Data / Investment advisers / New York / Nottingham Advisors Inc.
Nottingham Advisors Inc., Amherst, NY: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Nottingham Advisors Inc. is an SEC registered investment adviser with its main office in Amherst, New York and reports $1.4 billion in regulatory assets under management in its Form ADV filed September 11, 2026. Its clients include pension and profit sharing plans, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Nottingham Advisors Inc. (CRD number 104928): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 104928
- SEC file number
- 801-17685
- SEC status
- Approved, effective September 22, 1982
- Main office
- 500 Corporate Parkway Suite 216, Amherst, NY 14226
- Phone
- (716) 633-3800
- Website
- yelp.com
- Regulatory AUM
- $1,426,068,477 in the Form ADV filed September 11, 2026
- Discretionary AUM
- $1,377,756,909
- Non discretionary AUM
- $48,311,568
- Accounts
- 1,385
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 32 | $793.3 million |
| High net worth individuals | 145 | $259 million |
| Corporations or other businesses | 14 | $147.6 million |
| Individuals (other than high net worth individuals) | 584 | $145.8 million |
| Charitable organizations | 20 | $78.9 million |
| State or municipal government entities | Fewer than 5 | $1.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.43 billion | March 30, 2026 |
| December 1, 2025 | $1.65 billion | September 3, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Summit Rock Advisors, LP | New York | $26.18 billion | 21 | adviserinfo.sec.gov |
| Fred Alger Management, LLC | New York | $26.14 billion | 2 | adviserinfo.sec.gov |
| Blue Owl Insurance Solutions | New York | $25.84 billion | Not listed | adviserinfo.sec.gov |
| Agl Credit Management LLC | New York | $25.80 billion | 53 | adviserinfo.sec.gov |
| Pretium Single-Family Rental Manager III, LLC | New York | $25.71 billion | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Nottingham Advisors Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.