Data / Investment advisers / New York / Brighton Securities Corp.
Brighton Securities Corp., Rochester, NY: $931 million AUM, SEC registered investment adviser
Brighton Securities Corp. is an SEC registered investment adviser with its main office in Rochester, New York and reports $931 million in regulatory assets under management in its Form ADV filed April 21, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 3875
- SEC file number
- 801-62276
- SEC status
- Approved, effective September 8, 2003
- Main office
- 1703 Monroe Avenue, Rochester, NY 14618
- Phone
- (585) 473-3590
- Website
- brightonsecurities.com
- Regulatory AUM
- $930,950,057 in the Form ADV filed April 21, 2026
- Discretionary AUM
- $354,982,329
- Non discretionary AUM
- $575,967,728
- Accounts
- 3,130
- Employees
- 26, of which 21 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- April 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,379 | $567.1 million |
| High net worth individuals | 374 | $333.8 million |
| Corporations or other businesses | 13 | $12.4 million |
| Pension and profit sharing plans | 17 | $9.8 million |
| Charitable organizations | 12 | $7.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $931 million | March 24, 2026 |
| December 1, 2025 | $986.2 million | October 29, 2025 |
Other advisers in Rochester
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sage, Rutty & Co., Inc. | Rochester | $3.46 billion | Not listed | adviserinfo.sec.gov |
| Howe and Rusling, Inc. | Rochester | $2.44 billion | Not listed | adviserinfo.sec.gov |
| Ashton Thomas Securities, LLC | Rochester | $1.86 billion | Not listed | adviserinfo.sec.gov |
| Novem Group | Rochester | $1.72 billion | Not listed | adviserinfo.sec.gov |
| Whitney & Company | Rochester | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Seneca Financial Advisors LLC | Rochester | $847.2 million | Not listed | adviserinfo.sec.gov |
| Prentice Wealth Management LLC | Rochester | $567.5 million | Not listed | adviserinfo.sec.gov |
| Rise Advisors, LLC | Rochester | $441.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rochester, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Brighton Securities Corp. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.