Data / Investment advisers / New York / Compass Advisors
Compass Advisors, Melville, NY: $767 million AUM, SEC registered investment adviser
Compass Advisors is an SEC registered investment adviser with its main office in Melville, New York and reports $767 million in regulatory assets under management in its Form ADV filed September 24, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 288256
- SEC file number
- 801-110409
- SEC status
- Approved, effective April 14, 2017
- Legal name
- Compass Advisory Group LLC
- Main office
- 155 Pinelawn Road Suite 210 N, Melville, NY 11747
- Phone
- (516) 938-2400
- Website
- compassadvisors.com
- Regulatory AUM
- $767,495,362 in the Form ADV filed September 24, 2026
- Discretionary AUM
- $506,290,069
- Non discretionary AUM
- $261,205,293
- Accounts
- 1,152
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 161 | $337.6 million |
| High net worth individuals | 121 | $300.5 million |
| Individuals (other than high net worth individuals) | 240 | $120.2 million |
| Corporations or other businesses | 6 | $9.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $767.5 million | February 19, 2026 |
| December 1, 2025 | $644.1 million | May 29, 2025 |
Other advisers in Melville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Wealth Alliance, LLC | Melville | $2.10 billion | Not listed | adviserinfo.sec.gov |
| J.J. Burns & Company | Melville | $1.25 billion | Not listed | adviserinfo.sec.gov |
| Fincadia Advisors LLC | Melville | $1.00 billion | 15 | adviserinfo.sec.gov |
| Frisch Financial Group, Inc. | Melville | $931.6 million | Not listed | adviserinfo.sec.gov |
| Landmark Wealth Management, LLC | Melville | $442 million | Not listed | adviserinfo.sec.gov |
| Prospect Financial Services LLC | Melville | $431 million | Not listed | adviserinfo.sec.gov |
| Lantern Wealth Advisors, LLC | Melville | $319.9 million | Not listed | adviserinfo.sec.gov |
| Aps Wealth Management, LLC | Melville | $311.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Melville, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Compass Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.