Data / Investment advisers / New York / Frisch Financial Group, Inc.
Frisch Financial Group, Inc., Melville, NY: $932 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Frisch Financial Group, Inc. is an SEC registered investment adviser with its main office in Melville, New York and reports $932 million in regulatory assets under management in its Form ADV filed April 10, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Frisch Financial Group, Inc. (CRD number 126524): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 126524
- SEC file number
- 801-62300
- SEC status
- Approved, effective August 21, 2003
- Main office
- 445 Broad Hollow Road Suite 215, Melville, NY 11747
- Phone
- (516) 694-7900
- Website
- frischfinancial.com
- Regulatory AUM
- $931,564,656 in the Form ADV filed April 10, 2026
- Discretionary AUM
- $893,237,340
- Non discretionary AUM
- $38,327,316
- Accounts
- 1,759
- Employees
- 18, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 358 | $819.2 million |
| Individuals (other than high net worth individuals) | 243 | $104.4 million |
| Charitable organizations | Fewer than 5 | $4.5 million |
| Pension and profit sharing plans | Fewer than 5 | $3.4 million |
| Corporations or other businesses | Fewer than 5 | $77,573 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $931.6 million | March 27, 2026 |
| December 1, 2025 | $789.7 million | March 28, 2025 |
Other advisers in Melville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Wealth Alliance, LLC | Melville | $2.10 billion | Not listed | adviserinfo.sec.gov |
| J.J. Burns & Company | Melville | $1.25 billion | Not listed | adviserinfo.sec.gov |
| Fincadia Advisors LLC | Melville | $1.00 billion | 15 | adviserinfo.sec.gov |
| Compass Advisors | Melville | $767.5 million | Not listed | adviserinfo.sec.gov |
| Landmark Wealth Management, LLC | Melville | $442 million | Not listed | adviserinfo.sec.gov |
| Prospect Financial Services LLC | Melville | $431 million | Not listed | adviserinfo.sec.gov |
| Lantern Wealth Advisors, LLC | Melville | $319.9 million | Not listed | adviserinfo.sec.gov |
| Aps Wealth Management, LLC | Melville | $311.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Melville, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Frisch Financial Group, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.