Pooled investment vehicles | 2 | $1.14 billion |
| Insurance companies | Fewer than 5 | $1.02 billion |
| Individuals (other than high net worth individuals) | 808 | $572.9 million |
| Pension and profit sharing plans | Fewer than 5 | $292.5 million |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $57.8 million |
| Charitable organizations | Fewer than 5 | $27.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $120.70 billion | March 30, 2026 |
| December 1, 2025 | $113.16 billion | July 8, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Goldman Sachs & Co. LLC | New York | $133.64 billion | Not listed | adviserinfo.sec.gov |
| Aflac Asset Management LLC | New York | $133.47 billion | 1 | adviserinfo.sec.gov |
| Blackstone Real Estate Advisors L.P. | New York | $130.74 billion | 53 | adviserinfo.sec.gov |
| Van Eck Associates Corp. | New York | $125.61 billion | Not listed | adviserinfo.sec.gov |
| General Atlantic Service Company, L.P. | New York | $125.26 billion | 334 | adviserinfo.sec.gov |
| Lazard Asset Management LLC | New York | $120.52 billion | 67 | adviserinfo.sec.gov |
| TPG Angelo Gordon | New York | $115.94 billion | 237 | adviserinfo.sec.gov |
| Warburg Pincus LLC | New York | $108.66 billion | 213 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving corporations and other businesses
- New York Life Investment Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.