Data / Investment advisers / New York / BNY Mellon Securities Corporation
BNY Mellon Securities Corporation, New York, NY: $8.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
BNY Mellon Securities Corporation is an SEC registered investment adviser with its main office in New York, New York and reports $8.4 billion in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch BNY Mellon Securities Corporation (CRD number 231): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 231
- SEC file number
- 801-54739
- SEC status
- Approved, effective July 24, 1997
- Main office
- 240 Greenwich Street 9th Floor East, New York, NY 10286
- Phone
- (212) 922-6273
- Website
- bny.com
- Regulatory AUM
- $8,448,676,677 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $703,050,630
- Non discretionary AUM
- $7,745,626,047
- Accounts
- 3,732
- Employees
- 253, of which 91 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, civil court actions
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 2,997 | $856.3 million |
| High net worth individuals | 228 | $420.2 million |
| Corporations or other businesses | 441 | $264.5 million |
| Charitable organizations | 22 | $31.1 million |
| Pension and profit sharing plans | 30 | $18.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $8.45 billion | March 31, 2026 |
| December 1, 2025 | $7.14 billion | October 7, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Blue Torch Capital LP | New York | $8.56 billion | 14 | adviserinfo.sec.gov |
| Gresham Investment Management LLC | New York | $8.55 billion | 9 | adviserinfo.sec.gov |
| Blackstone Multi-Asset Advisors L.L.C. | New York | $8.54 billion | 10 | adviserinfo.sec.gov |
| Eldridge Credit Advisers, LLC | New York | $8.46 billion | 29 | adviserinfo.sec.gov |
| Midocean Credit Partners | New York | $8.46 billion | 46 | adviserinfo.sec.gov |
| Douglas C. Lane & Associates | New York | $8.44 billion | Not listed | adviserinfo.sec.gov |
| Vista Credit Partners, L.P. | New York | $8.42 billion | 29 | adviserinfo.sec.gov |
| SK Capital Partners | New York | $8.36 billion | 28 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- BNY Mellon Securities Corporation on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.