Data / Investment advisers / New York / Zoe Financial, Inc.
Zoe Financial, Inc., New York, NY: $283 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Zoe Financial, Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $283 million in regulatory assets under management in its Form ADV filed October 1, 2026. Its clients include individuals, high net worth individuals and other investment advisers. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 285158
- SEC file number
- 801-117745
- SEC status
- Approved, effective December 5, 2019
- Main office
- 666 Third Ave. 6th Floor, New York, NY 10017
- Phone
- (646) 680-9244
- Regulatory AUM
- $283,473,191 in the Form ADV filed October 1, 2026
- Discretionary AUM
- $118,174,160
- Non discretionary AUM
- $165,299,031
- Accounts
- 2,749
- Employees
- 45, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, other fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- October 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,579 | $194.5 million |
| High net worth individuals | 29 | $88.9 million |
| Other investment advisers | 81 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $283.5 million | March 30, 2026 |
| December 1, 2025 | Not listed | August 22, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Jlens | New York | $286.2 million | Not listed | adviserinfo.sec.gov |
| Eden Global Advisors LLC | New York | $285.6 million | 3 | adviserinfo.sec.gov |
| Full in Partners | New York | $284.4 million | 8 | adviserinfo.sec.gov |
| Darwins River Capital | New York | $283.8 million | Not listed | adviserinfo.sec.gov |
| Eden Capital Management LLC | New York | $283.8 million | 2 | adviserinfo.sec.gov |
| Beatrice Advisors LP | New York | $282.3 million | 1 | adviserinfo.sec.gov |
| New Vintage Partners LLC | New York | $281.5 million | 15 | adviserinfo.sec.gov |
| American Financial & Tax Strategies, Inc. | New York | $279.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Zoe Financial, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.